Circular to Licensed Corporations on Reporting of Over-the-counter (OTC) Derivatives Transactions

30 Jun 2017



Today the trade repository (HKTR) operated by the Hong Kong Monetary Authority (HKMA) published on its website another note for updating the Supplementary Reporting Instructions for OTC Derivative Transactions (SRI 1) and the Supplementary Reporting Instructions for OTC Derivatives Transactions – Part 2 (SRI 2): https://hktr.hkma.gov.hk/ContentDetail.aspx?pageName=HKTR-RPT-Administration-and-Interface-Development-Guide

This is the third note of update to the SRIs.  Previous notes were issued in January 2017 and February 2017.  All the notes should be read together with SRI 1 and SRI 2 as the complete set of supplementary reporting instructions. Licensed Corporations that may be subject to mandatory reporting obligations are advised to refer to these documents.

If you have any questions regarding the substance of the reporting requirements, please call (852) 2231 1788. For questions about the service and operation of the electronic reporting system, or about training and simulation tests, please contact the HKTR on (852) 8100 3115 or email hktr@hkma.gov.hk.


Supervision of Markets Division
Securities and Futures Commission


Click here to download the document


Page last updated : 30 Jun 2017