| |
| Committees of the SFC |
| ..................................................... |
| |
| |
| ADVISORY COMMITTEE |
| |
| Members |
David Carse, JP, Deputy Chief Executive (Banking)
Hong Kong Monetary Authority
(from I February 1998)
Henry Cheng, Managing Director
New World Development Co Ltd
(to 3I May I 997)
Henry Cheong, Chairman & Chief Executive Officer
Worldsec International Ltd.
Linus Cheung, JP, Chief Executive
Hong Kong Telecom
(from I June 1997)
Victor Chu, Senior Partner
Victor Chu & Co.
(to 3I May 1997)
Peter Clarke, Chairman
Merrill Lynch (Asia Pacific) Ltd
(from I June 1997)
Paul Fan, Chairman
Paul Fan Securities Ltd
(to 3I May I 997)
Paul Gallagher
(to 25 March 1998)
Philip Gray, Executive Chairman
James Capel Asia Ltd
(to 3I May 1997)
Stephen Hui, Managing Director
OSK Asia Holdings Ltd
(from I June 1997) |
| Leong Ka-chai, OBE, JP, Chairman |
| Roctec International Ltd |
| Sydney Leong, JP, Chairman |
| Henry G Leong Estates Ltd |
| (from 1 September 1997) |
| Liang Xiao-ting, First Deputy General Manager |
| Bank of China |
| Andrew Lo, Chief Executive |
| INVESCO Asia Limited |
| (from I June 1997) |
| Patrick Wang, Chairman & Chief Executive Officer |
| Johnson Electric Industrial Manufactory Ltd |
| (to 31 May 1997) |
| Kevin Westley, Chairman & Chief Executive |
| HSBC Investment Bank Asia Holdings Ltd |
| (to 3I May I 997) |
| David Wong, JP, Chairman |
| Dah Sing Financial Holdings Ltd. |
| (to 27 November 1997) |
| Alex Wu Shu-chih, CBE, JP, Chairman |
| Fidelity Management Ltd. |
| Anthony F Neoh, SC, JP, Chairman, SFC |
| Laura M Cha, JP, Deputy Chairman |
| and Executive Director, SFC |
| Andrew Procter, Executive Director, SFC |
| (from 16 March 1998) |
| Michael Wu, Deputy Chairman and Chief Operating Officer |
| (to 3I December 1997) |
| |
| SECURITIES AND FUTURES APPEALS PANEL |
| |
| Chairman |
| Robert C Tang, SC, JP |
| |
| Deputy Chairman |
| Ronny Ka-wah Tong, SC |
| |
| Members |
| Nicholas Allen, Partner (Audit Department) |
| Coopers & Lybrand |
| Iain Ferguson Bruce |
| The Hon Marvin Cheung, OBE, JP, Senior Partner |
| KPMG Peat Marwick |
| Patrick Pak-tung Fung, SC |
| Dudley Leslie Harding, Partner |
| Price Waterhouse |
| Betty May-foon Ho, Faculty of Law |
| University of Hong Kong |
| Rajat K Jindal, Partner |
| Freshfields |
| Thomas Brian Stevenson, Managing Partner |
| Ernst & Young |
| James Pei-chun Tien, OBE, JP, Chairman |
| Manhattan Garments (Int'l) Ltd |
| William Turnbull, OBE, JP |
| Roderick B Woo, Managing Partner |
| Zimmern & Co |
| |
| TAKEOVERS AND MERGERS PANEL |
| |
| Chairman |
| Kevin Westley, Chairman & Chief Executive |
| HSBC Investment Bank Asia Holdings Limited |
| Representative of Financial Institutions |
| |
| Deputy Chairman |
| Clifton Chiu, Managing Director |
| Harvester (Securities) Company Limited |
| Representative of the Stock Exchange of Hong Kong |
| |
| Members |
| |
| Executive Directors and Staff of the SFC |
| Laura M Cha, JP, Deputy Chairman and Executive Director |
| David J White, JP, Executive Director |
| Mark Dickens, Executive Director |
| Andrew Procter, Executive Director |
| (from I Jan 1998) |
| Senior Policy Adviser |
| (from I Apr 1997) |
| |
| Representative of the Stock Exchange of Hong Kong |
| Lo Ka-Shui, Deputy Chairman and Managing Director |
| Great Eagle Holdings Limited |
| |
| Representatives of Financial Institutions |
| Ian Boyce, Managing Director |
| Schroders Asia Limited |
| Stephen Clark, Director |
| Anglo Chinese Corporate Finance Limited |
| Peter Clarke, Chairman |
| Merrill Lynch (Asia Pacific) Limited |
| Victor L L Chu, Director |
| Kwong On Bank Ltd |
| Francis Leung, Executive Vice President & MD |
| BNP PrimeEast Securities Ltd |
| Liang Xiaoting, First Deputy General Manager |
| Bank of China, Hong Kong Branch |
| Liu Chee Ming, Managing Director |
| Platinum Securities Company Ltd |
| Anthony Lo, Managing Director |
| ABN AMRO Hoare Govett Asia Corporate Finance Ltd |
| Peter Wheeler, Managing Director |
| Goldman Sachs (Asia) Ltd |
| Tim Freshwater, Deputy Chairman |
| Jardine Fleming Ltd |
| |
| Representatives of Other Constituencies |
| with an Interest in Takeovers and Mergers |
| Denys E Connolly, OBE, JP |
| David Carse, JP, Deputy Chief Executive (Banking) |
| Hong Kong Monetary Authority |
| Roderick E D Chalmers, Non-Executive Director, SFC |
| Edward W S Cheng, Chief Executive |
| USI Holdings Limited |
| Henry H L Fan, Non-Executive Director, SFC |
