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| Unlisted Shares/Debentures |
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(1) Prospectuses authorised for registration by the SFC under section 38D(5)/section 342C(5) of the Companies Ordinance (together with particulars of exemptions granted by the SFC under section 38A(1)/section 342A(1) of the Companies Ordinance (Note 1)); and
(2) Advertisements (Note 2) authorised by the SFC under section 105 of the Securities and Futures Ordinance and/or section 38B(2A)(b) of the Companies Ordinance in connection with offers of unlisted shares or debentures made under prospectuses authorised for registration by the SFC.
Important Notice : Authorisation for registration of a prospectus or authorisation of advertisements by the SFC does not imply the SFC's endorsement or recommendation of the offer.
The list below is compiled on a best efforts basis. As the list may not at all times contain the most recent prospectuses or advertisements, please contact the SFC at enquiry@sfc.hk to check whether the list is up-to-date.
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| Issuer |
Issue Date |
Type |
Prospectus |
Exemptions granted by the SFC |
Marketing Materials |
| ABN AMRO Bank N.V. (Re-named as The Royal Bank of Scotland N.V. with effect from 6 Feb 2010) |
| 19/10/2005 |
Issue Prospectus |
Series Nos. 7 and 8 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6 (in relation to the names, descriptions and business addresses of the directors of the Issuer), 10, 11, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 15/08/2005 |
Issue Prospectus |
Series Nos. 5 and 6 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6 (in relation to business addresses of the directors), 10, 11, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 29/07/2005 |
Programme Prospectus |
Retail Programme for the Issuance of Securities |
Sections 44A(2) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 27, 29, 31 and 34 of the Third Schedule to, the Companies Ordinance |
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| 29/07/2005 |
Issue Prospectus |
Series No. 3 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6 (in relation to business addresses of the directors), 10, 11, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 02/03/2005 |
Addendum |
Addendum to the Programme Prospectus dated 1 September 2004 |
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 8, 10, 11, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, and 43 of the Third Schedule to, the Companies Ordinance |
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| 02/03/2005 |
Issue Prospectus |
Capital Protected Notes Series No. 2 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, and 43 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 01/09/2004 |
Programme Prospectus |
Retail Programme for the Issuance of Securities |
Section 44A(2) of, and paragraphs 3, 11, 23, 24, 25, 26(a), 27, 29, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 01/09/2004 |
Issue Prospectus |
Capital Protected Notes Series No. 1 |
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 11, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, and 43 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| Allegro Investment Corporation S.A. |
| 09/01/2006 |
Issue Prospectus |
"Lock-Swing" Notes |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v), and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 30, 31, 43 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 12/12/2005 |
Issue Prospectus |
EUR 15,000,000,000 Retail Secured Note Programme
Allegro Equity Linked Notes
HKD Non-Principal Protected Leverage Plus "Infinity" Notes due 2008
USD Non-Principal Protected Leverage Plus "Infinity" Notes due 2008 |
In respect of the Issuer:-
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v), and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31, 43 and 45 of the Third Schedule to, the Companies Ordinance
In respect of Swap Guarantor:-
Paragraphs 1, 2, 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Swap Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 12/12/2005 |
Programme Prospectus |
EUR 15,000,000,000 Retail Secured Note Programme |
In respect of the Issuer:-
Sections 44A(2) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 23, 24, 25, 26(a), 27 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor:-
Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 07/01/2005 |
Issue Prospectus |
China & Hong Kong Golden 8 Notes |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(iv) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 26(a), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, 42 and 43 of the Third Schedule to the Companies Ordinance |
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| 10/11/2004 |
Issue Prospectus |
Bonus Target Redemption Notes |
Sections 44A(2), 342(1)(a)(iv) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance |
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| 21/10/2004 |
Issue Prospectus |
Global Champions Locked Return Notes |
Sections 44A(2), 342(1)(a)(iv) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance |
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| 23/07/2004 |
Programme Prospectus |
EURO10,000,000,000 Retail Secured Note Programme |
Sections 44A(2) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 26(a), 27 and 43 of the Third Schedule to, the Companies Ordinance |
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| 23/07/2004 |
Issue Prospectus |
HK$Auto-Callable Snowball Notes |
Sections 44A(2), 342(1)(a)(iv) and 342(1)(b) (in relation to the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6 (and 45), 10, 11, 18, 23, 24, 25, 26(a), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance |
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| Atlantic International Finance Limited |
| 02/09/2008 |
Addendum |
Second Addendum dated 2 Setpember 2008 (to the Base Disclosure Document dated 14 April 2008 containing information on Lehman Brothers Holdings Inc.) |
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| 15/05/2008 |
Addendum |
Addendum dated 15 May 2008 (to the Base Disclosure Document dated 14 April 2008 containing information on Lehman Brothers Holdings Inc.) |
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| 14/04/2008 |
Base Disclosure Document |
Base Disclosure Document dated 14 April 2008 containing information on Lehman Brothers Holdings Inc. |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Swap/Collateral Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 (in relation to the information required under the paragraph for each of the 3 financial years immediately preceding the date of the Base Disclosure Document), 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
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| 29/10/2007 |
Addendum |
Third Addendum dated 29 October 2007 (to the Base Disclosure Document dated 22 February 2007 containing information on Lehman Brothers Holdings Inc.) |
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| 23/07/2007 |
Addendum |
Second Addendum dated 23 July 2007 (to the Base Disclosure Document dated 22 February 2007 containing information on Lehman Brothers Holdings Inc.) |
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| 24/04/2007 |
Addendum |
Addendum dated 24 April 2007 (to the Base Disclousure Document dated 22 February 2007 containing information on Lehman Brothers Holdings Inc.) |
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| 22/02/2007 |
Base Disclosure Document |
Base Disclosure Document dated 22 February 2007 Containing Information on Lehman Brothers Holdings Inc. |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Swap/Collateral Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 (in relation to the information required under this paragraph for each of the 3 financial years immediately preceding the date of the Base Disclosure Document), 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
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| 22/02/2007 |
Programme Memorandum |
Secured Note Programme |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii) and 342(1)(b) (in relation to the requirement for the Programme Memorandum to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 22/02/2007 |
Issue Prospectus |
ProFund Notes Series 2 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 10/11/2006 |
Addendum |
Addendum dated 10 November 2006 (to the Base Disclosure Documents dated 3 March 2006 and 3 April 2006 Containing Information on Lehman Brothers Holdings Inc.) |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 25/07/2006 |
Addendum |
Addendum dated 25 July 2006 (to the Base Disclosure Document dated 3 April 2006 Containing Information on Lehman Brothers Holdings Inc.) |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 03/07/2006 |
Addendum |
Addendum dated 3 July 2006 to the Base Disclosure Document |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 03/07/2006 |
Programme Memorandum |
Secured Note Programme |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii) and 342(1)(b) (in relation to the requirement for the Programme Memorandum to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 03/07/2006 |
Issue Prospectus |
ProFund Notes Series 1 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 03/04/2006 |
Base Disclosure Document |
Base Disclosure Document dated 3 April 2006 Containing Information on Lehman Brothers Holdings Inc. |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Swap/Collateral Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 (in relation to the information required under this paragraph for each of the 3 financial years immediately preceding the date of the Base Disclosure Document), 34, and 43 of the Third Schedule to the Companies Ordinance |
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| Bank of China Limited |
| 07/09/2010 |
Retail Prospectus |
RMB 2.65% Bonds due 2012 (Tranche A Bonds)
RMB 2.90% Bonds due 2013 (Tranche B Bonds) |
In respect of the Issuer:
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Retail Prospectus to contain a Chinese translation) of, and paragraphs 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(b), 27, 31, 34 and 45 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 03/09/2008 |
Retail Prospectus |
RMB 3.25% Bonds due 2010 (Tranche A Bonds)
RMB 3.40% Bonds due 2011 (Tranche B Bonds) |
In respect of the Issuer:
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Retail Prospectus to contain a Chinese translation) of, and paragraphs 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16 , 17, 19, 22, 23, 24, 25, 26(b), 27, 31 (subject to satisfying the conditions set out in Section 8(3)(b) of the Exemption Notice), 34 and 45 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 11/09/2007 |
Retail Prospectus |
RMB 3.15% Bonds due 2009 (Tranche A Bonds)
RMB 3.35% Bonds due 2010 (Tranche B Bonds) |
In respect of the Issuer:
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Retail Prospectus to contain a Chinese translation) of, and paragraphs 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16 , 17, 19, 22, 23, 24, 25, 26(b), 27, 31, 34 and 45 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| Bank of Communications Co., Ltd. |
| 15/07/2008 |
Retail Prospectus |
RMB 3.25% Bonds due 2010 |
In respect of the Issuer:
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Retail Prospectus to contain a Chinese translation) of, and paragraphs 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(b), 27, 31, 34 and 45 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| Barclays Bank Plc |
| 06/01/2006 |
Issue Prospectus |
Innobond Series No. 2
HK Dollar Equity-Linked Notes due 2007 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 02/09/2005 |
Programme Prospectus |
US$2,000,000,000 Retail Note Issuance Programme |
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 02/09/2005 |
Issue Prospectus |
Innobond Series No. 1 HK Dollar Equity-Linked Notes due 2007 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| Bauhinia MBS Limited |
| 19/10/2004 |
Prospectus |
Retail Mortgage-Backed Securities |
Section 342(1)(b) of the Companies Ordinance (in relation to the requirement for the Prospectus to contain a Chinese translation) |
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| Bear Stearns Global Asset Holdings, Ltd. |
| 05/10/2005 |
Addendum |
Addendum to the Programme Prospectus dated 27 June 2005 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 05/10/2005 |
Issue Prospectus |
Structured Retail Notes Series 3 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance. |
Advertisement |
| 27/06/2005 |
Programme Prospectus |
U.S.$2,500,000,000 Retail Note Programme |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor:
Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 30, 34 and 43 of the Third Schedule to the Companies Ordinance. |
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| 27/06/2005 |
Issue Prospectus |
Structured Retail Notes Series 2 |
In respect of the Issuer:
Section 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance. |
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| 05/07/2004 |
Programme Prospectus |
U.S.$2,500,000,000 Retail Note Programme |
Sections 44A(2), 342(1)(a)(i) and 342(1)(a)(ii), 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 26(a), 27, 31 and 43 of the Third Schedule to, the Companies Ordinance |
|
| 05/07/2004 |
Issue Prospectus |
Structured Retail Notes Series 1 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance |
|
| Besteam Limited |
| 23/06/2005 |
Prospectus |
Rights Issue of 11,578,345,524 Rights Shares at HK$0.015 each on the basis of nine Rights Shares for every existing Share held on the Record Date |
|
|
| BNP Paribas Retail Note Issuance Limited |
| 05/10/2005 |
Programme Prospectus |
U.S.$10,000,000,000 Retail Note Programme |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 30, 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| 05/10/2005 |
Issue Prospectus |
Elite Series 1 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 21, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
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| BOCHK Financial Products (Cayman) Ltd. |
| 02/10/2007 |
Addendum |
Addendum dated 2 October 2007 to Base Disclosure Document dated 14 May 2007 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30 and 34 of the Third Schedule to the Companies Ordinance |
|
| 02/10/2007 |
Issue Prospectus |
BOCHK Prime Notes Series 8 and 9 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 10/07/2007 |
Issue Prospectus |
BOCHK Prime Notes Series 6 and 7 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 25/06/2007 |
Issue Prospectus |
BOCHK Prime Notes Series 4 and 5 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 14/05/2007 |
Base Disclosure Document |
Base Disclosure Document |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 26(c), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29 and 34 of the Third Schedule to the Companies Ordinance |
