Securities & Futures Commission of Hong Kong

Alert List

The Alert List is a list of entities which have come to the attention of the SFC because they are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. You can either search by name or by type to check whether an entity is already on the list. This is not a comprehensive list and new names are coming to our attention all the time. We will add to the list as we hear of new names. If you have been contacted by an unlicensed firm, it would be of assistance to the SFC if you would provide information on your dealings with that firm by completing our on-line reporting form.

For further information on boiler rooms, scam websites and phishes, please follow the links.

Note: The information contained on the Alert List is provided as an early warning service to investors but is not a substitute for investors conducting their own due diligence by checking up on a particular entity.

Please view the list by selecting the first alphabet that starts off the name of each entry or the sub-group labelled “Chinese” for entities bearing only Chinese names:

 

Company name Type Add date
Oak Capital Unlicensed entities 1451958225 5 Jan 2016
Oasis Capital Inc Unlicensed entities 106839360010 Nov 2003
Oasis Resorts International Unlicensed entities 973094400 2 Nov 2000
Ocean International Ltd Unlicensed entities 134803002019 Sep 2012
Octagon Consulting Unlicensed entities 119376000031 Oct 2007
Offshore East Private Wealth Managers (New) Unlicensed entities 146857320015 Jul 2016
Offshore Transfers Limited Unlicensed entities 1410164760 8 Sep 2014
OFS Capital Group Unlicensed entities 1306857600 1 Jun 2011
Olympia Corporate Services Unlicensed entities 113578560029 Dec 2005
Olympia King Wealth Group Unlicensed entities 1175443200 2 Apr 2007
Omega Capital Management Unlicensed entities 122780160028 Nov 2008
Omega Trading Unlicensed entities 129000960018 Nov 2010
Omega Trading Group Unlicensed entities 134625600030 Aug 2012
Oppenheimer Lloyd Consultants Unlicensed entities 130253760012 Apr 2011
Option Financial Markets Unlicensed entities 143029902029 Apr 2015
Option World Unlicensed entities 134761428014 Sep 2012
OptionRally Unlicensed entities 1441591896 7 Sep 2015
Options and Futures Eastern Trading Limited Unlicensed entities 124758720015 Jul 2009
Options Extreme Unlicensed entities 130253760012 Apr 2011
Options International Ltd. Unlicensed entities 111634560018 May 2005
Opus Financial Group Unlicensed entities 1120579200 6 Jul 2005
Opus-Alliance Unlicensed entities 132197760023 Nov 2011
Oriental Futures Trading Unlicensed entities 133994880018 Jun 2012
Origin Merchant Bank Unlicensed entities 106113600018 Aug 2003
Orion Ventures Limited Unlicensed entities 111453120027 Apr 2005
Our World Exchange Limited Unlicensed entities 104843520024 Mar 2003
Overseas Corporate Advisors Inc Unlicensed entities 1357282012 4 Jan 2013
Oxford Trading (1978) Limited Unlicensed entities 108852480030 Jun 2004
Oxred Limited Unlicensed entities 1425279449 2 Mar 2015
Name: 5Decimals Limited
Type: Unlicensed entities
Address(es): BLK A, 15/F, Hillier Commercial Building, 65-67 Bonham Strand East, Sheung Wan, Hong Kong
Website: http://5decimals.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the same name for settlement.
Add date: 21 Jan 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: 5Markets Limited
Type: Unlicensed entities
Address(es): Tower Hill A100 UK, London SE32R18, United Kingdom
Website: www.5markets.com
Remarks: The company is apparently associated with FX Protrade, another unlicensed company on the Alert List. It uses a Hong Kong bank account in the name of Markets Technologies Limited for settlement.
Add date: 5 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: 5markets Ltd
Type: Suspicious websites
Address(es): i) Flat A, 15/F, Hillier Commercial Building, 65-67 Bonham Strand, Sheung Wan, Hong Kong
ii) Unit 1305, 8 Jordan Road, Yaumatei, Kowloon, Hong Kong
Website: www.5markets.com
Remarks: The company gives the above Hong Kong addresses in the above website but it is not located there.
Add date: 12 Feb 2015
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: A G Securities Limited
Type: Unlicensed entities
Address(es): 252/94 Muang Thai-Phatra Tower 2,
17/F, Rachadaphisek Road, Huaykwang
Bangkok 10320, Thailand
Remarks: The Thai SEC has verified that the above office is no longer in use. Also, the company uses a bank account in Hong Kong in the name of A G Securities Limited.
Add date: 17 Jun 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: A.I.M. Corporation Limited
Type: Unlicensed entities
Address(es): Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong
Website: www.aimcl.com
Remarks: The company's Hong Kong address is incomplete. There is a company with the same name incorporated in Hong Kong but the website with the above domain name is not associated with that Hong Kong incorporated company.
Add date: 23 Dec 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Abacus Group Ltd
Type: Unlicensed entities
Address(es): 252/94 Muang Thai-Phatra Tower 2,
17/F, Rachadaphisek Road, Huaykwang
Bangkok 10320, Thailand
Remarks: The Thai SEC has verified that the above office is no longer in use. Also, the company uses a bank account in Hong Kong in the name of A G Securities Limited.
Add date: 17 Jun 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Abacus Marketing Services
Type: Unlicensed entities
Address(es): 663 King's Road
Central, Hong Kong
Website: www.abacusmarketingservices.com
Remarks: The company's address is invalid.
Add date: 21 Oct 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Abberley Capital
Type: Unlicensed entities
Address(es): 6A Centre Point, 181-185 Gloucester Road, Wanchai, Hong Kong
Website: www.abberleycapital.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 18 May 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Abbey House Acquisitions
Type: Unlicensed entities
Address(es): Tower 42, 25 Old Broad Street,
London, United Kingdom,
EC2N 1HQ
Website: www.abbeyhouseacquisitions.com
Remarks: The company uses a bank account in Hong Kong in the name of Strategic Control Finance Ltd. to facilitate settlement.
Add date: 8 Aug 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Aberdeen Lyle Group
Type: Unlicensed entities
Address(es): 100 West 39th Street
New York. NY 10018
USA
Website: www.aberdeenlyle.com
Remarks: The company maintains a bank account in the name of Aberdeen Lyle Pte Ltd in Hong Kong for settlement.
Add date: 13 Mar 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Able Will Development
Type: Unlicensed entities
Address(es): 21st Floor, The Centre, 99 Queen's Road Central, Hong Kong
Website: www.ablewill.hk
www.ablewill.com
Remarks: The company is also known as "dab BUILD Developments Limited". It gives the above Hong Kong address but it is not located there.
Add date: 18 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ABN Assets
Type: Suspicious websites
Address(es): 18/F One International Finance Centre
1 Harbour Street, Hong Kong
Website: www.abnassets.com
Add date: 21 Sep 2005
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Abney Associates
Type: Unlicensed entities
Address(es): 49/F, Hopewell Centre, 183 Queen’s Road East, Hong Kong
Website: www.abneyassociates.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 17 Oct 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ACE International
Type: Unlicensed entities
Address(es): 39th Fl. Suite 3908 BOC Tower, 1 Garden Road, Hong Kong
Website: www.alliancecapitalgroup.org
Remarks: The company gives the above address but is not located there. The domain name of its website is “Alliance Capital Group”.
Add date: 28 Mar 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ACME Plan International Limited
Type: Unlicensed entities
Address(es): Unit 1903, 19/F, Austin Plaza, 83 Austin Road, Tsim Sha Tsui, Hong Kong
Website: Nil
Remarks: The company gives the above Hong Kong address but it is not located there. It is a settlement agent of Asakura Acquisitions, an unlicensed entity on the Alert List. It uses a bank account in Hong Kong for settlement.
Add date: 29 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ACT Transfer Services
Type: Unlicensed entities
Address(es): (i) 20/F Times Square, 1 Matheson St, Causeway Bay, Hong Kong
(ii) 1330 Avenue of Americas, New York City, NY 10019
Website: www.acttransferservices.com
Remarks: The company gives the above Hong Kong address but it is not located there. It acts as a transfer agent for Churchills Mergers and Acquisitions, another unlicensed entity on the Alert List.
Add date: 5 Sep 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Adderley Davis & Associates Ltd
Type: Unlicensed entities
Address(es): (i) Unit 1202, Level 12, One Peking, 1 Peking Road, Kowloon, Hong Kong (ii) Suite Z-12, PO Box 8497, Sharjah Airport Free Zone, Sharjah, United Arab Emirates
Website: www.adderleydavis.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 17 Jan 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Adlisberg Financial Inc – Adlisberg Retail Client Division
Type: Unlicensed entities
Address(es): Nil
Website: www.adlisbergrcdivision.com
Remarks: The company is apparently associated with Allied Transfer Inc, another entity on the SFC’s Alert List. It also uses bank accounts in Hong Kong in the name of Kin Yip Co and Kong Sun Trading Co for settlement.
Add date: 30 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ADM Investor Services Limited
Type: Unlicensed entities
Address(es): Room 2302, 23/F., Seaview Commercial Building
21-24 Connaught Road West, Sheung Wan, Hong Kong
Website: www.admis-asia.com
Remarks: The company's website created links to legitimate companies and used their trademarks to mislead the public. It is not associated with ADMIS Hong Kong Ltd, an SFC-licensed corporation. The above Hong Kong address belongs to a secretarial company.
Add date: 24 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Admiral Finance Group
Type: Unlicensed entities
Address(es): 10F/27, 1 International Centre, 1 Finance Street, Central, Hong Kong
Website: www.admiralfinancegroup.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 17 Oct 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Admiral Global Private Equity Group
Type: Unlicensed entities
Address(es): 23/F, Eaton Centre, 250 Yonge Street, Toronto, Ontario, M5B 2L7, Canada
Website: www.admiralglobal.com
Remarks: The company uses a bank account in Hong Kong in the name of TCC Global Limited for settlement.
Add date: 17 Mar 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Advance Management Services (Asia) Limited
Type: Unlicensed entities
Address(es): 26/F Cimic Tower
3 Ko Mei Avenue
Hong Kong
Remarks: The company gives the above address but there is no such place.
Add date: 10 Jun 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Advantage Asset Management
Type: Unlicensed entities
Address(es): Two Exchange Square, 8 Connaught Place, Hong Kong – Central / Sheung Wan
Website: www.advantageassetmgmt.com
Remarks: The company's Hong Kong address is incomplete. It is apparently associated with Thomas Greene & Partners, another unlicensed entity on the Alert List.
Add date: 16 Apr 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Advantage Offshore Clearing Limited
Type: Unlicensed entities
Remarks: The company assists settlement of trades for Montgomery, Blake & Associates, which is also an unlicensed entity on the Alert List.
Add date: 20 Nov 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Advantage Securities Inc
Type: Unlicensed entities
Address(es): 20/F, IFC Two
8 Finance Street, Central
Hong Kong
Website: www.advantagesecurities.com
Remarks: The company provides the above Hong Kong address but apparently it is not located there. Also, it is not related to a broker firm in the US named Advantage Securities LLC.
Add date: 22 Jul 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AEG Financial
Type: Unlicensed entities
Address(es): International Commerce Centre, 1 Austin Road West 12/F & 82/F, Central, Hong Kong
Website: www.aegfinancial.com
Remarks: The company’s Hong Kong address is invalid. It uses a Hong Kong bank account in the name of Pro-Nice Limited for settlement.
Add date: 19 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Affirmative Management Ltd
Type: Unlicensed entities
Address(es): Suite A, 15/F Hillier Commercial Building, 65-67 Bonham Strand East, Sheung Wan, Hong Kong
Remarks: The company uses Hong Kong bank accounts in the names of Affirmative Management Ltd and Oakleaf International for settlement.
Add date: 5 Aug 2011
Last Update Date: 25 Jul 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Agile Financial
Type: Unlicensed entities
Address(es): 3-7-1 Ichigaya Tamachi, Shinjuku-Ku, Tokyo, 162-0843
Website: www.agilefinancial.com
Remarks: The company uses a bank account in Hong Kong in the name of Cooper Chung International Ltd, another unlicensed entity on the Alert List, for settlement.
Add date: 17 Oct 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AgroMicron Limited
Type: Unlicensed entities
Address(es): 35/F, Central Plaza
18 Harbour Road
Wanchai, Hong Kong
Website: www.agromicron.com
Remarks: The company's Hong Kong address belongs to a business centre. It is associated with Loyal Relations (Hong Kong), another unlicensed entity.
Add date: 24 Sep 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AHLRATES Ltd
Type: Unlicensed entities
Address(es): PO BOX 32206, 5 St. Anne’s Walk, Alderney, Channel, Guernsey
Website: www.ahlrates.com
www.ahlratesltd.com
Remarks: The company uses a Hong Kong bank account for settlement. It is not related to Man Investments (Hong Kong) Limited, an SFC-licensed corporation.
Add date: 27 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AIA Group Investment Guarantee Limited
Type: Unlicensed entities
Address(es): Unit 04, 7/F, Bright Way Tower, No 33 Mong Kok Road, Kowloon, Hong Kong
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with Duke International Asset Management Company Limited, another unlicensed entity on the Alert List.
Add date: 14 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alex & Hazel Limited
Type: Unlicensed entities
Address(es): 12/F, Yuen Yick Building, 12-15 Wellington Street, Central, Hong Kong
Website: www.alexhazellimited-hk.com
Remarks: The company's Hong Kong address is invalid.
Add date: 30 Mar 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alfort International Limited
Type: Unlicensed entities
Remarks: The company acts as the settlement agent for Anderson Munro, another unlicensed entity on the Alert List.
Add date: 19 Jul 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alliance and Dunbar
Type: Unlicensed entities
Address(es): The company represents it operates from New York, USA.
Remarks: The company appears to target Hong Kong investors.
Add date: 10 Nov 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alliance Capital Exchange
Type: Unlicensed entities
Address(es): 345 One Ward Parkway, Kansas City, USA
Website: www.alliancecapitalgroup.org
www.thealliancecapitalexchange.com
Remarks: The company is apparently associated with ACE International and Alliance Capital Group, both are unlicensed entities on the Alert List.
Add date: 28 Mar 2012
Last Update Date: 29 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alliance Capital Group
Type: Unlicensed entities
Website: www.alliancecapitalgroup.org
Remarks: The company is apparently associated with ACE International and Alliance Capital Exchange, both are unlicensed entities on the Alert List.
Add date: 29 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alliance Transfer Inc.
Type: Unlicensed entities
Address(es): 503 Fifth Avenue, New York, NY 10017
Website: www.alliancetransferinc.com
Remarks: The company acted as a transfer agent for Granite Consolidated and Standard United Corporation.
Add date: 21 Apr 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Allianz Financial Group (Hong Kong) Limited
Type: Unlicensed entities
Address(es): Suite A-B, 15/F, Cheuk Nang Plaza
250 Hennessy Road, Wan Chai, Hong Kong
Website: www.fxallianz.com.hk/gywm/25.html
Remarks: The company gives the above address but it is not located there. The company is not associated with Allianz Global Investors Hong Kong Limited, an SFC licensed corporation.
Add date: 11 Jan 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Allied Global Holdings
Type: Unlicensed entities
Address(es): 158 Ruttonjee Centre, Dina House, 11 Duddell Street, Central, Hong Kong
Website: www.alliedghs.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 21 Nov 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Allied International Investment Limited
Type: Unlicensed entities
Address(es): Suite 1702, Hung Kei Building
5-8 Queen Victoria Street
Central, Hong Kong

