Securities & Futures Commission of Hong Kong

Share Registrars' Disciplinary Committee


  • Hears and determines disciplinary matters relating to share registrars in the first instance

 Members' Particulars 

Name Company/Firm
English Chinese Title* Name*
NORMAN David Michael (Chairman) 羅偉文 Sole Practitioner David Norman & Co
LIU Yun Bonn (Deputy Chairman) 廖潤邦 Partner KPMG
DENNY Roger Michael 鄧羅傑 Partner and Head of M&A, Asia Pacific Clifford Chance
KONG YAO FAH Sew Youne Marie-Anne 江秀雲 Partner & Asset Management Industry Leader PricewaterhouseCoopers
KWOK Tun Ho Chester 郭淳浩 Managing Director, Head, Corporate and Institutional Clients, Hong Kong Standard Chartered Bank (Hong Kong) Limited
LIN C James 林振宇 Partner Davis Polk & Wardwell
TSAI Wing Chung Philip 蔡永忠 Partner and China Vice Chairman Deloitte Touche Tohmatsu
WANG Elizabeth Lily Chiang 王薔 Managing Director, Head of Hong Kong Investment Banking Morgan Stanley Asia Limited
YUEN Ka Fai 阮家輝 Partner Woo Kwan Lee & Lo

*Affiliation as at the date of appointment or as updated by members. 

Members' term of appointment: 1 April 2015 to 31 March 2017.

3.3716 s