Annual Reports
Securities and Futures Commission Annual Report 97/98 Home | Content | < Previous | Next >
 
Calendar of Significant Events
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97
 
APRIL
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3rd  Consultation Conclusions issued on Review of the Leveraged Foreign Exchange Trading Regulatory System.
 
23th  Investor education television announcement launched to publicise SFC Hotline and independent guides to investing.
 
25th  Report issued on Surveys on the Over-the-Counter Derivatives Activities by Registered Firms.
 
MAY
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21st  SFC and SEHK joint announcement concerning unusual share price and volume movements in shares of listed companies.
 
22nd  SFC and SEHK joint announcement of interim measures to address effects of oversubscription of initial public offerings.
 
30th  Guidelines issued on Management, Supervision, and Internal Controls.
 
JULY
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1st  Anthony Neoh appointed a member of the Basic Law Committee of the Standing Committee of the National People's Congress.
 
23rd Plain Language Guidelines issued for public announcements by listed issuers.
 
AUGUST
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7th Hang Seng Index hits record high of 16,673.27 points.
 
15th  Court of First Instance dismisses application for judicial review by Goldwyn Capital Limited against the SFC.
 
SEPTEMBER
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8th  SFC, SEHK and Hong Kong Trade Development Council (TDC) hold joint seminar in Chengdu on the Securities Markets of Hong Kong.
 
12th  Red Chip Index futures and options contracts begin trading on Hong Kong Futures Exchange.
 
DECEMBER
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2nd  Hong Kong Securities Institute established.
 
4th  New investor brochures, "What Every Stock Investor Should Know" and "What Every Fund Investor Should Know" issued.
 
23rd  Fund Manager Code of Conduct issued.
 
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