|
| 14/05/2007 |
Programme Memorandum |
US$2,000,000,000 Retail Note Issuance Programme |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Programme Memorandum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 14/05/2007 |
Issue Prospectus |
BOCHK Prime Notes Series 2 and 3 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 05/02/2007 |
Issue Prospectus |
BOCHK Prime Notes Series 1
Equity Linked Notes due 2008 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 05/02/2007 |
Programme Memorandum |
US$2,000,000,000 Retail Note Issuance Programme |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Programme Memorandum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 05/02/2007 |
Base Disclosure Document |
Base Disclosure Document |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 26(c), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| BOCI Asia Limited |
| 10/03/2006 |
Issue Prospectus |
US$500,000,000 Retail Note Programme
Flexibond Series XIII
HKD Equity-Linked Notes due 2007 |
Sections 38(1) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation), 44A(2) and 44A(6) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 26(a), 26(b), 27, 29, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 14/11/2005 |
Issue Prospectus |
Flexibond Series XII - HKD Equity-Linked Notes due 2007 |
Sections 38(1) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation), 44A(2) and 44A(6) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 26(a), 26(b), 27, 29, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 11/08/2005 |
Issue Prospectus |
Flexibond Series XI - HKD Equity-Linked Notes due 2007 |
Sections 38(1) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation), 44A(2) and 44A(6) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 26(a), 26(b) and 31 of the Third Schedule to, the Companies Ordinance |
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| 15/06/2005 |
Issue Prospectus |
Flexibond Series X HKD Equity-Linked Notes due 2007 |
Sections 38(1) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation), 44A(2) and 44A(6) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 26(a), 26(b), 27, 29, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 22/04/2005 |
Product Prospectus |
U.S.$500,000,000 Retail Note Programme |
Sections 38(1) (in relation to the requirement for the Product Prospectus to contain a Chinese translation), 44A(2) and 44A(6) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 22/04/2005 |
Base Programme Document |
Programme for issuing financial instruments |
Sections 38(1) (in relation to the requirement for the Base Programme Document to contain a Chinese translation), 44A(2) and 44A(6) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b) and 31 of the Third Schedule to, the Companies Ordinance |
|
| 22/04/2005 |
Issue Prospectus |
Flexibond Series IX HKD Equity-Linked Notes due 2007 |
Sections 38(1) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 44A(2), 44A(6) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 26(a), 26(b), 27, 29, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 25/02/2005 |
Issue Prospectus |
Flexibond Series VIII |
Sections 38(1) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 44A(2), 44A(6) of, and paragraphs 1, 2, 3, 6, 26(a), 27, 29, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 22/12/2004 |
Issue Prospectus |
Flexibond Series VII |
Sections 38(1)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 44A(2), 44A(6) of, and paragraphs 1, 2, 3, 6, 26(a), 27, 29, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 05/11/2004 |
Issue Prospectus |
Flexibond Series VI |
Sections 38(1)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 44A(2) of, and paragraphs 1, 2, 3, 6, 26(a), 27, 29, 30 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 24/09/2004 |
Issue Prospectus |
Flexibond Series V |
Sections 38(1) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 44A(2) of, and paragraphs 1, 2, 3, 6, 26(a), 27, 29, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 12/07/2004 |
Base Programme Document |
Programme for issuing financial instruments |
Sections 38(1) (in relation to the requirement for the Base Programme Document to contain a Chinese translation) and 44A(2) of, and paragraphs 3 and 26(a) of the Third Schedule to, the Companies Ordinance |
|
| 12/07/2004 |
Product Prospectus |
U.S.$500,000,000 Retail Note Programme |
Sections 38(1) (in relation to the requirement for the Product Prospectus to contain a Chinese translation) and 44A(2) of, and paragraphs 1, 2, 3, 6, 26(a), 27, 29, 30 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 12/07/2004 |
Issue Prospectus |
Flexibond Series III |
Sections 38(1) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 44A(2) of, and paragraphs 1, 2, 3, 6, 26(a), 27, 29, 30 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 19/03/2004 |
Issue Prospectus |
Flexibond Series No. II |
Please refer to pages 29-31 of the Issue Prospectus |
|
| 30/12/2003 |
Issue Prospectus |
Flexibond Series No. 1 |
Please refer to pages 38-39 of the Issue Prospectus |
|
| 30/12/2003 |
Base Programme Document |
Programme for issuing financial instruments |
Please refer to pages 20-21 of the Base Programme Document |
|
| 30/12/2003 |
Product Prospectus |
U.S.$500,000,000 Retail Note Programme |
Please refer to page 41-42 of the Product Prospectus |
|
| Calyon Financial Products (Guernsey) Limited |
| 21/01/2008 |
Issue Prospectus |
Calyon Fourtune Notes Series 22 and Series 23 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 21/01/2008 |
Addendum |
Addendum to the Base Disclosure Document dated 28 June 2007 containing information on Calyon Financial Products (Guernsey) Limited and Calyon |
|
|
| 28/06/2007 |
Base Disclosure Document |
Base Disclosure Document |
In respect of the Issuer:
Sections 44A(2) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 31, 43 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 31, 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
|
| 28/06/2007 |
Programme Memorandum |
Programme Memorandum |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Programme Memorandum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
|
| 02/04/2007 |
Issue Prospectus |
Calyon Income Bonds Series 1 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 21/03/2007 |
Issue Prospectus |
Calyon Fortune Notes Series 21 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 18/01/2007 |
Issue Prospectus |
Calyon Fortune Notes Series 20 - Hong Kong Dollar Equity Linked Notes due 2008 Large-cap China Shares Callable Notes |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 13/12/2006 |
Issue Prospectus |
Calyon Fortune Notes - Large-cap Callable Notes - Series 19
Hong Kong Dollar Equity Linked Notes due 2008 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 27/11/2006 |
Issue Prospectus |
Calyon Fortune Notes Series 18 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 26/10/2006 |
Addendum |
Addendum to the Base Disclosure Document containing further information on Calyon Financial Products (Guernsey) Limited and Calyon |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31and 34 of the Third Schedule to the Companies Ordinance |
|
| 05/10/2006 |
Issue Prospectus |
Calyon Fortune Notes Series 17
Hong Kong Dollar Equity Linked Notes due 2007
Large-cap China Shares Callable Notes |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 07/09/2006 |
Issue Prospectus |
Calyon Fortune Notes
Series 13 Hong Kong Dollar Principal Protected Notes due 2007 Linked to the Nikkei Index
Series 14 Australian Dollar Principal Protected Notes due 2007 Linked to the Nikkei Index
Series 15 Hong Kong Dollar Principal Protected Notes due 2007 Linked to the Hang Seng China Enterprises Index
Series 16 Australian Dollar Principal Protected Notes due 2007 Linked to the Hang Seng China Enterprises Index |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 21/08/2006 |
Issue Prospectus |
Calyon Fortune Notes Series 12
Hong Kong Dollar Equity Linked Notes due 2007
Large-cap Callable Notes |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 27/06/2006 |
Issue Prospectus |
CALYON Fortune Notes Series 11
Hong Kong Dollar Equity Linked Notes due 2007 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c ), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 26/06/2006 |
Issue Prospectus |
CALYON Fortune Notes Series 9 & 10
Series 9 US Dollar Principal Protected Notes due 2009
Series 10 Australian Dollar Principal Protected Notes due 2009 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 26/06/2006 |
Base Disclosure Document |
Base Disclosure Document |
In respect of the Issuer:
Sections 44A(2) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 26(c ), 27, 31 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| 26/06/2006 |
Programme Memorandum |
Programme Memorandum |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Programme Memorandum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 20/03/2006 |
Issue Prospectus |
CALYON Fortune Notes "A Major" -
Series 7 Hong Kong Dollar Equity Linked Notes due 2006
Series 8 Hong Kong Dollar Equity Linked Notes due 2007 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 10/03/2006 |
Issue Prospectus |
CALYON Fortune Notes Series 6 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 16/02/2006 |
Addendum |
Addendum to the Programme Prospectus dated 30 November 2005 |
In respect of the Issuer
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 16/02/2006 |
Issue Prospectus |
CALYON Fortune Notes Series 5 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 30/11/2005 |
Programme Prospectus |
US$1,000,000,000 Retail Note Issuance Programme |
In respect of the Issuer:
Sections 44A(2) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 27, 31 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| 30/11/2005 |
Issue Prospectus |
Calyon Fortune Notes Series 3 and 4 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| Calyon Investment Products Limited |
| 20/09/2005 |
Issue Prospectus |
Calyon Fortune Notes Series 2 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 30 and 31of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 15/08/2005 |
Programme Prospectus |
US$1,000,000,000 Retail Note Issuance Programme |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 31, 34 and 43 of the Third Schedule to the Companies Ordinance
|
|
| 15/08/2005 |
Issue Prospectus |
CALYON Fortune Notes Series 1 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 13/01/2005 |
Issue Prospectus |
Structured Retail Notes Series 5 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c) 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c) 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 06/12/2004 |
Addendum |
Addendum to the Programme Prospectus dated 9 August 2004 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance |
|
| 06/12/2004 |
Issue Prospectus |
Structured Retail Notes Series 4 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 25/10/2004 |
Issue Prospectus |
Structured Retail Notes Series 3 |
Sections 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31of the Third Schedule to, the Companies Ordinance |
|
| 09/08/2004 |
Issue Prospectus |
Structured Retail Notes Series 2 |
Sections 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6 (in relation to the business addresses of the Issuer's directors), 10, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 09/08/2004 |
Programme Prospectus |
U.S.$1,000,000,000 Retail Note Issuance Programme |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 26(a) and 43 of the Third Schedule to, the Companies Ordinance |
|
| Cheung Kong Bond Finance Limited |
| 12/10/2007 |
Issue Prospectus |
Series No. CKH0101-HK Dollar Equity-Linked Notes due 2008
Series No. CKH0102-US Dollar Equity-Linked Notes due 2008 |
In respect of the Issuer:
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31, 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
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| 12/10/2007 |
Programme Prospectus |
HK$10,000,000,000 Retail Note Issuance Programme |
In respect of the Issuer:
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 26(a), 26(b), 27, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
|
| 09/09/2005 |
Issue Prospectus |
Series No. CKH0201 HK Dollar Equity-Linked Notes due 2007 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 21/04/2005 |
Programme Prospectus |
HK$10,000,000,000 Retail Note Issuance Programme |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 21/04/2005 |
Issue Prospectus |
Series No. CKH0303 HK Dollar Equity-Linked Notes due 2008 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c) 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 18/01/2005 |
Issue Prospectus |
Series No. CKH0302 HK Dollar Equity-Linked Notes due 2007 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c) 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 18/01/2005 |
Programme Prospectus |
HK$10,000,000,000 Retail Note Issuance Programme |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 3, 17, 23, 24, 25, 26(a) and 34 of the Third Schedule to the Companies Ordinance |
|
| 02/02/2004 |
Issue Prospectus |
Series No. CKH0502 |
Please refer to pages 25-26 of the Issue Prospectus |
|
| China Construction Bank Corporation |
| 26/08/2008 |
Retail Prospectus |
RMB 3.24% Bonds due 2010 |
In respect of the Issuer:
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Retail Prospectus to contain a Chinese translation) of, and paragraphs 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(b), 27, 31 (subject to satifying the conditions set out in Section 8(3)(b) of the Exemption Notice), 34 and 45 of the Third Schedule to, the Companies Ordinance |
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| China Development Bank Corporation |
| 15/10/2010 |
Prospectus |
RMB 2.70 per cent. Bonds due 2013 |
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Prospectus to contain a Chinese translation) of, and paragraphs 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(b), 31, 34, 43 and 45 of the Third Schedule to, the Companies Ordinance |
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| 24/07/2009 |
Prospectus |
Renminbi 2.45% Bonds due 2011 |
Sections 44A(6) and 342(1)(b) (in relation to the requirement for the Prospectus to contain a Chinese translation) of, and paragraphs 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(b), 31, 34, 43 and 45 of the Third Schedule to, the Companies Ordinance |
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| Citrine Global Finance Limited |
| 12/09/2008 |
Addendum |
Addendum dated 12 September 2008 (to the Base Disclosure Document dated 18 March 2008 containing information on Merrill Lynch & Co., Inc.) |
|
|
| 01/08/2008 |
Addendum |
Addendum dated 1 August 2008 (to the Base Disclosure Document dated 18 March 2008 containing information on Merrill Lynch & Co., Inc.) |
|
|
| 21/07/2008 |
Issue Prospectus |
U.S.$8,000,000,000 Retail Secured Note Programme
