Circular to Licensed Corporations and Associated Entities - Anti-Money Laundering / Counter-Terrorist Financing
Anti-Money Laundering and Counter-Terrorist Financing Seminars

17 Sep 2012



The SFC, together with the Financial Services and the Treasury Bureau and the Joint Financial Intelligence Unit, will jointly host three half-day anti-money laundering and counter-terrorist financing (“AML/CFT”) seminars on 17 October 2012 and 19 October 2012.  The seminars will be held at the Lecture Theatre, G/F, Hong Kong Central Library, Causeway Bay.

Objectives & Rundown

The objectives of the seminars are-

Please refer to Appendix 1 for rundown and speakers of the seminars.

Who should attend

You are invited to nominate relevant management / supervisory personnel and compliance officers to attend.  The seminar is free of charge and 3 CPT hours will be offered to those who attend the whole session.

Enrolment

Each firm should only submit one enrolment form. Please complete and return the attached enrolment form (Appendix 2) on or before 3 October 2012 by fax at 2293-4087 or email at aml_seminar@sfc.hk.

Enrolments are subject to a maximum of 3 places per firm. As seats are limited, we will attempt to allocate the nominees listed as first priority in all enrolment forms received by the deadline on a first come first served basis. Any remaining seats will be allocated to the other nominees in the order of priority and if possible, according to their time of preference.

The SFC will send the confirmation slip directly to successful applicants at least two days before the seminar.  Please present your confirmation slip for admission at the venue.  

If you have any queries, please contact Ms Kiki Wong at 2840-9569.

Intermediaries Supervision Department

Securities and Futures Commission

Enclosure

SFO/IS/020/2012


Click here to download the document

Supplementary document:
Appendix 1
Appendix 2


Page last updated : 19 Sep 2012