Securities & Futures Commission of Hong Kong

Share Registrars' Disciplinary Committee

Responsibility

  • Hears and determines disciplinary matters relating to share registrars in the first instance

 Members' Particulars 

Name Company/Firm
English Chinese Title* Name*
NORMAN David Michael (Chairman) 羅偉文 Sole Practitioner David Norman & Co
KWOK Tun Ho Chester (Deputy Chairman) 郭淳浩 Retired Retired
CHAN Henry 陳銘潤 Managing Director Sanfull Securities Limited
CHUI Ming Wai 徐明慧 Partner KPMG
KONG YAO FAH Sew Youne
Alias: Marie-Anne KONG
江秀雲 Partner & Asset and Wealth Management Leader PricewaterhouseCoopers
LIN James C 林振宇 Partner Davis Polk & Wardwell
LO Dak Wai Alexandra 羅德慧 Consultant Robertsons, Solicitors and Notaries
TSAI Wing Chung Philip, JP 蔡永忠,JP Chairman Deloitte China
YUEN Ka Fai
Alias: Frank YUEN
阮家輝 Partner Clifford Chance

*Affiliation as at the date of appointment or as updated by members. 

Members' term of appointment: 1 April 2017 to 31 March 2019.

3.4789 s