Citrine Notes - Equity Linked Series 10 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Collateral Issuer, Merrill Lynch & Co., Inc.:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 21/07/2008 |
Addendum |
Addendum dated 21 July 2008 (to the Base Disclosure Document dated 18 March 2008 containing information on Merrill Lynch & Co., Inc.) |
|
|
| 05/06/2008 |
Addendum |
Addendum dated 5 June 2008 to the issue prospectus dated 23 May 2008 |
|
|
| 23/05/2008 |
Issue Prospectus |
U.S.$8,000,000,000 Retail Secured Note Programme
Citrine Notes - Equity Linked Series 9 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor, Merrill Lynch & Co., Inc.:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 23/05/2008 |
Addendum |
Addendum dated 23 May 2008 (to the Base Disclosure Document dated 18 March 2008 containing information on Merrill Lynch & Co., Inc.) |
|
|
| 18/03/2008 |
Base Disclosure Document |
Base Disclosure Document containing information on Merrill Lynch & Co., Inc. |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor, Merrill Lynch & Co., Inc.:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Swap Guarantor), 10, 11, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 (in relation to the information required under the paragraph for each of the 3 financial years immediately preceding the date of the Base Disclosure Document), 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| 18/03/2008 |
Issue Prospectus |
U.S.$8,000,000,000 Retail Secured Note Programme
Citrine Notes - Equity Linked Series 8 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor, Merrill Lynch & Co., Inc.:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 11/01/2008 |
Issue Prospectus |
U.S.$8,000,000,000 Retail Secured Note Programme
Citrine Notes - Equity Linked Series 7 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor, Merrill Lynch & Co., Inc.:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 11/01/2008 |
Addendum |
Addendum dated 11 January 2008 (to the Base Disclosure Document dated 19 March 2007 containing information on Merrill Lynch & Co., Inc.) |
|
|
| 16/05/2007 |
Issue Prospectus |
US$8,000,000,000 Retail Secured Note Programme
Citrine Notes - Index Linked Series 6 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor, Merrill Lynch & Co., Inc.:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 16/05/2007 |
Addendum |
Addendum dated 16 May 2007 (to the Base Disclosure Document dated 19 March 2007 containing information on Merrill Lynch & Co., Inc.) |
|
|
| 19/03/2007 |
Base Disclosure Document |
Base Disclosure Document containing information on Merrill Lynch & Co., Inc. |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a) and 342(1)(b)(in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor, Merrill Lynch & Co., Inc.:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of Merrill Lynch & Co., Inc.), 10, 11, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31(in relation to the information required under this paragraph for each of the 3 financial years immediately preceding the date of the Base Disclosure Document), 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| 19/03/2007 |
Note Programme Memorandum |
US$8,000,000,000 Retail Secured Note Programme |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b)(in relation to the requirement for the Note Programme Memorandum to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the swap/collateral guarantor, Merrill Lynch & Co., Inc.:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| 19/03/2007 |
Issue Prospectus |
Citrine Notes - Fund Linked Series 5 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor, Merrill Lynch & Co., Inc.:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 29/12/2006 |
Addendum |
Addendum dated 29 December 2006 (to the Financial Disclosure Memorandum dated 28 July 2006 containing information on Merrill Lynch & Co., Inc.) |
In respect of the Issuer: sections 44A(2), 44A(6), 342(1)(a) and 342(1)(b)(in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the swap/collateral Guarantor, Merrill Lynch & Co., Inc.: paragraphs 1, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| 29/12/2006 |
Issue Prospectus |
Citrine Notes - Equity Linked Series 4 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor, Merrill Lynch & Co., Inc.:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 03/10/2006 |
Issue Prospectus |
Citrine Notes - Equity Linked Series 3 |
In respect of the Issuer: sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor, Merrill Lynch & Co., Inc.: paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 22/08/2006 |
Addendum |
Addendum (to the Financial Disclosure Memorandum dated 28 July 2006 containing information on Merrill Lynch & Co., Inc.) |
In respect of the Issuer: sections 44A(2), 44A(6), 342(1)(a) and 342(1)(b)(in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the swap/collateral Guarantor, Merrill Lynch & Co., Inc.: paragraphs 1, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 28/07/2006 |
Issue Prospectus |
China Tracker Fund Linked Notes Series 2 |
In respect of the Issuer: sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor, Merrill Lynch & Co., Inc.: paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 28/07/2006 |
Financial Disclosure Memorandum |
Financial Disclosure Memorandum dated 28 July 2006 containing information on Merrill Lynch & Co., Inc. |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a) and 342(1)(b)(in relation to the requirement for the Financial Disclosure Memorandum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor, Merrill Lynch & Co., Inc.: paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Swap/Collateral Guaranto), 10, 11, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 (in relation to the information required under this paragraph for each of the 3 financial years immediately preceding the date of the Financial Disclosure Memorandum), 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 28/07/2006 |
Note Programme Memorandum |
US$8,000,000,000 Retail Secured Note Programme |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b)(in relation to the requirement for the Note Programme Memorandum to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor, Merrill Lynch & Co., Inc.: paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 09/01/2006 |
Issue Prospectus |
Citrine Notes - Equity Linked Series 1 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Merrill Lynch & Co., Inc. as the Collateral Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 09/01/2006 |
Programme Prospectus |
U.S.$8,000,000,000 Retail Secured Note Programme |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Merrill Lynch & Co., Inc. as Guarantor: Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 (in relation to the information required under this paragraph for each of the three financial years immediately preceding the date of the Programme Prospectus), 34 and 43 of the Third Schedule to the Companies Ordinance |
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| Constellation Investment Ltd. |
| 14/04/2008 |
Base Disclosure Document |
Base Disclosure Document containing information on DBS Bank Ltd. |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to the Companies Ordinance
In respect of DBS Bank Ltd. as the Swap Counterparty:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Swap Counterparty), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
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| 01/08/2007 |
Issue Prospectus |
U.S.$5,000,000,000 Limited Recourse Secured Note Programme Series 82-85 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv),342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23. 24. 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 18/06/2007 |
Issue Prospectus |
U.S.$5,000,000,000 Limited Recourse Secured Note Programme Series 78 - 81 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv),342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 18/04/2007 |
Issue Prospectus |
U.S.$5,000,000,000 Limited Recourse Secured Note Programme
Series 71 - 74 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv),342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 18/04/2007 |
Programme Memorandum |
U.S.$5,000,000,000 Limited Recourse Secured Note Programme |
In respect of the Issuer:
Sections 44A(2) and 342(1)(b) (in relation to the requirement for the Programme Memorandum to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11,12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27, 31 and 45 of the Third Schedule to the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 18/04/2007 |
Base Disclosure Document |
Base Disclosure Document containing information on DBS Bank Ltd. |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to the Companies Ordinance
In respect of DBS Bank Ltd. as the Swap Counterparty:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Swap Counterparty), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
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| 27/02/2007 |
Addendum |
Second Further Addendum dated 27 February 2007 to the Programme Prospectus dated 20 April 2006 (As supplemented by the Addendum dated 23 August 2006 and the Further Addendum dated 2 November 2006) |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Second Further Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 08/02/2007 |
Issue Prospectus |
U.S.$5,000,000,000 Limited Recourse Secured Note Programme
Series 67 - 70 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 08/01/2007 |
Issue Prospectus |
U.S.$5,000,000,000 Limited Recourse Secured Note Programme
Series 63 - 66 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 30/11/2006 |
Issue Prospectus |
U.S.$5,000,000,000 Limited Recourse Secured Note Programme
Series 59 - 62 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 02/11/2006 |
Addendum |
Further Addendum to the Programme Prospectus dated 20 April 2006 and the Addendum dated 23 August 2006 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Further Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 23/10/2006 |
Issue Prospectus |
U.S.$5,000,000,000 Limited Recourse Secured Note Programme
Series 55 - 58 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 11/10/2006 |
Issue Prospectus |
U.S.$5,000,000,000 Limited Recourse Secured Note Programme
Series 51 - 54 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 23/08/2006 |
Issue Prospectus |
Structured Retail Notes Series 47 - 50 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 23/08/2006 |
Addendum |
Addendum to the Programme Prospectus dated 20 April 2006 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 29/06/2006 |
Issue Prospectus |
Structured Retail Notes Series 43 - 46 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 29/06/2006 |
Addendum |
Addendum to the Programme Prospectus dated 20 April 2006 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 20/04/2006 |
Programme Prospectus |
U.S.$5,000,000,000 Limited Recourse Secured Note Programme |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 10, 11, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Counterparty: Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 20/04/2006 |
Issue Prospectus |
Structured Retail Notes Series 39-42 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd. as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 22/02/2006 |
Addendum |
Addendum to the Programme Prospectus dated 9 June 2005 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342 (1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd as Swap Counterparty: Paragraphs 1, 2, 3, 6, 8, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, 42 and 43 of the Third Schedule to the Companies Ordinance |
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| 22/02/2006 |
Issue Prospectus |
Structured Retail Notes Series 34 - 37 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 09/01/2006 |
Issue Prospectus |
Structured Retail Notes Series 30 - 33 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 23/11/2005 |
Addendum |
Addendum to the Programme Prospectus dated 9 June 2005 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342 (1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd as Swap Counterparty: Paragraphs 1, 2, 3, 6, 8, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 23/11/2005 |
Issue Prospectus |
Structured Retail Notes Series 26 - 29 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 03/10/2005 |
Issue Prospectus |
Structured Retail Notes Series 22-25 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 23/08/2005 |
Addendum |
Addendum to the Programme Prospectus dated 9 June 2005 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342 (1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd as Swap Counterparty: Paragraphs 1, 2, 3, 6, 8, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 23/08/2005 |
Issue Prospectus |
Structured Retail Notes Series 18-21 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd as Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 09/06/2005 |
Issue Prospectus |
Structured Retail Notes Series 14, 15, 16 and 17 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Counterparty: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 09/06/2005 |
Programme Prospectus |
U.S.$5,000,000,000 Limited Recourse Secured Note Programme |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 10, 11, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Counterparty: Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 23/02/2005 |
Addendum |
Addendum to the Programme Prospectus dated 26 April 2004 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342 (1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd.: Paragraphs 1, 2, 3, 6, 8, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, 42 and 43 of the Third Schedule to the Companies Ordinance |
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| 23/02/2005 |
Issue Prospectus |
Structured Retail Notes Series 12 and 13 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd.: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, 42 and 43 of the Third Schedule to the Companies Ordinance |
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| 10/01/2005 |
Issue Prospectus |
Structured Retail Notes Series 10 and 11 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of DBS Bank Ltd.: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, 42 and 43 of the Third Schedule to the Companies Ordinance |
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| 08/11/2004 |
Addendum |
Addendum to the Programme Prospectus dated 26 April 2004 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 08/11/2004 |
Issue Prospectus |
Structured Retail Notes Series 8 and 9 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 19/07/2004 |
Addendum |
Addendum to the Programme Prospectus dated 26 April 2004 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 27, 30, 31 of the Third Schedule to, the Companies Ordinance |
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| 19/07/2004 |
Issue Prospectus |
Structured Retail Notes Series 6 and 7 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 27, 30, 31 of the Third Schedule to, the Companies Ordinance |
