Enforcement News - 2012
Year
There are totally 7 press releases.
Date Company/Name Actions
3 Feb 2012 Pan Ming Court overturns broker's market manipulation conviction
30 Jan 2012 Tsoi Bun Futures trader Tsoi Bun convicted of price rigging after retrial
26 Jan 2012 Chan Yuk Hing Broker convicted of market manipulation
13 Jan 2012 Chan Wing Fai Retail investor acquitted of market manipulation
12 Jan 2012 Lui Hing Yip Andy SFC suspends Andy Lui Hing Yip
12 Jan 2012 Yip Kim Fung SFC reprimands and fines Yip Kim Fung $50,000
6 Jan 2012 Liang Jiang SFC appeals fund manager's acquittal
Notes:
1. The names of certain individuals in this press release have been masked because they satisfy the criteria set out under the Rehabilitation of Offenders Ordinance.
2. This database only contains press releases of our enforcement actions issued on or after 1 January 1997.
3. We may still consider our enforcement actions taken before 1 January 1997 for licensing and disciplinary purposes.
4. If you want to find information about a currently licensed person, please read the Public Registers of Licensed Persons.
Page last updated: 3 February 2012