Home | Securities & Futures Commission of Hong Kong

Regulatory updates Circulars Consultations

9 Jun 2026

New speech by Kelvin Wong: Keynote speech at APEC Workshop on “Promoting Integrity for Economic Prosperity”

9 Jun 2026

Movie producer Wong Pak Ming sentenced to jail and fined in SFC’s insider dealing prosecution

5 Jun 2026

SFC expands listed fund universe to leveraged and inverse products referencing Hong Kong-listed single stocks with enhanced safeguards

5 Jun 2026

SFC and HKMA conclude joint consultation on amendments to Clearing Rules for over-the-counter derivative transactions

Regulatory calendar

5 Jun 2026

Circular on listed structured funds

2 Jun 2026

Circular to licensed corporations, SFC-licensed virtual asset service providers and associated entities Enhanced cybersecurity measures to address evolving risks arising from artificial intelligence-enabled cyberattacks

27 May 2026

Circular on provision of Relevant Stablecoin service by virtual asset trading platforms and licensed corporations

27 May 2026

Circular on SFC-authorised funds with exposure to virtual assets

Please note that anti-money laundering and counter-financing of terrorism (AML/CFT) sanctions related circulars are only available on the complete list of AML/CFT circulars which can be found here.

5 Jun 2026

SFC and HKMA conclude joint consultation on amendments to Clearing Rules for over-the-counter derivative transactions

26 May 2026

FSTB and SFC conclude consultations on virtual asset advisory and management regimes

29 Jan 2026

SFC and HKMA jointly consult on standard calculation periods under OTC derivative Clearing Rules

24 Dec 2025

FSTB and SFC conclude consultations on virtual asset dealer and custodian regimes, further consult on two new regimes

Licensee search Alerts – full list Investment product list Search regulations by topics

Details

Full list

Details

Search regulations by topics | Details >

Account Opening

Anti-Money Laundering & Counter-Financing of Terrorism

Asset Management

Client Assets

Corporate Finance, Placing and Underwriting

Cybersecurity

Depositary services for relevant CISs

Financial Resources Rules

Know Your Client / Client Agreement

Order Handling and Execution

OTC Derivatives

Professional Investors

Risk Management (other than SMF)

Securities Margin Finance ("SMF")

Suitability

Others

Explore Now >

Quick reference guides to licensing requirements

Explore Now >

A common platform for SFC electronic forms and submission services

Explore Now >

apply for a licence

report short positions

make a complaint

verify if a fund is authorised

see if a firm or a person is licensed

find out about disclosure of interests

comment on a consultation

learn about filing financial returns

understand the different SFC licences

Fraud alert :	SFC warns of HabitTrade, StableStock
Unlicensed VATP alert :	SFC warns of https://h5.exiovip.site / https://exiovip.click / https://exiovip.top