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| 02/02/2004 |
Issue Prospectus |
Structured Retail Notes Series 3 and 4 |
Please refer to pages 43-44 of the Issue Prospectus |
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| 05/01/2004 |
Issue Prospectus |
Structured Retail Notes Series 2 |
Please refer to page 39 of the Issue Prospectus |
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| 05/01/2004 |
Addendum |
Addendum to the Programme Prospectus dated 22 September 2003 |
Please refer to pages 2-3 of the Addendum |
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| Credit Suisse First Boston Investment Products (Asia Pacific) Limited |
| 14/11/2005 |
Issue Prospectus |
Series No. 42 - US$ "Oil Star" Callable Capital Guaranteed Securities due November 2010 linked to a Basket of 3 Oil Shares |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 10/11/2005 |
Issue Prospectus |
Series No. 41 HK$ "Energy Start" Auto-Callable Securities due December 2006 Linked to a Basket of 3 Energy Shares |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 26/09/2005 |
Issue Prospectus |
Series No. 38 - US$ Bank Star Callable Capital Guaranteed Securities due October 2010 Linked to HSBC Shares |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 06/08/2005 |
Programme Prospectus |
U.S.$1,000,000,000 Retail Securities Programme |
In respect of the Issuer: Sections 44A(2) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 23, 25, 26(a), 27 and 31of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 3, 17, 23, 24, 25, 26(a), 27, 29, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 06/08/2005 |
Issue Prospectus |
Series No. 36 Formation |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 09/06/2005 |
Issue Prospectus |
Series No. 29 Tranche A and Tranche B - USA Out-Performance 2 |
In respect of the Issuer:Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 8(b), 10, 11, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:Sections 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30 and 34 of the Third Schedule to the Companies Ordinance |
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| 09/06/2005 |
Issue Prospectus |
Series No. 30 Tranche A and Tranche B - HK Out-Performance |
In respect of the Issuer:Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 8(b), 10, 11, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:Sections 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30 and 34 of the Third Schedule to the Companies Ordinance |
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| 06/06/2005 |
Issue Prospectus |
Series No. 28 Escalator |
In the case of the Issuer:
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, and section 8(b) of Part 2 of the Twenty-first Schedule to, the Companies Ordinance
In the case of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30 and 34 of the Third Schedule to the Companies Ordinance |
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| 01/03/2005 |
Issue Prospectus |
Series No. 5 |
In respect of the Issuer:Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:Sections 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30 and 34 of the Third Schedule to the Companies Ordinance |
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| 28/01/2005 |
Issue Prospectus |
Series No. 4 |
In respect of the Issuer:Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:Sections 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29 30, 34 of the Third Schedule to the Companies Ordinance
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| 22/11/2004 |
Issue Prospectus |
Series No. 3 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 03/09/2004 |
Addendum |
Addendum to the Programme Prospectus dated 11 June 2004 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342 (1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) and 342(3) of, and paragraphs 1, 2, 3, 6 (in respect of the business addresses of the ssuer's directors), 8, 10, 21, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 03/09/2004 |
Issue Prospectus |
Structured Securities Series No. 2 |
Sections 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) of, and paragraphs 1, 2, 3, 6 (in respect of the business addresses of the Issuer's directors), 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| Credit Suisse Investment Products (Asia Pacific) Limited |
| 10/06/2008 |
Issue Prospectus |
Series No. 66 iPAL "Monthly Laisee III" HKD Equity-Linked Securities due July 2009 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31(1), 31(2) and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31(1), 31(3), 34(1), 34(2), 34(3) and 44 of the Third Schedule to the Companies Ordinance |
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| 18/04/2008 |
Programme Prospectus |
U.S.$1,000,000,000 Retail Securities Programme |
In respect of the Issuer: Sections 44A(2) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 23, 25, 26(a), 27, 31(1) and 31(2) of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 3, 17, 23, 24, 25, 26(a), 29, 34(1), 34(2), 34(3) and 43 of the Third Schedule to the Companies Ordinance |
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| 18/04/2008 |
Issue Prospectus |
Series No. 65 iPAL "Monthly Laisee II" HKD Equity-Linked Securities due May 2009 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31(1), 31(2) and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31(1), 31(3), 34(1), 34(2), 34(3) and 44 of the Third Schedule to the Companies Ordinance |
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| 18/02/2008 |
Addendum |
Addendum dated February 18, 2008 to the Programme Prospectus dated July 23, 2007 |
In respect of the Issuer: Sections 44A(1), 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31(1), 31(2) and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31(1), 31(3), 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 18/02/2008 |
Issue Prospectus |
Series No. 64 iPAL "Monthly Laisee" HKD Equity-Linked Securities due March 2009 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31(1), 31(2) and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31(1), 31(3), 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 05/11/2007 |
Issue Prospectus |
Series No. 58 & 59 iPAL "Pick and Win III" Equity-Linked Securities due December 2008 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 30, 31(1), 31(2) and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31(1), 31(3), 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 17/09/2007 |
Issue Prospectus |
Series No. 55 iPAL "Pick and Win II" USD Equity-Linked Securities due October 2008
Series No. 56 iPAL "Pick and Win II" HKD Equity-Linked Securities due October 2008 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 30, 31(1), 31(2) and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31(1), 31(3), 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 23/07/2007 |
Programme Prospectus |
US$1,000,000,000 Retail Securities Programme |
In respect of the Issuer: Sections 44A(2) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 23, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 3, 17, 23, 24, 25, 26(a), 27, 29, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 23/07/2007 |
Issue Prospectus |
Series No. 54 iPAL "Pick and Win" HKD Equity-Linked Securities due August 2008 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 22/08/2006 |
Issue Prospectus |
Series No. 49 iPAL "Superstar" HKD Equity-Linked Securities due September 2007 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 27/06/2006 |
Issue Prospectus |
Series No. 6 iPAL "Financial World" USD Credit-Linked Fixed Rate Notes due February 2012 and
Series No. 7 iPAL "Financial World" HKD Credit-Linked Fixed Rate Notes due February 2012 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance |
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| 26/06/2006 |
Issue Prospectus |
Series No. 47 iPAL " Bullet Train" USD Capital Guaranteed Securities linked to Nikkei 225 Stock Average due August 2010 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 26/06/2006 |
Programme Prospectus |
U.S.$1,000,000,000 Retail Securities Programme |
In respect of the Issuer: Sections 44A(2) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 23, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 3, 17, 23, 24, 25, 26(a), 27, 29, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 19/04/2006 |
Issue Prospectus |
Series No. 5 - iPAL "Golden Dragon" USD Index-Linked Capital Guaranteed Notes due 2011 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 2, 3, 6, 10,11, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Issuer Credit Enhancer:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to, the Companies Ordinance |
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| 11/04/2006 |
Issue Prospectus |
Series No.4 - iPAL "Double Chance" USD Equity-Linked Auto-Callable Notes due May 2008
Guaranteed by Credit Suisse (International) Holding AG as Issuer Credit Enhancer |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 2, 3, 6, 10,11, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Issuer Credit Enhancer: Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to, the Companies Ordinance |
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| 28/02/2006 |
Issue Prospectus |
Series No.3 - iPAL "Stratosphere" USD Equity-Linked Capital Guaranteed Notes due April 2010 guaranteed by Credit Suisse (International) Holding AG as Issuer Credit Enhancer |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 2, 3, 6, 10,11, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Issuer Credit Enhancer: Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 |
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| 27/02/2006 |
Programme Prospectus |
U.S.$1,000,000,000 Structured Notes Programme |
In respect of the Issuer: Sections 44A(2) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 23, 24, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of CS iHAG: Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 27/02/2006 |
Issue Prospectus |
Series No. 1 - iPAL "Economic Dynamo" USD Credit-Linked Fixed Rate Notes due Oct 2011
Series No. 2 - iPAL "Economic Dynamo" HKD Credit-Linked Fixed Rate Notes due Oct 2011 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 2, 3, 6, 10,11, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance |
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| Fortis Bank NV-SA, acting through its Hong Kong Branch |
| 13/07/2005 |
Issue Prospectus |
Series 16 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| Fortis Bank NV-SA, acting through its Hong Kong branch |
| 04/05/2005 |
Programme Prospectus |
US$3,000,000,000 Euro Medium Term Note Programme |
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 31, 34, and 43 of the Third Schedule to, the Companies Ordinance |
|
| 04/05/2005 |
Issue Prospectus |
Series 15 - HKD Equity-Linked Notes due 2007
US Dollar Equity-Linked Notes due 2007 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 09/03/2005 |
Issue Prospectus |
Series 4 - HKD Equity-Linked Notes due 2007
US Dollar Equity-Linked Notes due 2007 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 03/01/2005 |
Issue Prospectus |
Series 2 - HKD Equity-Linked Notes due 2007 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 12/11/2004 |
Programme Prospectus |
US$3,000,000,000 Euro Medium Term Note Programme |
Sections 44A(2) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 11, 26(a), 34 and 43 of the Third Schedule to, the Companies Ordinance |
|
| 12/11/2004 |
Issue Prospectus |
Series 1 - USD Interest Rate-Linked Structured Range Accrual Notes due 2009 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 29, 30, 31 ,34 and 43 of the Third Schedule to, the Companies Ordinance |
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| Fubon Bank (Hong Kong) Limited |
| 03/12/2008 |
Prospectus |
Prospectus in respect of the open offer of 1,172,160,000 preference shares at US$0.10237 per preference share payable in full on acceptance
Provisional allotment letter
Form of application for excess preference shares |
|
|
| Grand Dragon Limited |
| 10/02/2006 |
Programme Prospectus |
HK$15,000,000,000 Retail Secured Note Programme |
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6, (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 10/02/2006 |
Issue Prospectus |
Series 2
USD Fixed Rate Callable Credit-Linked Notes due 2011
HKD Fixed Rate Callable Credit-Linked Notes due 2011 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 02/06/2004 |
Prospectus |
US$50,000,000 Secured Callable Principal Protected Notes due 2014 |
Please refer to page 91 of the Prospectus |
|
| Hang Seng Structured Products (Cayman) Limited |
| 24/10/2005 |
Addendum |
Addendum to the Programme Prospectus, Issue Prospectus and Financial Statement Prospectus dated 3 June 2005 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 24/10/2005 |
Issue Prospectus |
Series No. 2 - Hong Kong Dollar Equity Linked Notes due 2007 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 03/06/2005 |
Programme Prospectus |
Financial Statement Prospectus to the US$5,000,000,000 Structured Note Issuance Programme |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Financial Statement Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6 , 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 03/06/2005 |
Programme Prospectus |
US$5,000,000,000 Structured Note Issuance Programme |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor) , 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 03/06/2005 |
Issue Prospectus |
Series No. 1 - Hong Kong Dollar Equity Linked Notes due 2007 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
Advertisement |
| Hera Securities Ltd. |
| 14/11/2005 |
Issue Prospectus |
Series 4 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 14/11/2005 |
Addendum |
Addendum to the Programme Prospectus dated 9 May 2005 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance |
|
| 12/05/2005 |
Addendum |
Addendum to the Issue Prospectus dated 9 May 2005 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 8, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance |
|
| 09/05/2005 |
Issue Prospectus |
Series 3 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 09/05/2005 |
Programme Prospectus |
Retail Note Programme |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 13, 14, 15, 16, 19, 22, 26(a), 26(b), 27, 31 and 45 of the Third Schedule to, the Companies Ordinance |
|
| 21/02/2005 |
Issue Prospectus |
Series 2 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 01/11/2004 |
Programme Prospectus |
Retail Note Programme |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) of, and paragraphs 3, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 01/11/2004 |
Issue Prospectus |
Series 1 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| HSBC Bank (China) Company Limited |
| 14/08/2009 |
Retail Prospectus |
RMB 2.60% Bonds due 2011 |
