Exempt Status (EFM/EPT)
Exempt Fund Managers (EFM)
General guidelines issued in April 2001
Revised guidelines for certain fund managers issued in August 2005
Exempt Principal Traders (EPT)
General guidelines issued in April 2001
Revised guidelines for certain principal traders issued in August 2005
Please click
here
for private and public disclosure forms.
For further information regarding EFMs and EPTs, please click
here
for Practice Note 9.
