Securities & Futures Commission of Hong Kong

Supervision of Markets

The division supervises key market operators and ensures that the regulation and the development of Hong Kong's securities and futures markets meet international standards.

What we do:

  • Facilitate the development of and encourage participation in Hong Kong markets by liaising with local and overseas participants
  • Strengthen Hong Kong’s market infrastructure
  • Supervise and monitor activities of the exchange controller, exchanges and clearing houses
  • Authorise automated trading services providers
  • Regulate approved share registrars
  • Co-ordinate market contingency planning
  • Supervise the Investor Compensation Company Ltd and manage the investor compensation fund
  • Conduct market-related research to assist in formulating policies
3.6334 s