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Prospectus to contain a Chinese translation) of, and paragraphs 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 26(b), 31, 34 and 45 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| HSBC Structured Notes (Cayman) Limited |
| 11/08/2008 |
Addendum |
Addendum dated 11 August 2008 to the Base Disclousure Document dated 25 April 2008 containing Information on The Hongkong and Shanghai Banking Corporation Limited |
|
|
| 25/04/2008 |
Base Disclosure Document |
Base Disclosure Document dated 25 April 2008 Containing Information on The Hongkong and Shanghai Banking Corporation Limited |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 31 (in relation to the inclusion of a statement that no accounts have been made up in respect of any part of the period of 3 years ending on a date 3 months before the issue of the prospectus) and 34 of the Third Schedule to the Companies Ordinance |
|
| 06/08/2007 |
Addendum |
Addendum dated 6 August 2007 to the Base Disclousure Document dated 27 April 2007 containing Information on The Hongkong and Shanghai Banking Corporation Limited |
|
|
| 27/04/2007 |
Base Disclosure Document |
Base Disclosure Document Containing Information on The Hongkong and Shanghai Banking Corporation Limited |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 12/10/2006 |
Base Disclosure Document |
Base Disclosure Document Containing Information on The Hongkong and Shanghai Banking Corporation Limited |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26, 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26, 27, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 08/07/2005 |
Issue Prospectus |
Structured Notes - Basket Equity Linked 10
USD denominated Notes due 2007 (Series No. 14) |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 20/05/2005 |
Issue Prospectus |
Structured Notes - Basket Equity Linked 9
USD denominated Notes due 2006 (Series No. 13) |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31, 34, and 43 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 08/04/2005 |
Issue Prospectus |
USD Callable Basket Credit Linked Notes due 2010 (Series No. 12) |
In respect of the Issuer: sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 08/04/2005 |
Programme Prospectus |
US$5,000,000,000 Retail Note Issuance Programme |
In respect of the Issuer: sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 14/02/2005 |
Issue Prospectus |
Structured Notes Series No. 11 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 08/02/2005 |
Issue Prospectus |
Structured Notes Series 10 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 18/01/2005 |
Issue Prospectus |
Structured Notes Series 9 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 31/12/2004 |
Issue Prospectus |
Structured Notes Series 8 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Sections 38(1)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation), 38D(3)(b)(i), 38D(4), 44A(2) and 44A(6) of, and paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 07/12/2004 |
Issue Prospectus |
Structured Notes Series 7 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 16/11/2004 |
Issue Prospectus |
Structured Notes Series 6a&6b |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 15/10/2004 |
Issue Prospectus |
Structured Notes Series 5 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6 (in respect of the business addresses of the directors of the Issuer), 10, 11, 21, 23, 24, 26(a), 26(c), 27 and 30 of the Third Schedule to, the Companies Ordinance |
|
| 14/09/2004 |
Issue Prospectus |
Structured Notes Series 4 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6 (in respect of the business addresses of the directors of the Issuer), 10, 11, 21, 23, 24, 26(a), 26(c), 27 and 30 of the Third Schedule to, the Companies Ordinance |
|
| 10/09/2004 |
Issue Prospectus |
Structured Notes Series No. 3 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) of, and paragraphs 1, 2, 3, 6 (in respect of the business addresses of the directors of the Issuer), 10, 11, 21, 23, 24, 26(a), 26(c), 27 and 30 of the Third Schedule to, the Companies Ordinance |
|
| 03/08/2004 |
Addendum |
Addendum to the Programme Prospectus dated 9 June 2004 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii) and 342(1)(b) of, and paragraphs 1, 2, 3, 6 (in respect of the business addresses of the directors of the Issuer), 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27 and 30 of the Third Schedule to, the Companies Ordinance |
|
| 03/08/2004 |
Issue Prospectus |
Structured Notes Series 2 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) of, and paragraphs 1, 2, 3, 6 (in respect of the business addresses of the directors of the Issuer), 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27 and 30 of the Third Schedule to, the Companies Ordinance |
|
| ING Bank N.V. |
| 27/01/2006 |
Programme Prospectus |
Retail Note Issuance Programme |
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer, since the business addresses of the directors of the Issuer are disclosed) , 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
|
| 27/01/2006 |
Issue Prospectus |
ING "Bull's-eye" Equity Linked Notes |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to, the Companies Ordinance |
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| 18/04/2005 |
Programme Prospectus |
Retail Note Programme |
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 2, 3, 17, 23, 24, 25, 26(a), 29, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 18/04/2005 |
Issue Prospectus |
ING Lion Equity Linked Notes Series No. 2 |
Sections 44A(2), 44A(6), 342(1)(a)(iv),342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 14/01/2005 |
Programme Prospectus |
Retail Note Programme |
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 2, 3, 17, 23, 24, 25, 26(a), 29, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 14/01/2005 |
Issue Prospectus |
ING Lion Equity Linked Notes Series No. 1 |
Sections 44A(2), 44A(6), 342(1)(a)(iv),342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| Investor Solutions Limited |
| 30/09/2004 |
Prospectus |
Efficient Asset Allocation Notes due 2009 Linked to S&P 500 Index, WTI Crude Oil Futures Contract and Fixed Rate of Return Series 1 and Series 2 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Prospectus to contain a Chinese translation) of, and paragraphs 27 and 31 of the Third Schedule to, the Companies Ordinance |
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| IXIS Financial Instruments Ltd. |
| 20/02/2006 |
Issue Prospectus |
Series 3a Notes
Hong Kong Dollar Two Year "Continuity" Equity Linked Notes linked to a basket of Hong Kong shares
Series 3b Notes
Australian Dollar Two Year "Continuity" Equity Linked Notes linked to a basket of Hong Kong shares |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 21/11/2005 |
Programme Prospectus |
US$5,000,000,000 Triomphe Retail Structured Notes Programme |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 23, 24, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 2, 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 31, 34, and 43 of the Third Schedule to the Companies Ordinance |
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| 21/11/2005 |
Programme Prospectus |
Financial Statement Supplement to U.S.$5,000,000,000 Triomphe Retail Structured Notes Programme |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Financial Statement Supplement to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 21/11/2005 |
Issue Prospectus |
Series 1 Notes
Hong Kong Dollar Two Year "Pleasance" Equity Linked Notes linked to a basket of Hong Kong shares;
Series 2 Notes
Australian Dollar Two Year "Pleasance" Equity Linked Notes linked to a basket of Hong Kong shares |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| KBC Financial Products International Ltd. |
| 14/03/2005 |
Issue Prospectus |
KBC Dragon High Yield Notes Series - 4 and 5 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 10/01/2005 |
Issue Prospectus |
KBC Dragon High Yield Notes Series - 3 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 29/11/2004 |
Issue Prospectus |
KBC Dragon High Yield Notes Series - 2 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 15/11/2004 |
Issue Prospectus |
KBC Dragon High Yield Notes Series-1 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 11, 18, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 15/11/2004 |
Programme Prospectus |
U.S.$2,000,000,000 Euro Medium Term Note Programme |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 26(a) and 43 of the Third Schedule to, the Companies Ordinance |
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| KBC Investments Cayman Islands Limited |
| 19/03/2008 |
Issue Prospectus |
KBC Amaryllis Notes-XIII Series 51- HKD 1 Year Equity Bull Notes due 2009
KBC Amaryllis Notes-XIII Series 52- USD 1 Year Equity Bull Notes due 2009 |
As regards the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
As regards the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 25/02/2008 |
Issue Prospectus |
KBC Amaryllis Notes-XII Series 49- HKD 1 Year Equity Bull Notes due 2009
KBC Amaryllis Notes-XII Series 50- USD 1 Year Equity Bull Notes due 2009 |
As regards the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
As regards the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 27/12/2007 |
Issue Prospectus |
KBC Amaryllis Notes-XI Series 47 - HKD 1 Year Equity Bull Notes due 2009
KBC Amaryllis Notes-XI Series 48 - USD 1 Year Equity Bull Notes due 2009 |
As regards the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
As regards the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 26/11/2007 |
Issue Prospectus |
KBC Amaryllis Notes - X Series 45 - HKD 1 Year Equity Bull Notes due 2008
KBC Amaryllis Notes - X Series 46 - USD 1 Year Equity Bull Notes due 2008 |
As regards the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
As regards the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 26/11/2007 |
Addendum |
Addendum dated 26 November 2007 to the Programme Prospectus dated 28 May 2007 |
As regards the Issuer:
Sections 44A(1), 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance
As regards the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 17/09/2007 |
Issue Prospectus |
KBC Amaryllis Notes - IX Series 43 - HKD 1 Year Equity Bull Notes due 2008
KBC Amaryllis Notes - IX Series 44 - USD 1 Year Equity Bull Notes due 2008 |
As regards the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
As regards the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 23/07/2007 |
Issue Prospectus |
KBC Amaryllis Notes - VIII Series 41 - HKD 1 Year Equity Bull Notes due 2008
KBC Amaryllis Notes - VIII Series 42 - USD 1 Year Equity Bull Notes due 2008 |
As regards the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
As regards the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 04/06/2007 |
Issue Prospectus |
KBC Dragon Balls A-Share Notes - II - Series 40 - HKD 1 Year Quarterly Callable Bull Notes due 2008 |
As regards the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
As regards the Guarantor::
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 28/05/2007 |
Programme Prospectus |
U.S.$2,000,000,000 Euro Medium Term Note Programme |
In respect of the Issuer: Sections 44A(1), 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 27, 31 and 43 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 28/05/2007 |
Issue Prospectus |
KBC Amaryllis Notes-VII Series 38 - HKD 1 Year Equity Bull Notes due 2008
KBC Amaryllis Notes-VII Series 39 - USD 1 Year Equity Bull Notes due 2008 |
As regards the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
As regards KBC Bank NV as the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 02/04/2007 |
Issue Prospectus |
KBC Amaryllis Notes-VI Series 36 & 37 |
As regards the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
As regards the Guarantor::
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 12/03/2007 |
Issue Prospectus |
KBC Amaryllis Notes-V Series 34 - HKD 1 Year Equity Bull Notes due 2008
KBC Amaryllis Notes-V Series 35 - USD 1 Year Equity Bull Notes due 2008 |
As regards the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
As regards KBC Bank NV as the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 08/01/2007 |
Issue Prospectus |
KBC Dragon Balls A-Share Notes - Series 33
HKD 1 Year Quarterly Callable Bull Notes due 2008 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of KBC Bank NV as the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 27/11/2006 |
Issue Prospectus |
KBC Amaryllis Notes-IV Series 31 - HKD 1 Year Equity Bull Notes due 2007
KBC Amaryllis Notes-IV Series 32 - USD 1 Year Equity Bull Notes due 2007 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 20/09/2006 |
Issue Prospectus |
KBC Amaryllis Notes-III Series 29 - HKD 1 Year Equity Bull Notes due 2007
KBC Amaryllis Notes-III Series 30 - USD 1 Year Equity Bull Notes due 2007 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 12/07/2006 |
Issue Prospectus |
KBC Amaryllis Notes-II Series 27 - HKD 1 Year Equity Bull Notes due 2007
KBC Amaryllis Notes-II Series 28 - USD 1 Year Equity Bull Notes due 2007 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 22/05/2006 |
Programme Prospectus |
U.S.$2,000,000,000 Euro Medium Term Note Programme |
In respect of the Issuer: Sections 44A(1), 44A(2) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 27 and 31of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 22/05/2006 |
Issue Prospectus |
KBC Amaryllis Notes Series 25 - HKD 1 Year Equity Bull Notes due 2007
KBC Amaryllis Notes Series 26 - USD 1 Year Equity Bull Notes due 2007 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 13/03/2006 |
Issue Prospectus |
KBC Dragon High Yield Notes - KBC Windmill Notes Series 21 - 24 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 11, 21, 23, 24, 25, 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 03/01/2006 |
Issue Prospectus |
KBC Dragon High Yield Notes - KBC Fortune & Prosperity Notes Series 17-20 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 12/10/2005 |
Issue Prospectus |
KBC Dragon High Yield Notes - KBC Superstar Notes Series 15 and 16 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 17/08/2005 |
Issue Prospectus |
KBC Dragon High Yield Notes Series 11 - 14 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 11/07/2005 |
Issue Prospectus |
KBC Dragon High Yield Notes Series 7 - 10 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 09/05/2005 |
Issue Prospectus |
KBC Dragon High Yield Notes Series - 6 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6 (in relation to business addresses of the directors), 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 1, 2, 3, 6 (in relation to the business addresses of the directors), 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 09/05/2005 |
Programme Prospectus |
U.S.$2,000,000,000 Euro Medium Term Note Programme |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 11, 23, 24, 25, 26(a), 27, 31 and 43 of the Third Schedule to, the Companies Ordinance.
