Others
SEE ON THE SITE PUBLICATION DATE
IN FULL Disciplinary Proceedings at a Glance Sep 2011
IN FULL Process Review Panel Annual Report for the Securities and Futures Commission - Annual Report 2008-2009
*This is not an SFC publication 		Sept 2009
IN FULL Process Review Panel Annual Report for the Securities and Futures Commission - Annual Report 2007
*This is not an SFC publication 		Sept 2008
IN FULL Process Review Panel Annual Report for the Securities and Futures Commission - Annual Report 2006
*This is not an SFC publication 		Sept 2007
IN FULL Process Review Panel Annual Report for the Securities and Futures Commission - Annual Report 2005
*This is not an SFC publication 		July 2006
IN FULL An English-Chinese Glossary of Securities, Futures and Financial Terms (Fourth Edition)
* printed version at $100 / CDROM version at $20 		April 2006
IN FULL Regulatory Challenges and Responses
Mar 2006
IN FULL Introducing the Securities and Futures Commission Oct 2005
IN FULL Disciplinary Proceedings at a Glance Sep 2005
IN FULL Process Review Panel Annual Report for the Securities and Futures Commission - Annual Report 2004
*This is not an SFC publication 		June 2005
IN FULL Process Review Panel Annual Report for the Securities and Futures Commission - Annual Report 2003
*This is not an SFC publication
May 2004
IN FULL Ethics in Practice - A Practical Guide for Financial Practitioners
*This is not an SFC publication 		Mar 2004
IN FULL Report of the Securities and Futures Commission on the Recommendations made by the Working Group on Review of the
Financial Regulatory Framework for Licensed Corporations 		Feb 2004
IN FULL Response of the Securities and Futures Commission to the Government's Consultation Paper on Proposals to Enhance the Regulation of Listing Jan 2004
IN FULL Process Review Panel Annual Report for the Securities and Futures Commission - Annual Report 2002
*This is not an SFC publication 		May 2003
IN FULL Report on the Enhancement of the Financial Infrastructure in Hong Kong (Steering Committee on the Enhancement of the Financial Infrastructure II) August 2002
IN FULL Process Review Panel Annual Report for the Securities and Futures Commission - Annual Report to the Financial Secretary for 2001
*This is not an SFC publication 		May 2002
IN FULL Securities Regulation in Hong Kong May 2002
IN FULL Report of the International Committee on Listing of New Enterprises
27 July 2001
IN FULL Publication of the Peregrine Report
*This is not an SFC publication 		26 Mar 2001
IN FULL SFC Brochure - The New Regulatory Framework Dec 2000
IN FULL

Report on the Enhancement of the Financial Infrastructure in Hong Kong

Sep 1999
Securities and Futures Commission (Corporate Brochure) Sep 1999
IN FULL Tenth Anniversary Commemorative Publication Apr 1999
An English-Chinese Glossary of Securities, Futures and Financial Terms Apr 1999
IN FULL Objectives and Principles of Securities Regulation by International Organization of Securities Commissions
*This is not an SFC publication 		Sep 1998
IN FULL Confidence in the Markets
Jun 1997