The company represents it has offices and mail addresses in United Kingdom and United States.
Remarks: The company gives the above address but it is not located there. It also appears to target Hong Kong investors. The company is not associated with Allied International Limited, a member of The Hong Kong Confederation of Insurance Brokers.
Add date: 11 Jan 2002
Last Update Date: 4 Dec 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Allied Pacific Ventures Ltd
Type: Unlicensed entities
Address(es): The office and mail address at Bank of China Tower in Hong Kong are no longer in use.
Add date: 11 Oct 2001
Last Update Date: 30 Jan 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Allied Transfer Inc
Type: Others
Address(es): Suite 1402, Floor 45, Wingchun Centre, Central, Hong Kong
Website: www.alliedtransfer.com
Remarks: The company’s Hong Kong address is invalid. It is apparently associated with Adlisberg Financial Inc – Adlisberg Retail Client Division, an unlicensed entity on the SFC’s Alert List. It also uses bank accounts in Hong Kong in the names of Kin Yip Co and Kong Sun Trading Co for settlement.
Add date: 30 Mar 2015
Name: Alma Forex
Type: Unlicensed entities
Address(es): 32/F, Tower 1, Millennium City 1
388 Kwun Tong Road
Kwun Tong, Kowloon
Website: www.almaforex.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 16 Nov 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alpha Group
Type: Suspicious websites
Address(es): Level 35, One Exchange Square
8 Connaught Place, Hong Kong
Website: www.ag-alphagroup.com
Remarks: The company gives the above address but it is not located there.
Add date: 16 Oct 2009
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Alpha Trade
Type: Unlicensed entities
Address(es): Level 8, Cheung Kong Centre, 2 Queen's Road Central, Hong Kong
Website: (i) www.alpha-trade.com
(ii) www.alphatrade-intl.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with Trade Association and Financial Services Association, which are unlicensed entities on our Alert List.
Add date: 5 Aug 2011
Last Update Date: 11 Dec 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alpinai Investments
Type: Unlicensed entities
Address(es): Mainzer Landstrasse 47
60329
Frankfurt am Main
Germany
Website: www.alpinai.com
Remarks: It uses bank accounts in Hong Kong and Germany in the name of Concord Internationale Ltd. and Alpinai Investments respectively.
Add date: 3 Jan 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alta Technology Limited
Type: Suspicious websites
Address(es): Unit 1, 12/F International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong
Website: www.altatechnology.com
Remarks: The company's Hong Kong address belongs to a business centre. It is apparently associated with FIN Alliance Ltd, an unlicensed entity on the SFC’s Alert List.
Add date: 16 Jul 2015
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Alternative Investments Advisors
Type: Unlicensed entities
Address(es): i) 51/F Hopewell Centre, 183 Queens Road East, Hong Kong

ii) 25 Canada Square, Canary Wharf, London, E14 5LQ, United Kingdom

iii) The Mercantile Exchange, 30 South Wacker Drive,
Chicago Illinios 60606, U.S.A.

iv) Rue des Colonies 9, 1000 Brusselles, Belgium
Website: www.alternativeinvestmentsab.com
Remarks: The company’s Hong Kong address belongs to a business centre.The company uses bank accounts in Hong Kong in the name of Alliance Chartered Ltd and SGS Global Ltd for settlement.
Add date: 18 Aug 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ALV Group
Type: Unlicensed entities
Address(es): 1905, 19th Floor, Tower 2, Lippo Centre
89 Queensway, Admiralty
Hong Kong

2813 Tower One IFC
1 Harbour View Street, Central
Hong Kong
Website: www.alvgroup.com
Remarks: ALV Group is not located at the above addresses. In addition, the Swedish Financial Supervisory Authority and Austrian Financial Market Authority have put ALV Group, which is suspected to be connected with Olympia King Wealth Group posted on this Alert List, on their warning lists.
Add date: 15 Nov 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ambros Group
Type: Unlicensed entities
Address(es): i) 12/F, Leighton Centre, 77 Leighton Road, Causeway Bay, Hong Kong.

