Securities Regulation in Hong Kong

Securities Regulation in Hong Kong

May 2002

Table of Contents

Full version (total : 429 pages, file size 2.5M)	Preface
	Contributors
	Acknolwedgements
	Part I - Early History of Securities Markets in Hong Kong To 1988
	1.	Towards the Unified Exchange Robert Fell, "Crisis and Change" (Longman, 1992)
	Part II - The Davison Report, 1988
	2.	Establishment of the Securities and Futures Commission - the Davison Report
	Part III - Building the Regulatory Framework
	3.	Priorities of the New Securities and Futures Commission Robert Owen
	4.	Hong Kong Maintains Tradition of Light-Handed Regulation Robert Owen
	5.	Group of Thirty Conference on Clearance and Settlement QW Lee
	Part IV - Reform and Development
	6.	Choice of Structure for Regulating Securities and Futures Markets Robert Nottle
	7.	The Development of Securities Markets in China in the 1990s Robert Nottle
	8.	The Role of The Securities and Futures Commission in Developing Hong Kong's Markets 1992-1994 Robert Nottle
	Part V - Hong Kong After 1997
	9.	The Financial Markets of Hong Kong: Opportunities and Challenges of the Future Anthony Neoh
	10.	Life After Barings - the Shape of Things to Come Anthony Neoh
	11.	The Domain of Securities Law Anthony Neoh
	12.	Invest Wisely: The SFC's Investor Education Programme Anthony Neoh
	13.	The Supervision and Regulation of Securities Markets in Asian Emerging Market Countries Michael Wu
	14.	The SFC's Role in Regulating Listed Companies in Hong Kong Laura Cha
	15.	Challenges of a Rising Market Mark Dickens
	16.	What Does Investor Protection Mean in Hong Kong? Edgar Cheng
	17.	Does Hong Kong Need a Second Board? Edgar Cheng
	Part VI - Technology, Markets and Governance
	18.	Hong Kong and Global Markets: Back to Basics Andrew Sheng
	19.	New Economy - Old Fundamentals Technology, Investors and the Market Andrew Sheng
	20.	The New Securities and Futures Bill - A World Class Regulatory Regime for a World Class Financial Centre Andrew Sheng
	21.	The Art of Financial Regulation Managing Stability in Changing Times Andrew Sheng
	22.	Regulatory Framework after the Merger of the Exchanges Laura Cha
	23.	Securities Market Reform: the Hong Kong Experience Laura Cha
	24.	E-Commerce from a Regulator's Point of View Mark Dickens
	25.	Enforcement Philosophy of the Securities and Futures Commission Paul Bailey
	26.	The Outlook for Exchanges in the 21st Century Charles Lee
	27.	China's Horse in a Global Race - Positioning the Hong Kong Securities Market Edgar Cheng
	28.	Hong Kong Futures Exchange - Playing a Leading Role in Hong Kong's Financial Infrastructure Geoffrey Yeh
	Appendix
	Hong Kong's Securities Markets - Key Indicators

Note: files are available in Acrobat PDF format.