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| 97 |
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| APRIL |
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| 3rd Consultation Conclusions issued on Review of the Leveraged Foreign Exchange Trading Regulatory System. |
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| 23th Investor education television announcement launched to publicise SFC Hotline and independent guides to investing. |
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| 25th Report issued on Surveys on the Over-the-Counter Derivatives Activities by Registered Firms. |
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| MAY |
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| 21st SFC and SEHK joint announcement concerning unusual share price and volume movements in shares of listed companies. |
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| 22nd SFC and SEHK joint announcement of interim measures to address effects of oversubscription of initial public offerings. |
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| 30th Guidelines issued on Management, Supervision, and Internal Controls. |
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| JULY |
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| 1st Anthony Neoh appointed a member of the Basic Law Committee of the Standing Committee of the National People's Congress. |
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| 23rd Plain Language Guidelines issued for public announcements by listed issuers. |
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| AUGUST |
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| 7th Hang Seng Index hits record high of 16,673.27 points. |
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| 15th Court of First Instance dismisses application for judicial review by Goldwyn Capital Limited against the SFC. |
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| SEPTEMBER |
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| 8th SFC, SEHK and Hong Kong Trade Development Council (TDC) hold joint seminar in Chengdu on the Securities Markets of Hong Kong. |
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| 12th Red Chip Index futures and options contracts begin trading on Hong Kong Futures Exchange. |
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| DECEMBER |
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| 2nd Hong Kong Securities Institute established. |
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| 4th New investor brochures, "What Every Stock Investor Should Know" and "What Every Fund Investor Should Know" issued. |
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| 23rd Fund Manager Code of Conduct issued. |
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