ii) Schmalzhofgasse 7 1060, Vienna, Austria.
Website: www.ambrosgroup.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 6 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ameri-Tech Industries Ltd
Type: Unlicensed entities
Address(es): 60 Market Square
PO Box 364
Belize City, Belize
Central America
Remarks: The company represents to have consolidated with Asian Investment Foundation Ltd and purchased Primrose Trading Company Limited and has taken over its facilities. It also appears to target Hong Kong investors.
Add date: 10 Nov 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: American Energy Exchange (AMENX)
Type: Unlicensed entities
Website: www.amenx.com
Add date: 5 Jul 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: American International Securities Inc.
Type: Unlicensed entities
Address(es): 42 Broadway, 11th Floor
New York City
USA
Add date: 16 Mar 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: American Times Investment Group
Type: Unlicensed entities
Website: http://www.citadelhk.com
Remarks: The company gives a Hong Kong address but apparently it is not located there. It is associated with New Times Capital (HK) Ltd, another unlicensed entity on the Alert List.
Add date: 7 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ametron Consultants Ltd
Type: Unlicensed entities
Address(es): 319, 28th October Street,
3105 Lemeos, Cyprus
Website: www.amterontrader.com
www.ametron.net
Remarks: The company appears to target Hong Kong investors.
Add date: 25 Jun 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Anderson Munro
Type: Unlicensed entities
Remarks: The company uses Pearlgate International Limited, Alfort International Limited and Newton Moore Limited, all of which are also unlicensed entities on the Alert List, for clearing and settlement.
Add date: 19 Jul 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AngloAsia Capital Management Limited
Type: Unlicensed entities
Website: www.koryoasia.com
www.chosunfund.com
Remarks: The company makes an invitation to the public on the above two websites to participate in an unauthorized fund called "ChosunFund".
Add date: 21 Sep 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Anne Markets Limited
Type: Unlicensed entities
Address(es): Room 15B Granville House
41C Granville Road, Tsim Sha Tsui
Kowloon, Hong Kong
Website: www.annemarkets.com
Remarks: The company gives the above address but it is not located there. It is apparently associated with Chengdu Wang Hong Information Consultation Company Limited, another unlicensed entity on the Alert List.
Add date: 10 Aug 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Antek Global Consultants Limited
Type: Unlicensed entities
Address(es): One Pacific Place, 88 Queensway, Hong Kong
Website: http://antekglobalconsultants.com
Remarks: The company’s Hong Kong address is incomplete. It is apparently associated with SGS Consultants Limited, another unlicensed entity on the Alert List.
Add date: 28 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Antek International
Type: Unlicensed entities
Address(es): P.O. Box 105, 66 Mody Road,
Tsimshatsui East, Kowloon, Hong Kong
Website: http://antek-international.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 29 Mar 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ao Global Investment (Hong Kong) Co Ltd
Type: Unlicensed entities
Address(es): 香港中西區皇后大道中37號商業大廈A座16層 (Chinese only)
Website: www.699502.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 1 Feb 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: APAC Finance Ltd.
Type: Unlicensed entities
Address(es): 393/11 Soi Sawaddee 4 Sukhumvit
50 Bangjak Prakhanong
Bangkok 10260, Thailand
Add date: 18 May 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex Capital Partners
Type: Unlicensed entities
Address(es): Wu Sang House, 655 Nathan Road, Yau Tsim Mong, Kowloon, Hong Kong
Website: http://apexcapitalpartners.com
Remarks: The company’s Hong Kong address is incomplete
Add date: 17 Oct 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex Equities
Type: Unlicensed entities
Address(es): Cheung Kong Center, 2 Queen's Road, Central, Hong Kong
Website: www.apex-equities.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 20 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex International Consulting Corporation
Type: Unlicensed entities
Address(es): --
Website: --
Remarks: The company uses a bank account in Hong Kong in the name of Anfund Limited for settlement.
Add date: 1 Apr 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex International Development Group Limited
Type: Unlicensed entities
Address(es): 555 Naan Road, Mong Kok, Kowloon, Hong Kong
Website: www.apexrise.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 25 Jul 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex Management Limited
Type: Unlicensed entities
Address(es): Albert Buildings
49 Queen Victoria Street
London
EC4N 4SA
England
Website: www.a-p-e-x.com
Remarks: The company appears to target UK investors and uses a bank account in the name of Standard Holdings HK Limited in Hong Kong for settlement.
Add date: 30 Jul 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex Trade Group Pte Ltd
Type: Unlicensed entities
Address(es): It uses a Singapore address.
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: API Mutual Fund LLC
Type: Suspicious websites
Address(es): Informatics Center
No. 7 Science Park West Avenue
Hong Kong Science Park
Shatin
Hong Kong
Website: www.apimutual.com
Remarks: The above Hong Kong address provided by the company is invalid.
Add date: 12 Feb 2008
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: API Premiere Swiss Trust AG
Type: Unlicensed entities
Address(es): 13/F, New Mandarin Plaza, Tsim Sha Tsui East, Hong Kong
Website: www.apipfx.com
Remarks: The company uses a bank account in Hong Kong in the name of Alpen International Limited for settlement.
Add date: 25 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apollo International Wealth Investment Management Co., Ltd. / Apollo International Wealth Management Co., Ltd.
Type: Suspicious websites
Website: www.apollo-fc.com
www.eagle-star.cc/apollo/main.asp
Remarks: The company falsely purports to be a subsidiary of Manulife Financial in Canada.
Add date: 13 Dec 2007
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: APTFund
Type: Suspicious websites
Address(es): Suite 803A, 8/F
Far East Consortium Building
121 Des Voeux Road Central
Hong Kong
Website: www.aptfund.com
Remarks: The fund gives the above registered office in Hong Kong. However, it is not actually located there. That address belongs to a business centre.
Add date: 21 Feb 2006
Last Update Date: 16 Mar 2006
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Arendee Consulting Group Ltd
Type: Unlicensed entities
Address(es): Room 1010, 10/F, Miramar Tower, 132 Nathan Road, Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.arendeeco.com
Remarks: The company's address in Hong Kong belongs to a business centre. It uses a bank account in Hong Kong in the name of Four Asia Trade Ltd for settlement. It is apparently associated with Antek International, another unlicensed entity on the Alert List.
Add date: 20 Aug 2012
Last Update Date: 9 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Argus International Limited
Type: Unlicensed entities
Address(es): Suite 15B, 218 Hennessey Road
Wanchai
Hong Kong
Add date: 17 Jan 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Aros Securities
Type: Unlicensed entities
Address(es): Kaivokatu 8, Helsinki, Finland 00101
Website: www.arossec.com
www.arossec.eu
Remarks: The company tried to represent that it has a presence in Hong Kong by providing an invalid Hong Kong phone number.
Add date: 19 Sep 2012
Last Update Date: 2 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Arrow Capital Partners
Type: Unlicensed entities
Address(es): New World Tower 1, 16 Queen's Road Central, Hong Kong
Website: www.arrowcapitalpartners.com
Remarks: The company’s Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of Uni Concord Limited for settlement.
Add date: 14 Aug 2013
Last Update Date: 16 Dec 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Art Max Technology Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Arthur-Sera Limited
Type: Unlicensed entities
Address(es): (i) 64 Earth Close, Office 22-3, Grand Cayman KY11203, Cayman Islands
(ii) Cerulean Tower, 26-1 Sakuragaoka-cho, Shibuya-ku, Tokyo, Japan 150-8512
(iii) Nexxus Building, 41 Connaught Road, Central, Hong Kong
Website: www.arthur-sera.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 6 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asakura Acquisitions
Type: Unlicensed entities
Address(es): 10th Floor, Shibuya Cross Tower, 15-1, Shibuya 2-chome, Shibuya-ku, Tokyo, 150-0002
Website: www.asakuraacq.com/
Remarks: An entity listed on the cold caller alert list of Financial Services Agency in Japan. It also uses a bank account in Hong Kong in the name of ACME Plan International Limited for settlement.
Add date: 17 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ashford Financial Group
Type: Unlicensed entities
Website: www.ashfordfinancialgroup.com
Remarks: S-One Financial, another unlicensed entity on the Alert List, claims itself as the owner of Ashford Financial Group.
Add date: 28 Mar 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ashton Trading Worldwide Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Asia Alliance Ltd
Type: Unlicensed entities
Address(es): 323 Lockhart Road, Wan Chai, Hong Kong
Website: www.asiaallianceltd.org
Remarks: The company’s Hong Kong address is incomplete.
Add date: 22 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Auction Inc.
Type: Unlicensed entities
Remarks: The company appears to target overseas investors.
Add date: 22 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Dragon Group
Type: Unlicensed entities
Address(es): Yin Tai Centre, 2/18 Jian Guo Men Wai Ave., Beijing
Peoples Republic of China, PRC 100022
Website: www.asiadragongroup.com
Remarks: The company appears to target overseas investors.
Add date: 19 Nov 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Exchange Board
Type: Unlicensed entities
Address(es): 2/F, 119 Tai Shui Hang, Shatin, Hong Kong
Website: www.asiaexb.com
Remarks: The company's Hong Kong address is invalid.
Add date: 19 Aug 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Asset Management Ltd
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Asia Pacific Brokerage
Type: Unlicensed entities
Address(es): 56 Dundas Street, Mongkok, Kowloon, Hong Kong S.A.R.
Website: www.asia-pacific-brokerage.com
Remarks: The company's Hong Kong address is incomplete. The company uses three bank accounts in Hong Kong in the names of United Equity Clearing Limited, Meiteer International Trading Limited and Asicon Trading Limited for settlement.
Add date: 15 Jul 2016
Last Update Date: 20 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Fund Managers Ltd
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The companny represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Group
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Group Investment Inc
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Holdings Ltd
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific International Investment Trust
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Investment Management Ltd
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The companies represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Limited
Type: Unlicensed entities
Address(es): (i) 23/F Henley Building, 5 Queen's Road Central, Hong Kong
(ii) 3/F Henley Building, 5 Queen's Road Central, Hong Kong
(iii) 448 142nd Street, Upper Manhattan, New York
Website: www.asiapacificltd.com
Remarks: There is a company with the same name incorporated in Hong Kong but the website with the above domain name is not associated with that Hong Kong incorporated company.
Add date: 29 Jun 2015
Last Update Date: 18 Nov 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia United Capital & Partners, Co Ltd
Type: Unlicensed entities
Address(es): 17-559, 12/F, Saranjai Mansion
Sukhumvit Soi 6, Klong Toey
Bangkok, Thailand 10110
Remarks: The company appears to target Hong Kong investors.
Add date: 28 Feb 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia United International Ltd
Type: Unlicensed entities
Address(es): Room 9D, Ming Tak Commercial Building
101 Wanchai Road
Hong Kong

3/F, Jonsim Place
228 Queen's Road East
Wanchai, Hong Kong
Remarks: The company appears to target Hong Kong investors
Add date: 11 Oct 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Ventures Limited
Type: Unlicensed entities
Address(es): (1) Room 3905, Two Exchange Square, 8 Connaught Place,
Central, Hong Kong