In respect of the Guarantor: paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| Macquarie Structured Products Asia Limited |
| 25/10/2004 |
Issue Prospectus |
US$50,000,000 (indicative) Macquarie Hong Kong and China Capital Guaranteed Notes due October 2009 |
Sections 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 25, 26(a), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 25/10/2004 |
Programme Prospectus |
US$1,000,000,000 (or equivalent in other currencies) Retail Structured Note Programme |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 26(a), 27, 31 and 43 of the Third Schedule to, the Companies Ordinance |
|
| Morgan Stanley B.V. |
| 25/06/2008 |
Issue Prospectus |
Series 1
US$ 1 Year Twin-Win Autocall Notes due in 2009 (Tranche A Notes)
HK$ 1.5 Years Twin-Win Autocall Notes due in 2010 (Tranche B Notes)
Linked to the Hang Seng H-Share Index ETF |
As regards the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
As regards the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 25/06/2008 |
Programme Memorandum |
U.S.$3,000,000,000 Retail Note Issuance Programme |
As regards the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Programme Memorandum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
As regards the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
|
| 25/06/2008 |
Base Disclosure Document |
Base Disclosure Document containing information on Morgan Stanley B.V. |
As regards the Issuer:
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Issuer's Base Disclosure Document to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18 (in respect of the names and addresses of the auditors of the Guarantor), 19, 22, 25, 26(a), 26(b), 26(c), 27, 31 (in relation to the information required under this paragraph for each of the 3 financial years immediately preceding the date of the Issuer's Base Disclosure Document), 43 and 45 of the Third Schedule to, the Companies Ordinance
As regards Morgan Stanley as the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
|
| 25/06/2008 |
Base Disclosure Document |
Base Disclosure Document containing information on Morgan Stanley |
As regards the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Guarantor's Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
As regards Morgan Stanley as the Guarantor:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 (in relation to the information required under this paragraph for each of the 3 financial years immediately preceding the date of the Guarantor's Base Disclosure Document), 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
|
| Nouvo Cayman Limited |
| 05/07/2006 |
Programme Prospectus |
JPY500,000,000,000 Retail Secured Note Programme |
In respect of the Issuer:
Sections 44A(2), 44A(6) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Collateral Guarantor:
Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 30, 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| 05/07/2006 |
Issue Prospectus |
NOUVO Series 4 and 5 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Collateral Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 30 and 34 of the Third Schedule to the Companies Ordinance |
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| 15/06/2005 |
Issue Prospectus |
Nouvo Series 3 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6 (and 45) ( (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31of the Third Schedule to, the Companies Ordinance
In respect of the Collateral Guarantor, Societe Generale: Paragraphs 1, 2, 3, 4, 5, 6 (and 45) (in relation to the residential addresses of the directors of the Collateral Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 (in relation to the information required under the paragraph for each of the 3 financial years immediately preceding the date of the Issue Prospectus), 34, and 43 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 15/06/2005 |
Programme Prospectus |
Retail Secured Note Programme |
In respect of the Issuer: Sections 44A(2), 44A(6) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6, (and 45) (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Collateral Guarantor, Societe Generale: Paragraphs 3, 4, 5, 6, (and 45) (in relation to the residential addresses of the directors of the Collateral Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17,19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 (in relation to the information required under the paragraph for each of the 3 financial years immediately preceding the date of the Programme Prospectus), 34 and 43 of the Third Schedule to, the Companies Ordinance |
|
| 16/02/2005 |
Issue Prospectus |
Nouvo Series 2 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Collateral Guarantor: paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, 42 and 43 of the Third Schedule to the Companies Ordinace |
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| 06/09/2004 |
Issue Prospectus |
Nouvo Series 1 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) of, and paragraphs 1, 2, 3, 6, 10, 11, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 02/09/2004 |
Programme Prospectus |
Retail Secured Note Programme |
Sections 44A(2) and 342(1)(b) of, and paragraphs 3, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance |
|
| Pacific International Finance Limited |
| 14/04/2008 |
Programme Prospectus |
Secured Continuously Offered Note Programme |
Sections 44A(2), 44A(6), 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 14/04/2008 |
Issue Prospectus |
Minibond Series 36 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 16/01/2008 |
Issue Prospectus |
Minibond Series 35 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 19/11/2007 |
Issue Prospectus |
Minibond Series 34 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 23/07/2007 |
Issue Prospectus |
Minibond Series 33 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 04/06/2007 |
Issue Prospectus |
Minibond Series 32 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 12/03/2007 |
Programme Prospectus |
Secured Continuously Offered Note Programme |
Sections 44A(2), 44A(6), 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 12/03/2007 |
Issue Prospectus |
Minibond Series 31 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 02/01/2007 |
Issue Prospectus |
Minibond Series 30 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 17/11/2006 |
Addendum |
Addendum dated 17 November 2006 to the Issue Prospectus dated 13 November 2006 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 8, 10, 11, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 13/11/2006 |
Issue Prospectus |
Minibond Series 29 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 18/09/2006 |
Issue Prospectus |
Minibond Series 28 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 07/08/2006 |
Issue Prospectus |
Minibond Series 27 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 17/05/2006 |
Issue Prospectus |
Minibond Series 26 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 20/03/2006 |
Programme Prospectus |
Secured Continuously Offered Note Programme |
Sections 44A(2), 44A(6), 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 20/03/2006 |
Issue Prospectus |
Minibond Series 25 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 03/01/2006 |
Issue Prospectus |
Secured Continuously Offered Note Programme
Minibond Series 23
USD Fixed Rate Callable Credit-Linked Notes due 2011
HKD Fixed Rate Callable Credit-Linked Notes due 2011
USD Inverse Floating Rate Callable Credit-Linked Notes due 2011
HKD Inverse Floating Rate Callable Credit-Linked Notes due 2011 |
In respect of the Issuer:-
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31of the Third Schedule to, the Companies Ordinance |
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| 20/10/2005 |
Issue Prospectus |
Minibond Series 22 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 30/08/2005 |
Addendum |
Addendum to the Issue Prospectus dated 17 August 2005 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b)(in relation to the requirement for the Addendum to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 8, 10, 11, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance |
|
| 17/08/2005 |
Issue Prospectus |
Minibond Series 21 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 20/06/2005 |
Issue Prospectus |
Minibond Series 20 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 25/04/2005 |
Issue Prospectus |
Minibond Series 19 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 07/03/2005 |
Issue Prospectus |
Minibond Series 18 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 01/02/2005 |
Programme Prospectus |
Secured Continuously Offered Note Programme |
Sections 44A(2), 44A(6), 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 3, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 01/02/2005 |
Issue Prospectus |
Minibond Series 17 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 6, 10, 11, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 31/12/2004 |
Issue Prospectus |
Minibond Series 16 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 18, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, 42 and 43 of the Third Schedule to the Companies Ordinance |
Advertisement |
| 25/11/2004 |
Issue Prospectus |
Minibond Series 15 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 06/08/2004 |
Issue Prospectus |
Minibond Series 12 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6 (in relation to the business addresses of the directors of the Issuer), 10, 11, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
|
| 07/06/2004 |
Issue Prospectus |
Minibond Series 11 |
Please refer to pages 51-52 of the Issue Prospectus |
|
| 03/05/2004 |
Issue Prospectus |
Minibond Series 10 |
Please refer to pages 52-53 of the Issue Prospectus |
|
| 05/03/2004 |
Programme Prospectus |
Secured Continuously Offered Note Programme |
Please refer to page 101 of the Programme Prospectus |
|
| 05/03/2004 |
Issue Prospectus |
Minibond Series 9 |
Please refer to pages 58-59 of the Issue Prospectus |
|
| 16/02/2004 |
Prospectus |
Minibond Series 8 |
Please refer to page 103 of the Prospectus |
|
| 15/11/2003 |
Prospectus |
Minibond Series 7 |
Please refer to pages 86-87 of the Prospectus |
|
| 01/09/2003 |
Prospectus |
Minibond Series 6 |
Please refer to page 97 of the Prospectus |
|
| 16/06/2003 |
Prospectus |
Minibond Series 5 |
Please refer to page 67 of the Prospectus |
|
| Palladium Securities 1 S.A. |
| 25/08/2008 |
Issue Prospectus (comprised by the Issue Memorandum & the Deutsche Bank Disclosure Document) |
Issue Memorandum
Palladium Securities Notes - Series 10/Series 11
Deutsche Bank Disclosure Document dated 25 August 2008 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 01/03/2008 |
Issue Prospectus (comprised by the Issue Memorandum, the Deutsche Bank Disclosure Document & the Disclosure Supplement to the Deutsche Bank Disclosure Document) |
Issue Memorandum
Palladium Securities Notes - Series 8/Series 9
Deutsche Bank Disclosure Document dated 11 June 2007
Disclosure Supplement dated 1 March 2008 to the Deutsche Bank Disclosure Document dated 11 June 2007 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 14/01/2008 |
Issue Prospectus (comprised by the Issue Memorandum, the Deutsche Bank Disclosure Document & the Disclosure Supplement to the Deutsche Bank Disclosure Document) |
Issue Memorandum
Palladium Securities Notes - Series 6/Series 7
Deutsche Bank Disclosure Document dated 11 June 2007
Disclosure Supplement dated 14 January 2008 to the Deutsche Bank Disclosure Document dated 11 June 2007 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 12/11/2007 |
Programme Prospectus |
Retail Limited Recourse Structured Note Programme |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 27 and 43 of the Third Schedule to, the Companies Ordinance |
|
| 12/11/2007 |
Issue Prospectus (comprised by the Issue Memorandum, the Deutsche Bank Disclosure Document & the Disclosure Supplement to the Deutsche Bank Disclosure Document) |
Issue Memorandum
Palladium Securities Notes - Series 4/Series 5
Deutsche Bank Disclosure Document dated 11 June 2007
Disclosure Supplement dated 12 November 2007 to the Deutsche Bank Disclosure Document dated 11 June 2007 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 03/09/2007 |
Issue Prospectus (comprised by the Issue Memorandum, the Deutsche Bank Disclosure Document & the Disclosure Supplement to the Deutsche Bank Disclosure Document) |
Issue Memorandum
Palladium Securities Notes - Series 2/Series 3
Deutsche Bank Disclosure Document dated 11 June 2007
Disclosure Supplement to the Deutsche Bank Disclosure Document dated 11 June 2007 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 21, 23, 24, 25, 26(a), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance |
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| 11/06/2007 |
Programme Prospectus |
Retail Limited Recourse Structured Note Programme |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 10, 11, 23, 24, 25, 26(a), 27, 31 and 43 of the Third Schedule to, the Companies Ordinance |
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| 11/06/2007 |
Issue Prospectus (comprised by the Issue Memorandum & the Deutsche Bank Disclosure Document) |
Issue Memorandum
Palladium Securities HK Series 1
Deutsche Bank Disclosure Document |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| Pyxis Finance Limited |
| 23/07/2007 |
Addendum |
Second Addendum dated 23 July 2007 (to the Base Disclosure Document dated 22 February 2007 containing information on Lehman Brothers Holdings Inc.) |
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| 24/04/2007 |
Programme Memorandum |
US$5,000,000,000 Retail Secured Note Programme |
In respect of the Issuer:
Sections 44A(2), 44A(6) and 342(1)(b)(in relation to the requirement for the Programme Memorandum to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 24/04/2007 |
Addendum |
Addendum dated 24 April 2007 (to the Base Disclousure Document dated 22 February 2007 containing information on Lehman Brothers Holdings Inc.) |
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| 24/04/2007 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 21 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of tthe Swap Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to the Companies Ordinance |
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| 22/02/2007 |
Base Disclosure Document |
Base Disclosure Document dated 22 February 2007 Containing Information on Lehman Brothers Holdings Inc. |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Swap/Collateral Guarantor:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Swap/Collateral Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 (in relation to the information required under this paragraph for each of the 3 financial years immediately preceding the date of the Base Disclosure Document), 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
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| 22/01/2007 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 20 |
In respect of the Issuer:
Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap Guarantor): Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 04/12/2006 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 19 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap Guarantor): Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 10/11/2006 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 18 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap Guarantor): Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 10/11/2006 |
Addendum |
Addendum (to the Base Disclosure Documents dated 3 March 2006 and 3 April 2006 containing information on Lehman Brothers Holdings Inc.) |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Third Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. as the swap/collateral guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 30/08/2006 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 17 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap Guarantor): Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 25/07/2006 |
Addendum |
Addendum (to the Base Disclosure Document dated 3 Apr 2006 containing information on Lehman Brothers Holdings Inc.) |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Second Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap/Collateral Guarantor): Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 03/07/2006 |
Addendum |
Addendum to the Base Disclosure Document |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the First Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap/Collateral Guarantor): Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 03/04/2006 |
Programme Prospectus |
US$5,000,000,000 Retail Secured Note Programme |
In respect of the Issuer: Sections 44A(2), 44A(6) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap Guarantor): Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 03/04/2006 |
Base Disclosure Document |
Containing Information on Lehman Brothers Holdings Inc. |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Base Disclosure Document to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap Guarantor): Paragraphs 3, 4, 5, 6 (in relation to the residential addresses fo the directors of the Swap Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29 30, 31(in relation to the information required under the paragraph for each of the 3 financial years immediately preceding the date of the Base Disclosure Document), 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 03/04/2006 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 16 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap Guarantor): Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 02/09/2005 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 15 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap Guarantor): Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 02/08/2005 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 14 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap Guarantor): Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 07/07/2005 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 13 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of Lehman Brothers Holdings Inc. (the Swap Guarantor): Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 14/04/2005 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 12 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 21, 22, 23, 24, 25, 26(a), 26(b), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 12(2), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 14/04/2005 |
Programme Prospectus |
US$5,000,000,000 Retail Secured Note Programme |
In respect of the Issuer: Sections 44A(2), 44A(6) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor: Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Swap Guarantor), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19. 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 (in relation to the inclusion of a statement as to the gross trading income or sales turnover of the Swap Guarantor and the information required under this paragraph for each of the 3 financial years immediately preceding the date of the Programme Prospectus), 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 10/01/2005 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 11 |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Swap Guarantor: Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 30, 31, 34, 42 and 43 of the Third Schedule to the Companies Ordinance |
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| 16/11/2004 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 10 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 04/10/2004 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 9 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6 (in relation to the business addresses of the directors of the Issuer), 10, 11, 21, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 13/07/2004 |
Issue Prospectus |
Pyxis Equity-Linked Notes Series 8 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| SGA Société Générale Acceptance N.V. |
| 11/09/2008 |
Issue Prospectus |
SG EXCEL Notes - Series 37 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 02/07/2008 |
Issue Prospectus |
SG Booster Notes - Series 1 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 28/04/2008 |
Programme Prospectus |
US$2,000,000,000 Retail Note Issuance Programme
unconditionally and irrevocably guaranteed by Société Générale |
In respect of the Issuer:
Sections 44A(1), 44A(2) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 23, 25, 26(a), 27, 31 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 28/04/2008 |
Issue Prospectus |
SG EXCEL Notes - Series 36 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 30/01/2008 |
Issue Prospectus |
SG EXCEL Notes - Series 34 & Series 35 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 04/12/2007 |
Issue Prospectus |
SG EXCEL Notes - Series 32 & Series 33 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 22/10/2007 |
Issue Prospectus |
SG EXCEL Notes - Series 30 & 31 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 13/08/2007 |
Issue Prospectus |
SG EXCEL Notes - Series 28 & 29 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30, 31, 44 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31, 34, 44 and 45 of the Third Schedule to the Companies Ordinance |
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| 08/06/2007 |
Issue Prospectus |
SG EXCEL Notes - Series 27 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 19/04/2007 |
Issue Prospectus |
SG EXCEL Notes - Series 25 & Series 26 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 23, 24, 25, 26(a), 26(c), 27, 30, 31 and 44 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 6, 10, 11, 17, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 44 of the Third Schedule to the Companies Ordinance |
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| 19/04/2007 |
Programme Prospectus |
US$2,000,000,000 Retail Note Issuance Programme
unconditionally and irrevocably guaranteed by Société Générale |
In respect of the Issuer:
Sections 44A(1), 44A(2) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 23, 25, 26(a), 27, 31 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 10, 11, 17, 23, 24, 25, 26(a), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| 26/02/2007 |
Addendum |
Addendum dated 26 February 2007 to the Issue Prospectus dated 13 February 2007 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 8, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26, 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 8, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26, 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
|
| 13/02/2007 |
Issue Prospectus |
SG Excel Notes - Series 23 & Series 24 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26, 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26, 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 28/12/2006 |
Issue Prospectus |
SG Excel Notes Series 21 & Series 22 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 08/11/2006 |
Issue Prospectus |
SG Excel Notes Series 19 & Series 20 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 09/10/2006 |
Issue Prospectus |
SG COMMODITY INCOME PLUS Notes - Series 1 & Series 2 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 08/09/2006 |
Issue Prospectus |
SG Excel Notes - Series 17 & Series 18 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 24/07/2006 |
Issue Prospectus |
SG Excel Notes - Series 15 & Series 16 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 14/06/2006 |
Issue Prospectus |
SG Excel Notes - Series 13 & Series 14 |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 18/04/2006 |
Programme Prospectus |
US$2,000,000,000 Retail Note Issuance Programme
unconditionally and irrevocably guaranteed by Société Générale |
In respect of the Issuer:
Sections 44A(2) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 25, 26(a), 26(b), 27, 31 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor) 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| 18/04/2006 |
Issue Prospectus |
US$2,000,000,000 Retail Note Issuance Programme
SG EXCEL Notes - Series 11 & Series 12
HKD Equity-Linked Notes due 2008
Linked to the Shares of Hutchison Whampoa Ltd., CNOOC Ltd., China Mobile (Hong Kong) Ltd. and China Life Insurance Co. Ltd. - H shares (Series 11)
HKD Equity-Linked Notes due 2008
Linked to the Shares of Hutchison Whampoa Ltd., PetroChina Company Ltd. - H shares and China Mobile (Hong Kong) Ltd. (Series 12)
Unconditionally and irrevocably guaranteed by Société Générale |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 24/01/2006 |
Issue Prospectus |
SG EXCEL Notes - Series 9 & Series 10 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26, 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26, 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 18/11/2005 |
Issue Prospectus |
US$2,000,000,000 Retail Note Issuance Programme
SG Excel Notes - Series 8
HKD Equity-Linked Notes due 2007
Linked to the Shares of Hutchison Whampoa Ltd., PetroChina Co. Ltd. - H shares and China Life Insurance Co. Ltd. - H shares
Unconditionally and irrevocably guaranteed by Société Générale |
In respect of the Issuer: Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30, 31 and 45 (in relation to the residential addresses of the directors of the Issuer) of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor: Paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31, 34 and 45 (in relation to the residential addresses of the directors of the Guarantor) of the Third Schedule to the Companies Ordinance |
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| 04/10/2005 |
Programme Prospectus |
US$2,000,000,000 Retail Note Issuance Programme |
In respect of the Issuer:
Sections 44A(2) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 25, 26(a), 26(b), 27, 31 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor) 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
|
| 04/10/2005 |
Issue Prospectus |
9 Months "Best of" Daily Accrual Notes Series 6 & Series 7 |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26, 27, 30 and 31 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1,2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26, 27, 29, 30, 31 and 34 of the Third Schedule to the Companies Ordinance |
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| 02/06/2005 |
Addendum |
Addendum to the Issue Prospectus dated 24 May 2005 (available in Chinese language version only) |
N/A |
|
| 02/06/2005 |
Addendum |
Addendum to the Programme Prospectus dated 24 May 2005 (available in Chinese language only) |
N/A |
|
| 24/05/2005 |
Programme Prospectus |
US$2,000,000,000 Retail Note Issuance Programme |
In respect of the Issuer:
Sections 44A(2) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 25, 26(a), 26(b), 27, 31, 43 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Guarantor) 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 29, 30, 31, 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
|
| 24/05/2005 |
Issue Prospectus |
Series 5 - SG888 Equity Linked Note |
In respect of the Issuer:
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 30, 31, 43 and 45 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1,2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 26(c), 27, 29, 30, 31, 34, 43 and 45 of the Third Schedule to the Companies Ordinance |
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| 25/02/2005 |
Issue Prospectus |
Stock Duo Notes 1 - Series 4 |
In respect of the Issuer:Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 23, 24, 25, 26(a), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance
In respect of the Guarantor:
Paragraphs 1, 3, 6, 10, 11, 23, 24, 25, 26(a), 26(c), 27, 29, 30, 31, 34 and 43 of the Third Schedule to the Companies Ordinance |
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| 03/12/2004 |
Issue Prospectus |
Non Capital Guaranteed Equity Linked Notes 2 - Series 3 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance |
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| 15/10/2004 |
Issue Prospectus |
Non Capital Guaranteed Equity Linked Notes - Series 2 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 30, 31 and 43 of the Third Schedule to, the Companies Ordinance |
|
| 15/10/2004 |
Programme Prospectus |
US$2,000,000,000 Retail Note Issuance Programme |
Sections 44A(2) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 11, 23, 25, 26(a) and 43 of the Third Schedule to, the Companies Ordinance |
|
| SPARC Limited |
| 23/04/2007 |
Programme Prospectus |
Secured Note Programme |
In respect of the Issuer: Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 25, 26(a), 26(b), 27, 31 and 45 of the Third Schedule to, the Companies Ordinance |
|
| 23/04/2007 |
Issue Prospectus |
Retail-Aimed Callable Investment Notes Global Series 1a, 1b, 2a & 2b |
In respect of the Issuer: Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 30, 31 and 45 of the Third Schedule to, the Companies Ordinance |
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| The American Club |
| 23/01/2006 |
Prospectus |
The 7th Issue of Full Debentures at HK$2,200,000 each |
Sections 38(1) and 44A(2) of, and paragraphs 27 and 34 of the Third Schedule to, the Companies Ordinance |
|
| The Bank of East Asia (China) Limited |
| 26/06/2009 |
Prospectus |
Renminbi 2.80% Bonds due 2011 |
Sections 44A(6) and 342(1)(b) (in relation to the requirement for the Prospectus to contain a Chinese translation) of, and paragraphs 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 26(b), 31, 34 and 45 of the Third Schedule to, the Companies Ordinance |
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| The Hong Kong Mortgage Corporation Limited |
| 03/06/2008 |
Issue Prospectus |
Retail Bond Issue |
Sections 44A(2) and 44A(6) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31, 34 and 45 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 03/06/2008 |
Programme Prospectus |
HK$20,000,000,000 Retail Bond Issuance Programme |
Sections 44A(2) and 44A(6) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 31(in relation to the obligation to disclose the relevant information for the 3 financial years immediately preceding the issue of the Programme Prospectus), 34 and 45 of the Third Schedule to, the Companies Ordinance |
|
| 05/03/2007 |
Issue Prospectus |
Retail Bond Issue |
