Legislative Amendments
Reduction of SFC levy
(16 September 2010)
SFC Levy and Investor Compensation Levy exemptions for SEHK market markets
(11 July 2008)
Securities and Futures (Financial Resources) (Amendment) Rules 2008
(25 April 2008)
Gazettal of the Rules and Code of Conduct to Address Risks Arising from Securities Margin Financing and
Impose Paid-up Share Capital Requirements for Sponsors
(19 May 2006)
SFC Consults on the Review of the Disclosure of Interests Regime
(20 January 2005)
A Consultation Paper on Proposed Amendments to the Securities and Futures (Stock Market Listing) Rules
(7 January 2005)
Consultation Conclusions on Proposed Repeal of Certain Prospectus Class Exemptions and Gazettal of Companies Ordinance (Exemption of Companies and Prospectuses from Compliance with Provisions) (Amendment) Notice 2004 and Securities and Futures (Price Stabilizing) (Amendment) Rules 2004
(12 November 2004)
SFC Publishes Revised Guidance Note on Position Limits and Large Open Position Reporting Requirements
(30 April 2004)
The Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2004
(5 March 2004)
Securities and Futures Ordinance - Consultation Conclusions on the Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 and Proposed Amendments to the Guidance Note on Position Limits and Large Open Position Reporting Requirements
(2 March 2004)
Securities and Futures (Price Stabilizing) (Amendment) Rules
(12 December 2003)