(2) 14 Robinson Road #13-00, Far East Finance Building,
Singapore 048545
Website: www.asia-ventures.co.uk
Remarks: The company is apparently associated with Norwich Group, another unlicensed entity on the Alert List. The company gives the above Hong Kong address but it is not located there.
Add date: 16 Dec 2010
Last Update Date: 21 Apr 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia World Capital
Type: Unlicensed entities
Address(es): 2006-2007, Tower Two, Lippo Centre, 89 Queensway, Admiralty, Hong Kong
Website: www.asiaworldcap.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 17 Feb 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Yard Investments Ltd
Type: Unlicensed entities
Address(es): Level 25, Bank of China Tower
1 Garden Road, Central
Hong Kong
Remarks: The company uses a bank account in Hong Kong in the same name.
Add date: 28 Nov 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia-Pacific Finance and Investment
Type: Unlicensed entities
Address(es): No.141 Des Voeux Road Central
Central, Hong Kong
Website: www.asia-pacific.hk.cn
Remarks: The company's Hong Kong address is incomplete.
Add date: 25 Jan 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asiaclear Trading Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asian Futures Trading Group
Type: Unlicensed entities
Address(es): Millennium West Tower, 387B Kwun Tong Road, Kwun Tong, Kowloon, Hong Kong
Website: www.asian-ftg.com
Remarks: The company's Hong Kong address is invalid.
Add date: 15 May 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asian Investment Foundation Ltd
Type: Unlicensed entities
Remarks: The company represents to have consolidated with Ameri-Tech Industries Ltd. and purchased Primrose Trading Company Limited and has taken over its facilities. It also appears to target Hong Kong investors.
Add date: 10 Nov 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asiana FX Limited
Type: Unlicensed entities
Address(es): Level 15, 100 Queen’s Road Central, Central, Hong Kong
Website: www.asianafx.com
Remarks: The company’s Hong Kong address belongs to a business centre.
Add date: 10 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Assets Brokerage Network
Type: Unlicensed entities
Address(es): SHIBARIKYU SHIODOME
Level 14
5-3 Kaigan 105-0022 Tokyo
Japan
Website: www.abn-group.com
Remarks: The company uses "ABN" as its abbreviation and trademark. The company uses a bank account in Hong Kong in the name of Selkirk International Limited for trade settlement.
Add date: 4 Jul 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Assets International S.A DE C.V
Type: Unlicensed entities
Remarks: The company acts as the settlement agent for International Securities Registry, a fake regulator on the Alert List.
Add date: 14 Feb 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Aston Hu & Associates
Type: Unlicensed entities
Address(es): Level 47, Bank of China Tower, 1 Garden Road, Hong Kong
Website: http://astonhu.com/
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 29 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Atlantis Financial
Type: Unlicensed entities
Address(es): 3705 Bank of America Tower, Suite 221, 12 Harcourt Road, Central, Hong Kong
Website: www.atlantis-financial.com
Remarks: The company's Hong Kong address belongs to a business centre. The company uses bank account in the name of Prime Express Limited in Hong Kong for settlement.
Add date: 2 Jun 2009
Last Update Date: 15 Jun 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ATX Group
Type: Unlicensed entities
Address(es): Wan Chai Tower, 12 Harbour Road, Wan Chai North,
Hong Kong
Website: www.atx-group.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 31 Jan 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AUBC (Asia) Capital
Type: Unlicensed entities
Address(es): 1/A, 673 Nathan Road, Yau Tsim Mong District, Kowloon, Hong Kong
Website: www.aubc-asia.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 7 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Austral European Kft
Type: Unlicensed entities
Remarks: The company appears to target Hong Kong investors.
Add date: 26 Mar 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ava Capital Markets
Type: Unlicensed entities
Address(es): 11th Floor, International Commercial Centre, 1 Austin Road West, Kowloon, Hong Kong
Website: www.avacm-ltd.com
www.avacmltd.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 20 Dec 2013
Last Update Date: 19 May 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Avid Investor, Inc
Type: Unlicensed entities
Address(es): 30/F
30 Queen's Road Central
Hong Kong
Add date: 30 May 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AWI Financial
Type: Unlicensed entities
Address(es): Grand Millennium Plaza II, 181 Queen's Road Central, Hong Kong Island, Hong Kong
Website: www.awifinancial.com
Remarks: The company's Hong Kong address is invalid. It uses a bank account in Hong Kong in the name of Acrux Holdings Limited for settlement.
Add date: 12 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Axa St John
Type: Unlicensed entities
Address(es): 100 Wall Street, 46th Floor
New York, NY 10005-3700
USA
Add date: 28 Sep 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AXI Trader
Type: Unlicensed entities
Website: http://axitrader-fxcs.com
Add date: 7 Jul 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Axis Investment Group
Type: Unlicensed entities
Address(es): 1A Floor 39 Queen's Road Central Hong Kong
Website: www.axisinvestmentgroup.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 12 Dec 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Baker and White
Type: Unlicensed entities
Address(es): 38th Floor, Office Tower, Convention Plaza
1 Harbour Road, Wanchai
Hong Kong
Website: www.bakerwhite.com
Remarks: The company gives the above address but it is not located there. It has been warned by The Netherlands Authority for the Financial Markets for its unauthorised act to offer securities services. The company is also known as Baker and White Holdings Ltd.
Add date: 15 Mar 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Baker Boyd Associates
Type: Unlicensed entities
Address(es): Lippo Centre, 89 Queensway Road, Central, Hong Kong
Website: www.baker-boyd.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses three bank accounts in Hong Kong in the names of Stantrend Limited, Quint Limited and Wintac Limited for settlement.
Add date: 23 Sep 2013
Last Update Date: 4 Oct 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Balesc Holdings Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Banc De Binary
Type: Unlicensed entities
Address(es): Two Exchange Square, 8 Connaught Place Central, Hong Kong
Website: (i) www.bancdebinary.com
(ii) www.bbinary.com
Remarks: The Company's Hong Kong address is incomplete.
Add date: 28 Nov 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Banc54 / B54 Technologies Limited
Type: Unlicensed entities
Address(es): (i) Two Exchange Square, 8 Connaught Place, Central, Hong Kong (ii) 788-790 Finchley Road, London NW11 7TJ, United Kingdom
Website: www.b54.com / www.banc54.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 11 Nov 2013
Last Update Date: 27 Jan 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bancde Options
Type: Unlicensed entities
Address(es): (i) 12/F, International Commerce Centre, 1 Austin Road West, Hong Kong
(ii) Yinglan International Financial Center, 7 Jinrong St, Xicheng, Beijing, China 100140
Website: www.bancdeoptions.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 13 Mar 2015
Last Update Date: 6 Nov 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bank of Swisscredit
Type: Suspicious websites
Address(es): The company represents it has a head office in Zurich and branches in Hong Kong and Canada.
Website: www.swisscreditbank.com
Remarks: Please refer to the press release dated 31 December 2003 issued by the Hong Kong Monetary Authority for details.
Add date: 13 Jan 2004
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Banner Commodities
Type: Unlicensed entities
Address(es): Suite 9200, 1 Penn Plaza, New York, NY 10119, USA
Website: www.bannercommodities.com
Remarks: The company uses a Hong Kong bank account in the name of Epsilon Worldwide Inc for settlement.
Add date: 5 Aug 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Banque Gerrarde Limited
Type: Unlicensed entities
Address(es): The office and mail address at Bank of China Tower in Hong Kong are no longer in use.
Add date: 1 Jun 2001
Last Update Date: 25 Jul 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Banquedenationale Bank
Type: Unlicensed entities
Add date: 18 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bao Tai Commercial Bank
Type: Suspicious websites
Address(es): The company gives a Hong Kong address in Chinese. Please refer to the Chinese version for the company's Chinese address.
Website: www.hkbaotai.com
Add date: 24 Nov 2004
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Baocheng Investment Advisor Co., Ltd
Type: Suspicious websites
Website: www.baocheng2006.hk
Remarks: The website with the above domain name is not associated with Noble Apex Advisors Limited, an SFC licensed corporation.
Add date: 21 Jan 2014
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Baron-Moore Associates
Type: Unlicensed entities
Address(es): The Landmark - Gloucester Tower, 11 Pedder Street, Central, Hong Kong
Website: www.baron-moore.com
Remarks: The company's Hong Kong address is incomplete. It is apparently associated with Rockwell Escrow Services, an unlicensed entity on the SFC’s Alert List. The company uses bank accounts in Hong Kong in the names of Manrich Limited, Shineberg Limited and Cardan Limited for settlement.
Add date: 21 Nov 2014
Last Update Date: 9 Dec 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Baros Corporation
Type: Unlicensed entities
Address(es): 2857 NW 78 Avenue Miami
FL 33126
USA
Website: www.Baroscorporation.com
Add date: 27 Oct 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Basic Venture Limited
Type: Unlicensed entities
Address(es): (i) Flat 916, 9/F, China Aerospace North Tower, 1 Science Museum Road, Concordia Plaza, Tsim Sha Tsui East, Kowloon, Hong Kong
(ii) Room 1203, 12/F, Tower 3, China Hong Kong City, 33 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
(iii) London Stock Exchange, 33 Throgmorton Street, London, EC2N 2BR, United Kingdom
(iv) 51-6-A, Menara BHL, Jalan Ahmad Shah, 10050 Penang, Malaysia
(v) 26 Avenue de la Praille, Geneve 1227, Switzerland
Website: www.basicventure.com
Remarks: The company gives the above Hong Kong addresses, and address (ii) belongs to a secretarial company. It is apparently associated with TD Options Limited, another unlicensed entity on the Alert List.
Add date: 5 Feb 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Bass Creek Advisors
Type: Unlicensed entities
Address(es): Suite 801, 8/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.basscreekadvisors.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Shinefield Limited for settlement.
Add date: 30 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bauer Associates
Type: Unlicensed entities
Address(es): Admiral Way
Marsh Wall
London
E14 9XG, UK
Website: www.bauerassociates.biz
Remarks: The company appears to target UK investors and use a bank account in the name of Standard Holdings HK Ltd in Hong Kong for settlement.
Add date: 12 Jun 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bayhead Capital
Type: Unlicensed entities
Address(es): Causeway Bay Plaza 2, 463-483 Lockhart Road, Causeway Bay
Website: www.bayheadcapital.com
Remarks: The company does not operate at the above Hong Kong address.
Add date: 5 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bayside Financial Services
Type: Unlicensed entities
Address(es): Hopewell Centre,183 Queens Road, Wan Chai, Hong Kong
Website: www.baysidefinancialservices.com
Remarks: The company’s Hong Kong address is incomplete. The company uses a bank account in Hong Kong in the name of Pro-Nice Limited for settlement.
Add date: 30 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Beacon Capital Management
Type: Unlicensed entities
Address(es): 70 Kimberly Road
Hong Kong
Website: www.beaconcapitalmgt.com
Remarks: The company gives the above address but there is no such place. There is a street named 70 Kimberley Road in Hong Kong but the company is not located there.
Add date: 19 Oct 2005
Last Update Date: 25 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Beacon Pointe Securities
Type: Unlicensed entities
Address(es): 39/F, The Centrium, 54-60 Wynham Street, Hong Kong.
Website: www.beaconpointesecurities.com
Remarks: The company’s Hong Kong address is invalid. It uses a bank account in Hong Kong in the name of Central House Limited for settlement.
Add date: 10 Oct 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bedford Investments Inc.
Type: Unlicensed entities
Address(es): The company gives an address at Wheelock House, Central, Hong Kong which belongs to a business centre.
Website: www.bedfordinvest.com
Add date: 5 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Beijing Futures Exchange
Type: Fake regulators and/or market operators
Address(es): 27 Pangu Plaza Office Building, Central, North 4th Ring Drive, 100101, Beijing, China
Website: http://www.bfex.org
Remarks: The entity uses a bank account in Hong Kong in the name of Zenton Ltd for settlement. It is apparently associated with Hesketh Leihner, an unlicensed entity on the Alert List.
Add date: 19 Jul 2011
Name: Beijing Securities
Type: Unlicensed entities
Address(es): One Raffles Quay
#50-01 North Tower
Singapore 048583
Website: www.beijingsecurities.com.cn
Remarks: The company uses the bank account of Transfer Services Ltd, another unlicensed entity on the Alert List, for settlement.
Add date: 11 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bell Capital Private Wealth Managers
Type: Unlicensed entities
Address(es): (1) The Center, Hong Kong, 99 Queens Road, Central, Hong Kong
(2) China Central Place, 79 Jianguo Road, Chaoyang District, Beijing, 100025, China
(3) New Times Plaza, 1 Taizi Road, Shekou, Shenzhen, 518067, China
Website: www.bell-capital.com
Remarks: The company's Hong Kong address is incomplete
Add date: 21 May 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Belmont Financial Group
Type: Unlicensed entities
Address(es): i) 99 Queen’s Road Central, Hong Kong
ii) 2-7-2 Marunouchi, Chiyoda, Tokyo 100-0005, Japan
Website: www.belmontfinancialgroup.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 22 Dec 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Beltway M & A
Type: Unlicensed entities
Address(es): Sincere Insurance Building
1 Queen's Way Central, Hong Kong
Website: www.beltwayma.com
Remarks: The company's Hong Kong address is invalid.
Add date: 19 Oct 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Benelux Venture Partners
Type: Unlicensed entities
Address(es): Regent Centre, 88 Queen’s Road, Central, Hong Kong
Website: www.beneluxpartners.com
Remarks: The Company’s Hong Kong address is incomplete. The company uses a bank account in Hong Kong in the name of Berkshire Capital Limited for settlement.
Add date: 20 Jan 2015
Last Update Date: 29 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Benson & Raymond Acquisitions Inc.
Type: Unlicensed entities
Address(es): 201 California Street
Suite 100 - San Francisco, California 94111
U.S.A.
Website: www.bensonandraymond.com
Add date: 24 Nov 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Benson Dupont Capital Management Inc
Type: Unlicensed entities
Address(es): The office and mail address at Bank of China Tower in Hong Kong are no longer in use but we believe that the company still has offices or mail addresses in Thailand, Japan, Dubai, Panama, France and Switzerland as well.
Remarks: The company appears to target Hong Kong investors.
Add date: 30 Dec 2000
Last Update Date: 18 Oct 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bentley International Management Ltd
Type: Unlicensed entities
Address(es): 35/F, Central Plaza
18 Harbour Road, Wanchai
Hong Kong
Website: www.bentleymanagement.com
Remarks: Bentley International Management Ltd is not associated with the SFC licensed corporation, Bentley Reid & Co (Pacific) Ltd.
Add date: 2 Aug 2005
Last Update Date: 6 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Berenberg Private Banking
Type: Unlicensed entities
Remarks: Financial Conduct Authority (FCA), UK has confirmed that this company has no association with the FCA authorised firm, Joh. Berenberg, Gossler & Co. KG. The company also uses the name Berenberg Investments. It uses bank accounts in Hong Kong in the names of Joy Globe Limited and Trade Smooth Limited for settlement.
Add date: 21 Apr 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bergmann & Co. International
Type: Unlicensed entities
Address(es): Room 2025, Tower 1, Lippo Centre 89 Queensway, Admiralty, Hong Kong
Website: http://bergmannco-international.com
Remarks: The company’s Hong Kong address is invalid. It is apparently associated with HK Pacific, another unlicensed entity on the Alert List.The company uses five bank accounts in Hong Kong in the name of Premium Priority Partners Co Limited, Globe Express Limited, Acces Espress Limited, Kennedy Brown International and Exchange Market Limited in Hong Kong for settlement.
Add date: 27 Sep 2011
Last Update Date: 5 Apr 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bergmannwhite Associates
Type: Unlicensed entities
Address(es): The Center, 99 Queen's Road Central, Hong Kong
Website: 1) www.bergmannwhite-associates.com
2) www.bergmannwhite-associates.net
Remarks: The company's Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Goodhill Limited, Vantren Limited, Shelland Limited and Mutual Hope Limited for settlement. It is apparently associated with Sompo Capital Group, another unlicensed entity on the Alert List.
Add date: 30 Jul 2013
Last Update Date: 7 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bergstein Financial
Type: Unlicensed entities
Address(es): Fubon Bank Building
38 Des Voeux Road Central
Hong Kong
Website: www.bergsteinfinancial.com
Remarks: The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of E-Trader Limited, another unlicensed entity on the Alert List, for settlement.
Add date: 11 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bergues Invest
Type: Unlicensed entities
Address(es): 27 Quai des Bergues
1201 Geneva, Switzerland
Website: www.berguesinvest.com
Remarks: The company appears to target overseas investors. It uses bank accounts in Hong Kong in the name of Tradezone Limited and Harbour Sky International Limited for settlement.
Add date: 8 Dec 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Berkeley Samson International
Type: Unlicensed entities
Address(es): 39/F One Pacific Place
The Admiralty
Hong Kong

