| Item |
Name of the forms |
Forms |
| 1 |
Application Form for Real Estate Investment Trusts (PDF) |
 |
| Application Form for Real Estate Investment Trusts (MS
Word) |
 |
| 2 |
Checklists for Application for Authorisation of Real
Estate Investment Trusts (PDF) |
|
| Checklists for Application for Authorisation of Real
Estate Investment Trusts (MS Word) |
|
| 3 |
Guidance on REIT Authorisation
Process and Documentary Requirements |
|
| 4 |
Application Form for MPF Products or Pooled Retirement
Funds (PDF) |
|
| Application Form for MPF Products or Pooled Retirement
Funds (MS Word) |
|
| 5 |
Compliance Checklist for Application of MPF Schemes |
|
| 6 |
Compliance Checklist for Application of Pooled Investment
Funds |
|
| 7 |
On-Going Compliance Form For Money Market Funds Reporting |
|
| 8 |
On-Going Compliance Form For Notice of Mergers/Restructuring/Termination
(PDF) |
|
| On-Going Compliance Form For Notice of Mergers/Restructuring/Termination
(MS Word) |
|
| 9 |
On-Going Compliance Form For Pricing Errors |
|
| 10 |
Application Form for Unit Trusts and Mutual Funds, Investment-Linked
Assurance Schemes and Unlisted Structured Investment Products
(PDF) |
|
| Application Form for Unit Trusts and Mutual Funds, Investment-Linked
Assurance Schemes and Unlisted Structured Investment Products
(MS Word) |
|
| 11 |
Information Checklist for Application for Authorization
of Unit Trusts and Mutual Funds (PDF) |
|
| Information Checklist for Application for Authorization
of Unit Trusts and Mutual Funds (MS Word) |
|
| 12 |
Information Checklist for Investment-Linked Assurance
Schemes (PDF) |
|
| Information Checklist for Investment-Linked Assurance
Schemes (MS Word) |
|
| 13 |
Information Checklist for Product Key Facts Statement
in respect of Investment-Linked Assurance Schemes (PDF) |
|
| Information Checklist for Product Key Facts Statement
in respect of Investment-Linked Assurance Schemes (MS
Word) |
|
| 14 |
Checklist for Contents Requirement in
Offering Documents for Unlisted Structured Investment
Products (PDF) |
|
| Checklist for Contents Requirement in
Offering Documents for Unlisted Structured Investment
Products (MS Word) |
|
| 15 |
Form of Information and Undertakings
for Unlisted Structured Investment Products (PDF) |
|
| Form of Information and Undertakings
for Unlisted Structured Investment Products (MS Word) |
|
| 16 |
Application Form for Scheme Change(s)
(PDF) |
|
| Application Form for Scheme Change(s)
(MS Word) |
|
| 17 |
Application Form for Revised Offering
Documents that Incorporate Changes Falling within 11.1
of the Code on Unit Trust and Mutual Funds (UT Code) that
Require SFC's Prior Approval (PDF) |
|
| Application Form for Revised Offering
Documents that Incorporate Changes Falling within 11.1
of the Code on Unit Trust and Mutual Funds (UT Code) that
Require SFC's Prior Approval (MS Word) |
|
| 18 |
Filing Form for Notice of Scheme Change(s)
falling within 11.1B of the Code on Unit Trusts and Mutual
Funds (UT Code) and Do Not Require SFC's Prior Approval
(PDF) |
|
| Filing Form for Notice of Scheme Change(s)
falling within 11.1B of the Code on Unit Trusts and Mutual
Funds (UT Code) and Do Not Require SFC's Prior Approval
(MS Word) |
|
| 19 |
Filing Form for Revised Offering Documents
that Incorporate Changes Falling within 11.1B of the Code
on Unit Trusts and Mutual Funds (UT Code) and Do Not Require
SFC's Prior Approval (PDF) |
|
| Filing Form for Revised
Offering Documents that Incorporate Changes Falling within
11.1B of the Code on Unit Trusts and Mutual Funds (UT
Code) and Do Not Require SFC's Prior Approval(MS Word) |
|
| 20 |
Filing Form for Product Key Facts Statement(s)
that Do Not Require SFC's Prior Approval (PDF) |
|
| Filing Form for Product Key Facts Statement(s)
that Do Not Require SFC's Prior Approval (MS Word) |
|
| 21 |
Checklist for Australian-registered
managed investment schemes seeking SFC's authorisation
under the mutual recognition arrangement (NOTE: THIS IS
CURRENTLY BEING UPDATED) (PDF) |
|
| Checklist for Australian-registered
managed investment schemes seeking SFC's authorisation
under the mutual recognition arrangement (NOTE: THIS IS
CURRENTLY BEING UPDATED) (MS Word) |
|
