- Contents
Volume 2 of the Regulatory Handbook contains all the latest versions of the Securities and Futures Commission's (SFC) codes, guidelines and guidance information that may be of interest to readers.
- Read the Handbook and the relevant legislation together
Please note that the requirements in the codes, guidelines and guidance information mentioned in the Regulatory Handbook are in addition to the requirements contained in the relevant legislation. Therefore, it is very important for you to read the codes, guidelines and guidance information together with the relevant legislation to have a complete picture on what is required.
- Reference only and not a substitute for professional advice
The information and material contained in the Regulatory Handbook is compiled by the SFC for reference purposes only SFC. Any information provided about how the SFC may interpret the law or how certain problems may be addressed is provided generally, without considering your specific circumstances. This information should not be regarded as a substitute for professional advice. We recommend that you seek independent legal or other professional advice if you have any doubt about how the law/rules applies to you, or before you take any action on any issues contained in the Regulatory Handbook.
- Legal Disclaimer
The SFC shall not be responsible for any consequential effect, nor be liable for any loss or damage, howsoever caused, arising from the use of or reliance upon any information or material provided in the Regulatory Handbook.
- Accuracy
The SFC will endeavour to ensure that the information contained in the Regulatory Handbook is accurate as at the date of publication and will attempt to update it on a regular basis. However the SFC does not warrant the accuracy of such information or accept any liability (including third party liability) for any loss or damage, whether or not arising from any error or omission in compiling such information.
- Intellectual Property
Unless otherwise stated, all copyright and other intellectual property rights of the materials in the Regulatory Handbook belong to the SFC and such materials may be reproduced or distributed provided that our copyright is acknowledged. This licence may be withdrawn at any time without notice.
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