The company represents it has offices or mail addresses in Singapore and Shanghai as well.
Add date: 8 Aug 2001
Last Update Date: 16 Oct 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Berkshire Stanley
Type: Unlicensed entities
Address(es): 3 Pacific Place, Central, Hong Kong
Remarks: The company's Hong Kong address is incomplete.
Add date: 25 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Berlin Overseas Corporation
Type: Unlicensed entities
Address(es): The company represents it has offices in the United States.
Add date: 19 Nov 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bernard Rothschild Consultants
Type: Unlicensed entities
Address(es): The company represents it operates from Chicago, USA.
Add date: 26 Jan 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bernard Simpson Consultants
Type: Unlicensed entities
Address(es): Room 1, Floor 1, Straits Trading Building
2 Lebuh Pasar Besar
Kuala Lumpur 50050
Malaysia

Level 40, Tower 2
Petronas Twin Towers
Kuala Lumpur 50088
Malaysia

Plaza Sentral 9th Floor
Jl Jenderal Sudirman No 47
Jakarta 12930
Indonesia

Centro Corporativo Internacional
Avenida 6/8, Calle 26
Piso 3, San Jose
Costa Rica

3001 Trade Tower, 159-1 Samsung-Dong
Gangnam-Gu
Seoul 135-729
Korea

POSCO Center West Tower, 11th Floor
892 Daechi-4-dong
Kangnam-ku Seoul
Korea
Website: www.bernardsimpson.net
www.bscmail.net
Remarks: The company has a bank account in Hungary and appears to target Hong Kong investors.
Add date: 27 Nov 2003
Last Update Date: 1 Nov 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bernburg Investment Bankers
Type: Unlicensed entities
Website: www.bernburginvestmentbankers.eu
Remarks: The company abbreviates itself as BIB. Its website has also included the names of its associated companies in Hong Kong - BIB Asia Credit & Guarantee Co, BIB Commodities Inc/ Ltd and Elia Asia Co HK. BIB and these associated companies provide Hong Kong contact phone numbers.
Add date: 26 Aug 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bidvsask Investment Limited
Type: Unlicensed entities
Address(es): Unit 14A, Thomson Commercial Building
8 Thomson Road, Wan Chai, Hong Kong
Website: www.bidvask.com
Remarks: The company is sometimes called Bidvask. Also, it is associated with China Cosmos Investments Limited.
Add date: 19 May 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Birchall McCallen
Type: Unlicensed entities
Address(es): 10-12 Pottinger Street, Central, Hong Kong
Website: http://birchallmccallen.com
Remarks: The company gives the above address but it is not located there.
Add date: 26 Apr 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Birchmore Group
Type: Unlicensed entities
Address(es): 12 Harcourt Road
Central, Hong Kong
Website: www.birchmoregrp.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 25 May 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blackrock Financial Co Ltd
Type: Unlicensed entities
Address(es): 23/F B07 Hover Industrial Building, No. 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong
Website: www.815048.com
www.078517.com
www.860119.com
www.697338.com
www.211776.com
www.093944.com
Remarks: The company is not associated with BlackRock Asset Management North Asia Limited, an SFC licensed corporation. The company gives the above Hong Kong address, which belongs to a secretarial company.
Add date: 28 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blackstone Asset Management
Type: Unlicensed entities
Address(es): Two International Finance Center, Hong Kong
Website: www.blkfinance.net
Remarks: The company’s Hong Kong address is incomplete. The company is not associated with Blackstone Group (HK) Limited, an SFC licensed corporation.
Add date: 17 Apr 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blackstone Financial Investment Co Ltd
Type: Unlicensed entities
Address(es): 23/F B07 Hover Industrial Building, No. 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong
Website: www.388hr.com
Remarks: The company gives the above Hong Kong address, which belongs to a secretarial company. The company is not associated with Blackstone Group (HK) Ltd, an SFC licensed corporation.
Add date: 16 Feb 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blackstone, Nelson, Newhouse
Type: Unlicensed entities
Address(es): Suite 2601, Wing On Centre
111 Connaught Road Central
Central, Hong Kong

1740 West Adams Street
Suite 310, Pheonix
AZ85007 USA
Website: www.bnnservices.com
www.bnnmanagement.com
Remarks: The company gives the above address in Hong Kong but it is not located there. It also maintains a bank account in Hong Kong for settlement.
Add date: 17 Dec 2007
Last Update Date: 14 Mar 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blaine & Thompson, S.A.
Type: Unlicensed entities
Address(es): Edificio Topacio Azul
Numero 217 Nivel 2
2A Avenida 13, Calle 2-60
Zona 10, Guatemala, C.A.
Add date: 31 Oct 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blake Capital Partners
Type: Unlicensed entities
Address(es): 2802 Admiralty Centre, Tower One, 18 Harcourt Road, Hong Kong
Website: www.blakecapitalpartners.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 2 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blanc & Baumar
Type: Unlicensed entities
Address(es): Bahnhofstrasse
42 Zurich, 8001
Switzerland
Website: www.blancandbaumar.com
Remarks: The company uses the bank account of Investex, another unlicensed entities, for settlement.
Add date: 17 Feb 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bloomberg & Associates
Type: Unlicensed entities
Address(es): Blk 1, Hongang Ave 3, #08-312
Singapore 530001

Level 36, Menara Citibank
165 Jalan Ampang,
Kuala Lumpur 50450
Malaysia
Remarks: The company is related to Premium Alliance.
Add date: 14 Sep 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blue Dome Partners
Type: Unlicensed entities
Address(es): Olympia Plaza, 225 King's Road, Eastern, Hong Kong
Website: www.bluedomepartners.com
Remarks: The company's Hong Kong address is invalid. It uses a bank account in Hong Kong in the name of UNI Concord Limited for settlement.
Add date: 30 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: BlueCrest Capital Management
Type: Unlicensed entities
Address(es): 40 Grosvenor Place, London, SW1X 7AW, United Kingdom
Remarks: The company uses a Hong Kong bank account in the name of NEWCAP Limited for settlement. It is not associated with BlueCrest Capital Management (UK) LLP, a firm authorized by the Financial Services Authority in the United Kingdom.
Add date: 13 Jul 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bluefield Partners
Type: Unlicensed entities
Address(es): (i) Units 4 and 5, 7/F Cheung Kong Center, 2 Queen's Road Central, Central, Hong Kong
(ii) 6401/6405, KK100 Building, 5016 Shennan E Road, Luohu, Shenzhen, Guangdong, China
Website: http://bluefieldpartners.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Castus Global for settlement.
Add date: 18 Apr 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blumkin Global
Type: Unlicensed entities
Address(es): Millennium South Tower B, Hong Kong
Website: www.blumkin-global.com
Remarks: The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Meston Ltd for settlement.
Add date: 7 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: BOC Mutual Fund Management Co., Ltd
Type: Suspicious websites
Address(es): The company gives an address only in Chinese in Shenzhen, PRC.
Website: www.bocfund.com
Remarks: The company gives e-mail addresses of "bocfund@126.com" and "bocfund@hotmail.com". BOCI group has confirmed that BOC Mutual Fund Management Co. Ltd is not its group company. Please refer to the SFC's press release, " Advice to Investors on Website Authenticity " dated 10 December 2003 for details.
Add date: 16 Dec 2003
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Bond Asset Management
Type: Unlicensed entities
Address(es): 18 Harbour Road, Wan Chai, 2166 8000 Hong Kong
Website: www.bondassetmanagement.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 28 Feb 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bowen Reece
Type: Unlicensed entities
Address(es): 28/F, Bank of China Tower
200 Yin Cheng Road Central
Pudong, Shanghai 200120
People's Republic of China