| Philip J S Gray, Executive Chairman |
| James Capel Asia Ltd |
| Angelina Lee, Partner |
| Woo Kwan Lee & Lo |
| Frederick Ma, Deputy Chairman & |
| Deputy Managing Director |
| Kumagai Gumi (HK) Limited |
| |
| COMMITTEE ON UNIT TRUSTS |
| |
| Chair |
| Laura M Cha, JP, Deputy Chairman |
| and Executive Director, SFC |
| (to 19 January 1998) |
| Andrew Procter, Executive Director, SFC |
| (from 20 January 1998) |
| |
| Members |
| David Brennan, Chief Executive Officer |
| Baring Asset Management (Asia) Limited |
| (to 2 February 1998) |
| Roderick ED Chalmers, Non-Executive Director, SFC |
| Bryan Chan, Principal Assistant Secretary |
| Representative of the Secretary for Financial Services |
| Government of the HKSAR |
| Deborah Glass, Senior Director (Investment Products), SFC |
| (to 9 January 1998) |
| Jonathan Hubbard, Managing Director |
| HSBC Trustee (Hong Kong) Limited |
| Stuart Leckie, Chairman, Asia-Pacific |
| Fidelity International Limited |
| Andrew Lo, Chief Executive |
| INVESCO Asia Limited |
| (to 2 September 1997) |
| Peter Lord |
| Chairman - Hong Kong Investment Funds Association |
| Managing Director - LGT Asset Management Limited |
| (Alternate Member to 2 September 1997) |
| (Full Member from 3 September 1997) |
| David Lui, Director |
| Schroders Asia Limited |
| Robert Williams, Senior Vice President |
| State Street Bank and Trust Company |
| (to 15 January 1998) |
| Joan Wong, Director (Investment Products), SFC |
| (from 10 January 1998) |
| Anna H Y Wu, Senior Partner |
| Robert W H Wang and Company |
| |
| Alternate Members |
| Alastair Murray, Managing Director |
| Butterfield Trust (Hong Kong) Limited |
| (from I April 1997) |
| Murray Simpson, Managing Director |
| Templeton Investment Services (Asia) Limited |
| A Grahame Stott, Regional Director (Asia Pacific) |
| The Wyatt Company (HK) Limited |
| Marina Wong, Alternate Director |
| The Law Debenture Corporation (HK) Limited |
| Stella Yiu, Chief Investment Officer - Global Emerging |
| Markets |
| HSBC Asset Management (HK) Limited |
| (to 16 January 1998) |
| |
INVESTMENT-LINKED ASSURANCE AND
POOLED RETIREMENT FUNDS COMMITTEE |
| |
| Chair |
| Laura M Cha, JP, Deputy Chairman |
| and Executive Director, SFC |
| (to 19 January 1998) |
| Andrew Procter, Executive Director, SFC |
| (from 20 January 1998) |
| |
| Members |
| Roderick ED Chalmers, Non-Executive Director, SFC |
| Desmond Chan, Director |
| Jardine Fleming Investment Services Limited |
| Deborah Glass, Senior Director (Investment Products), SFC |
| (to 9 January 1998) |
| Stuart Leckie, Chairman, Asia-Pacific |
| Fidelity International Limited |
| Hubert John Prescott, Assistant Commissioner of Insurance |
| Office of the Commissioner of Insurance |
| Government of the HKSAR |
| Terence Smith |
| Chairman - Life Insurance Council of Hong Kong and |
| Chief Executive - National Mutual Insurance Company |
| Limited (from 20 May 1997) |
| John Snelgrove, General Manager |
| National Mutual Insurance Company Limited |
| Angus So, Company Secretary |
| Jones Lang Wootton |
| Joan Wong, Director (Investment Products), SFC |
| (from 10 January 1998) |
| Anna H Y Wu, Senior Partner |
| Robert W H Wang and Company |
| |
| Alternate Members |
| Frank Chan, Executive Vice President & |
| Chief Operating Officer |
| American International Assurance Company Limited |
| (Full Member to I 9 May 1997) |
| (Alternate Member from 20 May 1997) |
| Juliana Lam, General Manager |
| HSBC Life (International) Limited |
| Richard Haw, Director |
| Schroders Asia Limited |
| |
| SECURITIES COMPENSATION FUND COMMITTEE |
| |
| The Securities Compensation Fund Committee administers the Unified Exchange Compensation Fund and regulates its procedures in accordance with the Securities Ordinance. |
| |
| Chairman |
| David J White, JP, Executive Director, SFC |
| |
| Members |
| Laura M Cha, JP, Deputy Chairman |
| and Executive Director, SFC |
| (from 1 January 1998) |
| Roderick E D Chalmers, Non-Executive Director, SFC |
| Alec Y W Tsui, Chief Executive - |
| The Stock Exchange of Hong Kong Ltd |
| Syed Bagh Ali Shah Bokhary, Sole Proprietor - |
| Bokhary & Co (from I 7 November 1997) |
| John G C Seto, Director - |
| Wardley Securities (Hong Kong) Ltd |
| (to I 6 November 1997) |
| Michael Wu, Deputy Chairman and Chief Operating Officer, |
| SFC |
| (to 31 December 1997) |
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