- Ensure Hong Kong markets remain fair, efficient, competitive and informed;
|
| |
- Develop and implement fair and clear regulations;
|
| |
- Encourage the development of the securities and futures markets in Hong Kong and their increased use by investors in Hong Kong and elsewhere;
|
| |
- Ensure Hong Kong's regulatory regime remains cost-effective and constructive;
|
| |
- Encourage effective self-regulation by the Exchanges, Clearing Houses and other market bodies;
|
| |
- Ensure the existence of effective risk management measures which meet international standards;
|
| |
- Promote continued development of the skills and expertise of Hong Kong's intermediaries to meet current and future market needs;
|
| |
- Maintain and enhance effective compliance and enforcement programmes, supported by adequate statutory powers;
|
| |
- Develop and maintain mutually supportive relationships with the Government, and regulatory bodies in Hong Kong and overseas;
|
| |
- Work with the Exchanges and market practitioners to facilitate the development of new products, technology and methodologies;
|
| |
- Maintain contingency plans to deal with market disruptions;
|
| |
- Promote understanding of and support for SFC objectives among stakeholders;
|
| |
- Promote high professional standards and maintain integrity of Hong Kong's fund management industry; and
|
| |
- Ensure SFC staff possess high standards of market knowledge and professional capability.
|
| |
|
