Circular to Licensed Corporations and Associated Entities - Anti-Money Laundering / Counter-Terrorist Financing
Seminar Materials

15 Dec 2017



Circular to Licensed Corporations and Associated Entities 

Anti-Money Laundering / Counter-Terrorist Financing 

Seminar Materials

The PowerPoint slides of the presentations (in both English and Chinese versions) that SFC staff and speakers of the Joint Financial Intelligence Unit respectively made at the recent Anti-Money Laundering and Counter-Terrorist Financing Seminars Note 1 have been posted on SFC’s website Note 2 under the heading "Training materials - Presented by SFC staff" and under the heading "Training materials - Presented by external parties", respectively.  

Licensed corporations and associated entities are encouraged to download the aforesaid presentation materials for reference and internal training as appropriate.

Should you have any queries regarding the contents of this circular, please contact Ms Kiki Wong on 2231 1569.

Intermediaries Supervision Department
Intermediaries Division
Securities and Futures Commission

End

SFO/IS/048/2017

Note 1 The seminars, referred to in our previous circular of 26 October 2017, were held on 27, 28 November and 7 December 2017.
Note 2
The presentation materials can be found on SFC’s website (http://www.sfc.hk/web/EN/rule-book/anti-money-laundering-and-counter-terrorist-financing/other-publications-and-information-sources.html).


Click here to download the document


Page last updated : 15 Dec 2017