Securities & Futures Commission of Hong Kong

SFC Dual Filing Advisory Group

Responsibility

  • Advises on treatment of cases and policy issues under the dual filing regime

 Members' Particulars 

Name Company/Firm
English Chinese Title* Name*
(Convener) (召集人) Executive Director, Corporate Finance Securities and Futures Commission
CHAN Ching Chu 陳清珠 Director Talent Capital (HK) Limited
JOHNSON Nicholas Regan 莊歷豪 Managing Director, Investment Banking, Head of Equity Capital Markets, Asia Pacific J.P. Morgan Securities (Asia Pacific) Limited
LIU Kennedy Tat Yin 廖達賢 Partner
Head, Capital Market Services
PricewaterhouseCoopers
LUNG Hak Kau 龍克裘 Director The Hong Kong Society of Financial Analysts
SOUTAR James Alexander 蘇德城 Director Formula Growth Asia Ltd.
WECHSLER Joshua 韋思樂 Partner Fried, Frank, Harris, Shriver & Jacobson

*Affiliation as at the date of appointment or as updated by members. 

Members’ term of appointment: 1 April 2016 to 31 March 2018

3.6805 s