Sections 44A(2) and 44A(6) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to, the Companies Ordinance |
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| 01/09/2006 |
Programme Prospectus |
HK$20,000,000,000 Retail Bond Issuance Programme |
Sections 44A(2) and 44A(6) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 31(in relation to the obligation to disclose the relevant information for the 3 financial years immediately preceding the issue of the Programme Prospectus) and 34 of the Third Schedule to, the Companies Ordinance |
|
| 01/09/2006 |
Issue Prospectus |
Retail Bond Issue |
Sections 44A(2) and 44A(6) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 and 34 of the Third Schedule to, the Companies Ordinance |
Advertisement |
| 18/07/2005 |
Programme Prospectus |
HK$20,000,000,000 Retail Bond Issuance Programme |
Sections 44A(2) and 44A(6) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 31 (in relation to the obligation to disclose the relevant information for the 3 financial years immediately preceding the issue of the Programme Prospectus) and 34 of the Third Schedule to, the Companies Ordinance |
|
| 18/07/2005 |
Issue Prospectus |
Retail Bond Issue |
Sections 44A(2) and 44A(6) of, and paragraphs 1, 2, 3, 4, 5, 6, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 17, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 30, 31 (in relation to the obligation to disclose the relevant information for the 3 financial years immediately preceding the issue of the Issue Prospectus) and 34 of the Third Schedule to, the Companies Ordinance |
|
| Thomson Reuters PLC |
| 29/02/2008 |
Prospectus (Chinese version exempted by SFC) |
Circular to shareholders of Reuters Group PLC in connection with the proposed acquisition of Reuters Group PLC by The Thomson Corporation by means of a scheme of arrangement of Reuters Group PLC under section 425 of the Companies Act 1985
the blue and the yellow Forms of Proxy
the Form of Election
Dealing Facility Instruction Form
Revocation Instructions for Dealing Facility
Dealing Facility Instruction Booklet |
In respect of the Issuer:
Sections 44A(1), 44A(2), 44A(6), 342(1)(a)(iii), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Prospectus to contain a Chinese translation), 342(2A), 342C(3) and 342C(4) of, and paragraphs 17, 29, 31, 34, 42, 43 and 46 of the Third Schedule to, the Companies Ordinance |
|
| UBS AG |
| 04/09/2007 |
Addendum |
Addendum dated 4 September 2007 to the Financial Disclosure Memorandum dated 25 April 2007 |
|
|
| 14/05/2007 |
Addendum |
Addendum dated 14 May 2007 to the Financial Disclosure Memorandum dated 25 April 2007 |
|
|
| 25/04/2007 |
Financial Disclosure Memorandum |
Financial Disclosure Memorandum dated 25 April 2007 |
Sections 44A(2), 44A(6) and 342(1)(b)(in relation to the requirement for the Financial Disclosure Memorandum to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15,16, 19, 22, 23, 24, 25, 26(a), 26(b), 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
|
| 07/06/2006 |
Addendum |
Addendum to the Issue Prospectus dated 7 June 2006 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
|
| 07/06/2006 |
Amended and Restated Financial Disclosure Memorandum |
Amended and Restated Financial Disclosure Memorandum dated 7 June 2006 |
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Amended and Restated Financial Disclosure Memorandum to contain a Chinese translation) of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer) , 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
|
| 12/05/2006 |
Addendum |
Addendum to the Financial Disclosure Memorandum dated 12 May 2006 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
|
| 12/05/2006 |
Programme Addendum |
Programme Addendum (Retail Note Issuance Programme) |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Programme Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34 and 43 of the Third Schedule, to the Companies Ordinance |
|
| 12/05/2006 |
Issue Prospectus |
SUPER Notes Series No. 16 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 21/04/2006 |
Financial Disclosure Memorandum |
Financial Disclosure Memorandum (Retail Note Issuance Programme) |
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Financial Disclosure Memorandum to contain a Chinese translation) of, and paragraphs 2, 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 15/08/2005 |
Issue Prospectus |
UBS SUPER Notes Series No. 15a & 15b |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34, 43 and 45 of the Third Schedule to, the Companies Ordinance |
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| 12/08/2005 |
Addendum |
Addendum to the Programme Prospectus dated 21 March 2005 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34, 43 and 45 of the Third Schedule, to the Companies Ordinance |
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| 12/08/2005 |
Issue Prospectus |
UBS SUPER Notes Series No. 12A |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34, 43 and 45 of the Third Schedule to, the Companies Ordinance |
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| 22/07/2005 |
Issue Prospectus |
UBS SUPER Notes Series No. 12 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34, 43 and 45 of the Third Schedule to, the Companies Ordinance |
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| 15/07/2005 |
Addendum |
Addendum to the Programme Prospectus dated 21 March 2005 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34, 43 and 45 of the Third Schedule, to the Companies Ordinance |
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| 15/07/2005 |
Issue Prospectus |
SUPER Notes Series No. 11a - HK Dollar Equity-Linked Notes due 2008
SUPER Notes Series No.11b - US Dollar Equity-Linked Notes due 2008 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34, 43 and 45 of the Third Schedule, to the Companies Ordinance |
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| 13/05/2005 |
Addendum |
Addendum to the Programme Prospectus dated 21March 2005 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34, 43 and 45 of the Third Schedule to, the Companies Ordinance |
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| 13/05/2005 |
Issue Prospectus |
UBS SUPER Notes Series No. 10a & 10b |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34, 43 and 45 of the Third Schedule to, the Companies Ordinance |
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| 21/03/2005 |
Programme Prospectus |
Retail Note Issuance Programme |
Sections 44A(2), 44A(6) and 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation)of, and paragraphs 3, 4, 5, 6 (in relation to the residential addresses of the directors of the Issuer), 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 19, 22, 23, 24, 25, 26(a), 26(b), 31, 34, 43 and 45 of the Third Schedule to, the Companies Ordinance |
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| 21/03/2005 |
Issue Prospectus |
SUPER Notes Series No. 9a & 9b |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 4, 5, 6, 10, 11, 12(1)(a), 12(1)(b), 13, 14, 15, 16, 18, 19, 22, 23, 24, 25, 26(a), 26(b), 27, 29, 31, 34, 43 and 45 of the Third Schedule to, the Companies Ordinance |
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| 07/01/2005 |
Addendum |
Addendum to the Programme Prospectus dated 19 March 2004 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 29, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 07/01/2005 |
Issue Prospectus |
SUPER Notes Series No. 8 |
Sections 44A(2), 44A(6), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b)(in relation to the requirements for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 29, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 08/10/2004 |
Issue Prospectus |
SUPER Notes Series No. 7 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 29, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 14/09/2004 |
Addendum |
Addendum to the Programme Prospectus dated 19 March 2004 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Addendum to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 29, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 14/09/2004 |
Issue Prospectus |
Long-Short SUPER Notes Series No. 6 |
Sections 44A(2), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 18, 23, 24, 25, 26(a), 27, 29, 31, 34 and 43 of the Third Schedule to, the Companies Ordinance |
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| 21/06/2004 |
Issue Prospectus |
SUPER Notes Series No. 5a & 5b |
Please refer to pages 31-32 of the Issue Prospectus |
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| 21/06/2004 |
Addendum |
Addendum to the Programme Prospectus dated 19 March 2004 |
Please refer to pages 2-3 of the Addendum |
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| 07/01/2004 |
Issue Prospectus |
SUPER Notes Series No. 3a & 3b |
Please refer to pages 30-32 of the Issue Prospectus |
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| 07/01/2004 |
Addendum |
Addendum to the Programme Prospectus dated 1 August 2003 |
Please refer to pages 2-3 of the Addendum |
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| 10/10/2003 |
Issue Prospectus |
SUPER Notes Series No. 2a and 2b |
Please refer to pages 29-30 of the Issue Prospectus |
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| 10/10/2003 |
Addendum |
Addendum to the Programme Prospectus dated 1 August 2003 |
Please refer to page 2 of the Addendum |
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| Victoria Peak International Finance Limited |
| 14/09/2007 |
Issue Prospectus |
Octave Notes RMB-Linked Series 21 & 22 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 25/06/2007 |
Programme Prospectus |
US$5,000,000,000 Retail Note Programme |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 3, 10, 11, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance |
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| 25/06/2007 |
Issue Prospectus |
Octave Notes Series 19-20 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 15/02/2007 |
Issue Prospectus |
Octave Notes Series 17 and 18 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation), and 342(7) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 30/11/2006 |
Issue Prospectus |
Octave Notes Series 15 and 16 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation), and 342(7) of , and paragraphs 1, 2, 3, 6, 10, 11, 21, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 10/10/2006 |
Issue Prospectus |
Octave Notes Series 11 and 12 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation), and 342(7) of , and paragraphs 1, 2, 3, 6, 10, 11, 21, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 28/08/2006 |
Issue Prospectus |
Octave Notes Series 10 |
Sections 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation), and 342(7) of , and paragraphs 1, 2, 3, 6, 10, 11, 21, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 05/06/2006 |
Programme Prospectus |
US$5,000,000,000 Retail Note Programme |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(b) (in relation to the requirement for the Programme Prospectus to contain a Chinese translation), and 342(7) of, and paragraphs 3, 10, 11, 25, 26(a), 27 and 31 of the Third Schedule to, the Companies Ordinance |
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| 05/06/2006 |
Issue Prospectus |
Octave Notes Series 9 |
Sections 44A(2), 44A(6), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation), and 342(7) of , and paragraphs 1, 2, 3, 6, 10, 11, 21, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 21/11/2005 |
Issue Prospectus |
Octave Notes Series 8 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation), and 342(7) of , and paragraphs 1, 2, 3, 6, 10, 11, 21, 25, 26(a), 27, 30, and 31 of the Third Schedule to, the Companies Ordinance |
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| 12/09/2005 |
Issue Prospectus |
Octave Notes Series 7 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation), and 342(7) of , and paragraphs 1, 2, 3, 6, 10, 11, 21, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 12/07/2005 |
Issue Prospectus |
Octave Notes Series 6 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of , and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 17/05/2005 |
Issue Prospectus |
Octave Notes Series 5 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of , and paragraphs 1, 2, 3, 6 (in respect of the names, descriptions and business addresses of the directors of the Issuer), 10, 11, 21, 23, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 29/03/2005 |
Programme Prospectus |
US$5,000,000,000 Retail Note Programme |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 3, 26(a), 27, and 31 of the Third Schedule to, the Companies Ordinance |
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| 29/03/2005 |
Issue Prospectus |
Octave Notes Series 3 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v), 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) and 342(7) of, and paragraphs 1, 2, 3, 6 (in respect of the names, descriptions and business addresses of the directors of the Issuer), 10, 11, 21, 23, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 16/11/2004 |
Issue Prospectus |
Octave Notes Series 2 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6, 10, 11, 21, 23, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 16/11/2004 |
Addendum |
Addendum to the Programme Prospectus dated 30 August 2004 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Programme Prospectus Addendum to contain a Chinese translation) of, and paragraphs 1, 3, 6, 10, 11, 21, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 01/09/2004 |
Addendum |
Addendum to the Issue Prospectus dated 30 August 2004 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iii), 342(1)(a)(iv) and 342(1)(a)(v) of, and paragraphs 1, 2, 3, 6 (in respect of the business addreses of the directors of the Issuer), 10, 11, 12(2), 21, 23, 24, 25, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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| 30/08/2004 |
Programme Prospectus |
US$5,000,000,000 Retail Note Programme |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii) and 342(1)(b)(in relation to the requirement for the Programme Prospectus to contain a Chinese translation) of, and paragraphs 3, 26(a), 27, and 31 of the Third Schedule to, the Companies Ordinance |
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| 30/08/2004 |
Issue Prospectus |
Octave Notes Series 1 |
Sections 44A(2), 342(1)(a)(i), 342(1)(a)(ii), 342(1)(a)(iv), 342(1)(a)(v) and 342(1)(b) (in relation to the requirement for the Issue Prospectus to contain a Chinese translation) of, and paragraphs 1, 2, 3, 6 (in respect of the business addreses of the directors of the Issuer), 10, 11, 21, 24, 26(a), 27, 30 and 31 of the Third Schedule to, the Companies Ordinance |
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Notes :
(1) For details of the statutory provisions which have been exempted, please refer to the Bilingual Laws Information System (BLIS) at the website of the Department of Justice at www.legislation.gov.hk.
(2) Only the most comprehensive advertisements, such as leaflets or factsheets, will be posted. The issue of other advertisements may also have been authorised by the SFC.
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