Securities & Futures Commission of Hong Kong

Intermediaries

To ensure that the Hong Kong securities and futures industry abide by high standards, we require that individuals and corporate entities meet qualifying criteria to enter the industry and to observe the relevant laws and regulatory requirements as intermediaries. Policy initiatives on licensing and compliance issues that we developed are reviewed from time to time to keep abreast of market development.

For quick access to more information about the regulation of matters related to intermediaries, please click below:

› Intermediaries Supervision

› Licensing

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