Jozsef nador ter 5-6, 2/F
1051 Budapast
Hungary

The company also gives an address in Bank of China Tower in Hong Kong. The address belongs to a business centre which has now terminated its extension of facilities to the company.
Remarks: The company appears to target Hong Kong investors. On 9 March 2004, the Thailand SEC filed criminal complaint against Chartered Asset Management and Bowen Reece and other persons in relating to the operation of brokerage businesses without obtaining licenses. Please refer to the SEC News Release No. 22/2004 of the Thai SEC for details.
Add date: 11 Apr 2003
Last Update Date: 15 Jun 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bowman Offshore Transfer
Type: Unlicensed entities
Address(es): Unit 1203, Tower 5, China Hong Kong City, 33 Canton Road Kowloon, Hong Kong
Website: www.bowmantransfer.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is the settlement agent of Feinler Management Group, an entity listed on the investor alert of the UK Financial Conduct Authority and the US Securities and Exchange Commission. It also uses a bank account in Hong Kong in the name of Bowman International Group Limited for settlement.
Add date: 8 Oct 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: BP Holdings
Type: Unlicensed entities
Address(es): i) 16/F Miramar Tower, 132 Nathan Road, Tsim Sha Tsui, Kowloon, Hong Kong
ii) BP Business Center, Calle de Jerez de Los Caballeros, 28042, Madrid, Spain
Website: www.bpholdings.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with The Avanti Group, another unlicensed entity on the Alert List.
Add date: 17 Jan 2013
Last Update Date: 27 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bradley Chen & Associates
Type: Unlicensed entities
Address(es): 18/F, Bond Centre
222 Yan An Dong Road
Shanghai, China
Website: www.bradleychen.com
Remarks: The company is connected with Irvine North Credit Union.
Add date: 28 Jul 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bradley Hill Holdings Limited
Type: Unlicensed entities
Address(es): 55/F., Central Plaza
18 Harbour Road
Wanchai, Hong Kong
Website: www.bradleyhillholdings.com
Remarks: The company's Hong Kong address is incomplete. It uses a bank account in the name of World Asian Trading Limited, another entity on this Alert List, for settlement.
Add date: 6 Jul 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bradstone Healy & Pratt
Type: Unlicensed entities
Address(es): 100 Queen's Road Central
Central
Hong Kong
Website: www.bhpmergers.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 26 Oct 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brassel Capital Asset Management Limited
Type: Unlicensed entities
Address(es): Room 1801, Wing On Central Building, 26 Des Voeux Road Central, Central, Hong Kong
Website: www.bcamltd.com
Remarks: The company’s Hong Kong address belongs to a business centre. A staff member of the company falsely claimed to be a licensed representative of SFC.
Add date: 21 Dec 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Breakthrough Incorporated
Type: Unlicensed entities
Address(es): The company represents it operates from USA.
Remarks: The company appears to target Hong Kong investors.
Add date: 18 Aug 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brentwood Group Limited
Type: Unlicensed entities
Address(es): Level 15, Tokyo Ginko Kyoukai Building
1-3-1 Marunouchi, Chiyoda-Ku
Tokyo, 100-005, Japan
Remarks: The company appears to target Hong Kong investors. The company is also on the "List of known unlicensed overseas cold callers" on the website of The Financial Services Agency, Japan.
Add date: 28 Jun 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brett Commodities GmbH
Type: Unlicensed entities
Website: www.brettcommodities.com
Remarks: The company uses a bank account in Hong Kong in the name of Starwill Trading Limited for settlement.
Add date: 9 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brevan Howard Asset Management Limited
Type: Unlicensed entities
Address(es): Unit 04, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong
Website: (i) www.howardforex.com
(ii) www.bh-fx.net
Remarks: The company gives the above Hong Kong address but it is not located there. It is not associated with Brevan Howard (Hong Kong) Limited, which is an SFC-licensed corporation.
Add date: 3 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: BridgeWay Corporate Management
Type: Unlicensed entities
Website: www.bridgewaycm.com
Add date: 19 Sep 2012
Last Update Date: 1 Jan 1970
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brien Group Limited
Type: Unlicensed entities
Address(es): Unit D, 11/F, Wing Tat Commercial Building
97 Bonham Strand East, Sheung Wan, Hong Kong
Website: www.brienhk.com
Remarks: The company's Hong Kong address is invalid.
Add date: 10 Sep 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bright Accord Investments Limited
Type: Unlicensed entities
Address(es): Room 2302-06, 23/F, Great Eagle Centre,
23 Harbour Road, Wanchai, Hong Kong
Remarks: The company uses a bank account in Hong Kong for settlement. Its Hong Kong address belongs to a secretarial company.
Add date: 16 Dec 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brinks Holdings Limited
Type: Unlicensed entities
Address(es): 7/F, Kin On Commercial Building
49-51 Jervois Street
Sheung Wan
Hong Kong
Remarks: The company holds a bank account in Hong Kong in the name of Brinks Holdings Limited. Holdings Universal also uses this bank account. Brinks Holdings Limited may also be associated with Guardex Holdings and Youngson International Holding as Aubrey Garry Holmes is the contact person of these companies as well.
Add date: 8 Dec 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Broadspan Securities
Type: Unlicensed entities
Address(es): 45/F International Finance Center, 8 Finance Street, Central, Hong Kong
Website: www.broadspansecurities.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Timeprime Limited, Lynwin Limited and Resmart Limited for settlement.
Add date: 8 Jan 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Broche Capital Advisors
Type: Unlicensed entities
Address(es): i) 1 Canada Square, London, E14 5AB, United Kingdom

ii) 27, Rue du clos des Erimtes, Paris, 92150, France
Website: www.brochecapitaladvisors.com
Remarks: The company uses a bank account in Hong Kong in the name of Ecovestment Limited for settlement.
Add date: 26 Oct 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bronte Financial
Type: Unlicensed entities
Address(es): (i) International Commerce Centre, Union Square, Yau Tsim Mong, Kowloon, Hong Kong
(ii) Thai Kai Building, 2 Chong Qing South Road, Zhongzheng, Tapei, 100, Taiwan
Website: www.brontefinancial.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 20 Feb 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brookes & Associates
Type: Unlicensed entities
Address(es): 628 Hutchison House, 10 Harcourt Road, Hong Kong
Website: www.brookes-associates.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 2 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brookstone Group Transfer Agents
Type: Unlicensed entities
Address(es): Suite 1100, 48 Wall Street, New York, NY 10005
Website: www.brookstoneta.com
Remarks: The company is the settlement agent of Stafford Reid & Lodge, another unlicensed entity on the Alert List.
Add date: 27 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bryant Shaw LLC
Type: Unlicensed entities
Address(es): 29/F, Two International Finance Centre
8 Finance Street, Central, Hong Kong
Website: www.bryantshaw.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 14 Feb 2011
Last Update Date: 10 Mar 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Burton Financial Partners
Type: Unlicensed entities
Address(es): 50 Connaught Road Central, Hong Kong
Website: www.burtonfinancialpartners.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 22 Jan 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Butler Investment Managers
Type: Unlicensed entities
Website: www.butler-investments.com
www.butler-investmentmanagers.com
www.butler-inv.com
Remarks: Financial Services Authority (FSA), UK has confirmed that this company has no association with the FSA authorised firm, Butler Investment Managers Ltd. The company also uses the name Butler Investments. It uses a bank account in Hong Kong in the name of Avesta Limited for settlement.
Add date: 18 Aug 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cabrini Green & Ross, Inc
Type: Unlicensed entities
Address(es): Suite 1902, 139 Valero Street
Makati City 1200
Philippines
Remarks: The company appears to target Hong Kong investors.
Add date: 8 Feb 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cadell Acton Group International
Type: Unlicensed entities
Address(es): 16 Oi Yin Street, Shau Kei Wan, Hong Kong
Website: www.cadellacton.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 14 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cadman Mergers and Acquisition
Type: Unlicensed entities
Address(es): 43/F, Tower 1, Two Exchange Square, 8 Connaught Place, Central, Hong Kong
Website: www.cadmanmergersandacquisition.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 25 Oct 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cahill & Audleman
Type: Unlicensed entities
Address(es): 502 Hillsidekagurazaka
3-6-10 Kagurazaka
Shinjyuku-ku
Tokyo 162-0825
Japan

The company also gives an address in Bank of America Tower in Hong Kong which belongs to a business centre.
Website: www.cahillaudleman.com
Add date: 6 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Caledrane Group Inc
Type: Unlicensed entities
Address(es): The company gives an address in Bank of China Tower in Hong Kong. The address belongs to a business centre which has now terminated its extension of facilities to the company.
Add date: 24 Jul 2003
Last Update Date: 18 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Camden Financial Services
Type: Unlicensed entities
Address(es): Level 27, AIA Tower, 1 Connaught Road Central. Central, Hong Kong
Website: www.camdenfinancialsvcs.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 15 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Campbell Alexander Financial Services Group/Campbell Alexander Limited
Type: Unlicensed entities
Address(es): i) 66/F, The Center, 99 Queen’s Road, Central, Hong Kong

ii) Unit 415, 4th Floor, Peninsula Court, Makati Avenue corner Paseo de Roxas, Makati City, Philippines
Website: www.campbellalexander.com
Remarks: Its Hong Kong address belongs to a business centre.
Add date: 15 Feb 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Action Limited
Type: Unlicensed entities
Address(es): One Island East, 18 Westland Road, Island East, Hong Kong
Website: www.capital-action.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 25 Feb 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Alliance International
Type: Unlicensed entities
Address(es): Fortune Commercial Building, Sha Tsui Road, Tsuen Wan, Hong Kong
Website: www.capitalallianceinternational.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 27 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Asset Management Limited
Type: Unlicensed entities
Add date: 25 May 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Eurasia
Type: Unlicensed entities
Address(es): 26/F, Edinburgh Tower, The Landmark, 15 Queen's Road Central, Central, Hong Kong
Website: www.capitaleurasia.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Inspire Vintage PVT Limited for settlement.
Add date: 27 Nov 2013
Last Update Date: 7 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Ever Limited
Type: Unlicensed entities
Address(es): 15/F, 18 Westlands Road, Island East, Hong Kong
Website: www.capital-ever.com
Remarks: There is a company with the same name incorporated in Hong Kong but the website with the above domain name is not associated with that Hong Kong incorporated company. Also, the company mentioned on the website is not located at the above Hong Kong address.
Add date: 29 Jun 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Finance Group Hong Kong Limited
Type: Unlicensed entities
Address(es): Suite 903, Level 9, The Hong Kong Club Building, 3A Chater Road, Central, Hong Kong
Website: www.capitalfinancegrouphk.com
Remarks: The company's Hong Kong address is invalid.
Add date: 21 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Futures Limited
Type: Unlicensed entities
Address(es): 26/F Citic Tower
1 Tim Mei Avenue
Hong Kong

