All news

In this sub-section, you will find all news releases ever disseminated by the SFC. The list is in chronological order. Please use the filter to view items by year.

Date Title
18 Jun 2013 SFC welcomes appointment of Executive Director
18 Jun 2013 SFC bans Michelle Ng Man Chow for life
11 Jun 2013 SFC reprimands and fines Credit Suisse Securities (Hong Kong) Limited $1.6 million for regulatory breaches
31 May 2013 Appointments and re-appointments to SFC Advisory Committee
29 May 2013 SFC & Police issue joint statement to clarify media report
28 May 2013 SFC bans Alex Chow Ho Kuen for life
27 May 2013 Court dismisses SFC’s appeal against fund manager’s acquittal
24 May 2013 SFC welcomes re-appointment of Non-Executive Director
21 May 2013 SFC statement on HKMEx
21 May 2013 SFAT allows review for ex-Deutsche trader over trading of HSBC shares
21 May 2013 SFC reprimands and fines UBS Securities Hong Kong Limited HK$1.6 million for regulatory breaches
20 May 2013 SFC suspends Lam Ka Wo for three years
18 May 2013 HKMEx surrenders its ATS authorization
15 May 2013 SFC proposes to enhance professional investor regime, client agreement requirements
13 May 2013 Pearl Wisdom Limited agrees with SFC to unwind sale of The Apex Horizon hotel units
10 May 2013 Court of Final Appeal gives reasons for dismissal of Tiger Asia appeal
7 May 2013 SFC bans Andy Pau Chin Hung for 10 years
7 May 2013 SFC revokes licence of Zeng Huiyu and bans her for five years
30 Apr 2013 Court of Final Appeal dismisses Tiger Asia appeal
29 Apr 2013 SFC bans Ma Tin Luk for three years

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Notes:

  1. The names of certain individuals in this press release have been masked because they satisfy the criteria set out under the Rehabilitation of Offenders Ordinance.