Consultation Paper on Proposals to Enhance Protection for the Investing Public
Consultation paper
Consultation Paper on Proposals to Enhance Protection for the Investing Public (full paper)
Part I - Introduction
Part II - Products
Part III - Intermediaries conduct
Part IV - Post-sale arrangements - cooling-off period
Appendix A:
Proposed SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Products (full handbook)
Appendix B:
Proposed illustrative templates for Product Key Facts Statement (all templates)
Illustrative template for general funds
Illustrative template for guaranteed funds/ funds with structured pay-outs
Illustrative template for exchange-traded funds
Illustrative template for index funds
Illustrative template for investment-linked assurance schemes
Illustrative template for unlisted structured products
Appendix C:
Proposed amendments to Code of Conduct and Professional Investors Rules
Appendix D:
International practices comparison for Part III