1131 CC Wu Building
302-8 Hennessy Road
Wanchai
Hong Kong
Website: www.capitalserviceshk.com
Remarks: The company gives the above addresses but it is not located there. It also uses a bank account in the name of Advance Management Services (Asia) Ltd.
Add date: 15 Mar 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Group Finance
Type: Unlicensed entities
Address(es): 52/F, One Kowloon, 1 Wang Yuen Street, Kowloon Bay, Kowloon
Website: www.capitalgroupfinance.com
Remarks: The company's Hong Kong address is invalid.
Add date: 5 Aug 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Investment Global Ltd
Type: Unlicensed entities
Address(es): 18/F, On Hong Commercial Building, 145 Hennessy Road, Hong Kong
Website: www.capitalinvestmentgloballimited.com
Remarks: The company gives the above Hong Kong address on its website but it is not located there.
Add date: 29 Jun 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Management Group
Type: Unlicensed entities
Address(es): 340 South Main Street
New City, NY 10956
USA
Website: www.capmangroup.com
Add date: 24 Jan 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capstone Alliance Group
Type: Unlicensed entities
Address(es): 1802, 18th floor, World-Wide House, 19 Des Voeux Road Central, Central Hong Kong
Website: https://capstone-alliancegroup.com
Remarks: The company gives the above Hong Kong address but it is not located there. The company is not associated with Capstone Financial (HK) Ltd, an SFC licensed corporation. It is apparently associated with Capstone Securities and Capstone Currency Group, other unlicensed entities on the Alert List.
Add date: 12 Aug 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capstone Currency Group
Type: Unlicensed entities
Address(es): Kneuterdijk 8 2514 EN Den Haag, The Netherlands
Website: www.capstonecurrencygroup.com
Remarks: The company is not associated with Capstone Financial (HK) Ltd, an SFC licensed corporation. It is apparently associated with Capstone Securities and Capstone Alliance Group, other unlicensed entities on the Alert List.
Add date: 12 Aug 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capstone Securities
Type: Unlicensed entities
Address(es): Kneuterdijk 8 2514 EN Den Haag, The Netherlands
Website: www.capstonesecurities.com
Remarks: The company is not associated with Capstone Financial (HK) Ltd, an SFC licensed corporation. It is apparently associated with Capstone Alliance Group and Capstone Currency Group, other unlicensed entities on the Alert List.
Add date: 12 Aug 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cardell Limited / Cardell Company Limited
Type: Unlicensed entities
Address(es): 20th Floor, Central Plaza Building,18 Harbour Road, Hong Kong
Website: www.cardell-limited.com
Remarks: The company gives the above Hong Kong address but it is not located there. The company uses four bank accounts in Hong Kong in the names of Aurdin Limited, Cedan Limited, Hamtron Limited and Manrich Limited for settlement.
Add date: 18 Sep 2014
Last Update Date: 12 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Carghill Wright and Associates
Type: Unlicensed entities
Address(es): 52/F, Central Plaza
18 Harbor Road, Hong Kong
Website: www.carghillwright.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 2 Feb 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cartel Group
Type: Unlicensed entities
Website: www.cartelgroups.com
Remarks: The company no longer operates from its previous Hong Kong addresses.
Add date: 15 May 2013
Last Update Date: 14 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Carter Sinclair Ltd
Type: Unlicensed entities
Address(es): 41/F Gangnam Finance Center
737, Yeoksam-dong, Kangnam-ku
Seoul, 135-984
Korea
Website: www.carter-sinclair.com
Remarks: The company appears to target Hong Kong investors.
Add date: 16 Jun 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Carver Brooks and Associates Limited
Type: Unlicensed entities
Website: www.carver-brooks.com
Remarks: The company appears to target Sweden investors.
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Casper Holdings Co Ltd
Type: Unlicensed entities
Address(es): 103 Pedder Street, Central, Hong Kong
Remarks: The company’s Hong Kong address is invalid. It is the settlement agent for Shintomi Trading, another unlicensed entity on the Alert List.
Add date: 30 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: CCN Holdings Limited
Type: Unlicensed entities
Address(es): (i) Suite 5501, 55/F, Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong
(ii) Suite 1106-8, 11/F, Tai Yau Building, No. 181 Johnston Road, Wan Chai, Hong Kong
Website: www.littlegreentoken.com
Remarks: The company gives the above Hong Kong addresses, but it is not located at address (i), and address (ii) belongs to a secretarial company. It is apparently associated with Conversation Central Network Pty Limited, another unlicensed entity on the SFC’s Alert List.
Add date: 11 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cedrus Investments (HK) Limited
Type: Unlicensed entities
Address(es): Suite 1501-05, 15th Floor, 100 Queen's Road Central, Hong Kong
Website: www.cedrusinvestments.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 4 Oct 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Center Capital Trading
Type: Unlicensed entities
Address(es): 48/F, The Center
99 Queen's Road Central
Hong Kong Island, Hong Kong
Website: http://centercapitaltrading.com
Remarks: The company gives a Hong Kong address on its website but it is not located there.
Add date: 7 Jun 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Central Capital Inc
Type: Unlicensed entities
Address(es): Room 602, New Bright Building
11 Sheung Yuet Road
Hong Kong

7300 College Blvd, Suite 650
Overland Park, Kansas
66210, United States
(Administrative Office)

500 North Michigan Avenue
Chicago, Illinois 60611
United States

387 Ivy Street, San Francisco
California 94102, United States
Add date: 8 Jun 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Central Option / Central Provider Ltd
Type: Unlicensed entities
Address(es): 280 Gloucester Road, #2/G-42/G, Hong Kong
Website: www.centraloption.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 15 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Century Commodities
Type: Unlicensed entities
Address(es): Suite 1720, Cheung Kong Centre, 2 Queen’s Road Central, Hong Kong
Website: www.centurycommodities.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Recall Limited for settlement.
Add date: 1 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: CES Futures Brokerage Co. Ltd.
Type: Unlicensed entities
Address(es): 6 Austin Road, Tsimshatsui
Kowloon, Hong Kong
Website: www.cesfutures.com
Remarks: The company appears to target Belgium investors and uses a bank account in Hong Kong in the name of Sun International for settlement. The company's Hong Kong address is incomplete.
Add date: 21 Nov 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Champion Token Limited
Type: Unlicensed entities
Address(es): i) Unit 712, 7/F, Lippo Sun Plaza, 28 Canton Road, Tsim Sha Tsui, Hong Kong
ii) Room 1609, Tower 2, Silvercord Plaza, 30 Canton Road, Tsim Sha Tsui, Hong Kong
iii) 20/F, CMA Building, 64 Connaught Road Central, Hong Kong
Website: i) www.ctlpe.com
ii) www.apit-champion.com
Remarks: The company gives the above Hong Kong addresses, but it is not located there.
Add date: 28 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Champion Trust Fund
Type: Unlicensed entities
Address(es): 20/F, CMA Building, 64 Connaught Road Central, Hong Kong
Website: (i) www.ctfhk.com
(ii) www.ctfpe.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 28 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chan Ching Yi
Type: Unlicensed entities
Address(es): Suite 2901
One International Finance Centre
Central
Remarks: Someone using the name of Chan Ching Yi with a phone number of 30788891 ext 802 and falsely claiming that she is an employee of Barclays Global Investors in Hong Kong, has attempted to solicit investments from investors. Barclays Global Investors’ Hong Kong office is not located at the above Hong Kong address.
Add date: 31 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chang Sha Quantum Enterprise Management Consulting Co., Ltd.
Type: Unlicensed entities
Address(es): Nil
Website: www.changshaqianmao.com
Remarks: The company is apparently associated with Grandeur International Group Limited, Quantum Benchmark Corporation, Globalview Consulting Co., Ltd. and Wise Planning Co Ltd., other unlicensed entities on the Alert List.
Add date: 6 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Changsheng Associates
Type: Unlicensed entities
Address(es): Lippo Centre Tower 1, 89 Queensway, Admiralty, Hong Kong
Website: www.changsheng-associates.com
Remarks: The company's Hong Kong address is incomplete. It uses two bank accounts in Hong Kong in the names of Wridgeway Limited and Wintac Limited for settlement. It is apparently associated with Genkai Securities, another unlicensed entity on the Alert List.
Add date: 25 Apr 2013
Last Update Date: 21 Jan 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Charles Fleming Co Ltd
Type: Unlicensed entities
Address(es): The company represents that it has offices in Shanghai (China), Seoul (South Korea) and Moscow (Russia).
Website: www.charlesfleming.net
Remarks: The company uses two bank accounts in Hong Kong in the name of Charles Fleming Holdings Ltd. In addition, on 10 October 2005, the Swedish Financial Supervisory Authority has warned that the company is not authorized to provide financial services in Sweden.
Add date: 16 May 2006
Last Update Date: 7 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Charter One Bank
Type: Phishes
Remarks: The company claims to represent Charter One Bank, and sends emails about its technical services of carrying out a software upgrade and requesting recipients to go to an attached link for confirmation of personal information and passwords etc. It is not related to Charter One Bank, N.A., a subsidiary of Citizens Financial Group, Inc., USA.
Add date: 20 Apr 2005
Name: Chartered Asset Management
Type: Unlicensed entities
Address(es): 14/F Abdulrahim Place
990 Rama IV Road
Bangkok 10500
Thailand

