Securities & Futures Commission of Hong Kong

Enforcement

The mission of the division is to uphold the integrity of the Hong Kong markets by deterring unlawful or improper activities through effective surveillance and enforcement.

What we do:

  • Enforce the Securities and Futures Ordinance
  • Discipline dishonest regulated intermediaries/ who are in breach of our rules
  • Monitor the trading of Hong Kong's stock and derivative markets and inquire into irregularities
  • Inspect books and records of listed companies if impropriety is suspected
  • Report suspected market misconduct to the Financial Secretary
  • Co-operate with domestic and overseas regulatory bodies in local and overseas investigations 
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