The company also gives an address in Bank of China Tower in Hong Kong. The address belongs to a business centre which has now terminated its extension of facilities to the company.
Remarks: The company appears to target Hong Kong investors. On 9 March 2004, the Thailand SEC filed criminal complaint against Chartered Asset Management and Bowen Reece and other persons in relating to the operation of brokerage businesses without obtaining licenses. Please refer to the SEC News Release No. 22/2004 of the Thai SEC for details.
Add date: 19 Aug 2002
Last Update Date: 15 Jun 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Charterhouse Wealth Management
Type: Unlicensed entities
Address(es): 19/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.charterhousewealthmanagement.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 25 Oct 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chartmore International
Type: Unlicensed entities
Remarks: The company is apparently associated with Richard-Blendmonde which is also an unlicensed entity on the Alert List.
Add date: 25 Jan 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chase Boston Limited
Type: Unlicensed entities
Address(es): 9/F, Henan Building, 19 Luard Road, Wanchai, Hong Kong
Remarks: The company’s Hong Kong address belongs to a business centre.
Add date: 10 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chase Franklin International
Type: Unlicensed entities
Address(es): i) 3-8-2 Marunouchi, Chiyoda-Ku, Tokyo, Japan, 100-0005
ii) 15D, Thomson Commercial Building, 8 Thomson Road, Wanchai, HK
Website: www.chasefranklin.com
Remarks: The company uses three bank accounts in Hong Kong in the names of Chase Franklin International and ADC Limited for settlement. Its Hong Kong address belongs to a secretarial company.
Add date: 8 Oct 2013
Last Update Date: 18 Dec 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chatex Ltd
Type: Unlicensed entities
Address(es): Rm 5, 37/F, Bank of America Tower
12 Harcourt Road, Central
Hong Kong
Remarks: Chatex Ltd acts as a clearing house for Prime International Trading Ltd, another unlicensed entity on the Alert List. The above address belongs to a secretarial firm.
Add date: 27 Apr 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cheer Fortune International Investment Management Company Limited
Type: Unlicensed entities
Address(es): 12/F, 102 Carnarvon Road
Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.cheerfo.hk
Remarks: The company's Hong Kong address is invalid.
Add date: 12 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chen Parker Transfer Agency
Type: Others
Address(es): Enterprise Square, 09 Sheung Yuet Road, Kowloon Bay, Hong Kong
Website: www.chen-parker.com
www.chenparker.com
Remarks: The company gives the above incomplete Hong Kong address. It claims to be a transfer agent of Hartford Partners, which is an unlicensed entity on the SFC Alert List. It uses a bank account in Hong Kong in the name of Geonet Exim for settlement.
Add date: 27 Mar 2015
Name: Chengdu Wang Hong Information Consultation Company Limited
Type: Unlicensed entities
Address(es): 2/F, Block A, Qili Xinfeng Building
Chuangye Road, Gaoxin Qu, Chengdu, China
Website: www.annemarkets.cn
Remarks: It is apparently associated with Anne Markets Limited, another unlicensed entity on the Alert List.
Add date: 10 Aug 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cheoy Lee Asset Management Asia
Type: Unlicensed entities
Address(es): Level 25
1 Garden Road
China Tower
Hong Kong
(There is no such place in Hong Kong)

106 Avenue Louise
Brussels 1050
Belgium

225 Bush Street
San Francisco CA 94104
USA
Website: www.cheoyleeam.com
Add date: 6 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cherryshares
Type: Unlicensed entities
Address(es): Rm 1801, Wing On Central Building
26 Des Voeux Road Central, Hong Kong
Website: www.cherryshares.com
Remarks: The company gives the above address but it is not located there.
Add date: 19 Nov 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Cosmos Investments Limited
Type: Unlicensed entities
Address(es): Unit 14A, Thomson Commercial Building
8 Thomson Road, Wan Chai, Hong Kong
Remarks: The company is associated with Bidvsask Investment Limited.
Add date: 19 May 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China DengShilei Care Association Company Limited
Type: Unlicensed entities
Address(es): Rm. 19C, Lockhart Centre, 301-307 Lockhart Road, Wan Chai, Hong Kong
Website: www.kuge6.com
www.yy9088.com
Remarks: The company gives the above Hong Kong address, which belongs to a secretarial company. It is apparently associated with Hk Baoma Avenue International Group Company Limited, another unlicensed entity on the Alert List.
Add date: 18 Sep 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Emerald Consulting
Type: Unlicensed entities
Address(es): Chinachem Tower, 34-37 Connaught Road Central, Central, Hong Kong
Website: www.chinaemeraldconsulting.cn.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 11 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Gloay Cultural Artwork Property Exchange Co., Ltd / China Yanhuang Culture and Artwork Property Exchange Co., Ltd
Type: Unlicensed entities
Address(es): Room 18M, 27/F, Ho King Commercial Centre, 2-16 Fayuen Street, Mongkok, Kowloon, Hong Kong
Website: (i) www.cgcape.net
(ii) www.cgcape.pro
Remarks: The company's Hong Kong address is invalid.
Add date: 13 Nov 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Mercantile Exchange
Type: Unlicensed entities
Address(es): China World Trade Center Tower 2
1 Jian Guo Men Wai Avenue, Beijing, China
Website: www.cnmex.com
Remarks: This entity falsely claims to be an exchange in the People's Republic of China. Schapiro Global Inc, an unlicensed entity on the Alert List, claims that it conducts futures trading through China Mercantile Exchange.
Add date: 12 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Mineral Company Limited
Type: Unlicensed entities
Address(es): Unit 10-18, 32/F, Tower 1, Millennium City 1, 388 Kwun Tong Road, Kwun Tong, Kowloon, Hong Kong
Website: www.chinamineralcompany.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 30 Jan 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Union Group Limited
Type: Unlicensed entities
Address(es): Rooms 701-2, Luk Hoi Tung Building
31 Queen’s Road Central
Hong Kong

11 Harbour Road, Hong Kong
Remarks: The company holds a bank account in Hong Kong in the name of China Union Group Limited. Holdings Universal and Beacon Capital Management also use this bank account.
Add date: 8 Dec 2005
Last Update Date: 1 Feb 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: chinablackrock.com
Type: Suspicious websites
Address(es): --
Website: chinablackrock.com
Remarks: The website with the above domain name is not associated with BlackRock Asset Management North Asia Ltd, an SFC-licensed corporation.
Add date: 4 Mar 2016
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: ChosunFund Limited
Type: Unlicensed entities
Website: www.koryoasia.com
www.chosunfund.com
Remarks: The company makes an invitation to the public on the above two websites to participate in an unauthorized fund called "ChosunFund".
Add date: 21 Sep 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Churchills Mergers and Acquisitions
Type: Unlicensed entities
Address(es): Room 1002, 10th Floor, Eastern Commercial Center, 397 Hennessey Road, Wan Chai, Hong Kong
Website: www.churchillsmergersandacquisitions.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with ACT Transfer Services, another unlicensed entity on the Alert List.
Add date: 5 Sep 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Citi Express Banks Inc
Type: Unlicensed entities
Address(es): Citiexpress Plaza
First phase Nayang Road
Kowloon
Hong Kong
Remarks: The company gives the above address but there is no such place.
Add date: 18 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Citibank Online
Type: Phishes
Remarks: The company claims to represent Citibank, N.A. and sends emails to clients advising the introduction of new security standards and browser requirements and requesting clients to sign on to an attached link to verify that their computer systems are compatible. It is not related to Citibank, N.A.
Add date: 4 Aug 2004
Name: Citibank Online!
Type: Phishes
Remarks: The company claims to represent Citibank, N.A., and sends emails to certain clients requesting them to verify their email addresses by providing information such as bank account numbers and personal identification numbers (PINs), attaching erroneous links for clients to click for the verification. It is not related to Citibank, N.A.
Add date: 18 May 2004
Name: Citibank's Citi Identity Theft Solutions
Type: Phishes
Remarks: The company claims to represent Citibank, N.A., and send emails to certain clients advising them the discovery of many identity theft attempts and requesting clients to go to an attached link to update their ATM/debit card PINs, otherwise, their accounts may be subject to temporary suspension. It is not related to Citibank, N.A.
Add date: 1 Sep 2004
Name: Citichamp Investment Limited
Type: Unlicensed entities
Remarks: The company no longer operates from its previous Hong Kong address.
Add date: 15 May 2013
Last Update Date: 14 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Citiexpress Finance & Security Co Ltd
Type: Suspicious websites
Website: www.citi-express.net
Remarks: The company provides Hong Kong telephone and fax contact numbers on its website.
Add date: 7 Apr 2004
Last Update Date: 11 Aug 2004
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: City Index
Type: Suspicious websites
Address(es): Unit 3, 6/F, Kam Hon Industrial Building, 8 Wang Kwun Road, Kowloon, Hong Kong
Website: www.cityindexfx.hk
Remarks: The above website is not related to City Index Limited, a broker authorised by the UK Financial Services Authority. The above company is not located at the given Hong Kong address and uses a bank account in Hong Kong in the name of City Index Asia Pte Ltd for settlement.
Add date: 26 Aug 2011
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Clanvale Securities
Type: Unlicensed entities
Address(es): Edificio Paladium, Oficina 5F
4 Avenida, 15-70 Zona 10
Guatemala City
Guatemala CA 01010
Add date: 23 Oct 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Clarity Capital Markets
Type: Unlicensed entities
Address(es): (i) Lansdowne house, 57 Berkeley Square, London W1J6ER
(ii) International Commerce Centre, 1 Austin Road West, Hong Kong
Website: http://claritycapitalmarkets.com
Remarks: The company‘s Hong Kong address is incomplete.
Add date: 15 Mar 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Claybourne Group
Type: Unlicensed entities
Address(es): Tesbury Center, 24-32 Queen's Road East, Wanchai, Hong Kong
Website: www.claybournegroup.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 22 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Clearwater Commodities
Type: Unlicensed entities
Address(es): 10/F, Two IFC, 8 Finance Street, Central, Hong Kong
Website: www.clearwatercommodities.com
Remarks: The company gives a Hong Kong address on its website but it is not located there.
Add date: 30 Jul 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Clearwater Offshore Limited
Type: Unlicensed entities
Address(es): Central Tower, 28 Queen's Road Central, Hong Kong 2000
Website: www.clearwatercompany.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 12 Dec 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Clewis Financial
Type: Unlicensed entities
Address(es): 9 Queen’s Road Central, Central, Hong Kong
Website: www.clewisfinancial.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 9 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: CMIS Global Limited / CMIS Trader
Type: Unlicensed entities
Address(es): Suite 2602-3, BEA Tower (APM), 418 Kwun Tong Road, Kwun Tong, Kowloon
Website: www.fxcmisc.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 19 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: CNB Acquisitions Inc
Type: Unlicensed entities
Address(es): (i) Financial Street Center, No. 9 Financial Street, XiCheng District, Beijing 100033
(ii) Lloyds Building, 12 Leadenhall Street, EC3V 1LP, London, UK
Website: www.cnbacquisitions.com
Remarks: The company claims to have Hong Kong presence by providing a Hong Kong telephone number.
Add date: 7 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cogan Davis Associates Limited
Type: Unlicensed entities
Address(es): The company represents it operates from Japan.
Add date: 8 Feb 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: COLLINGBOURNE GROUP
Type: Unlicensed entities
Address(es): Amber Commercial Building, 70-72 Morrison Hill Road, Hong Kong
Remarks: The company's Hong Kong address is incomplete.
Add date: 7 Mar 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Comlife Investments Limited
Type: Unlicensed entities
Address(es): Room 1203, 12th Floor, Block 3, China Hong Kong City, 33 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.comlifeinvestments.com
Remarks: Comlife Investments Limited previously indicated the above address as its correspondence address on its website but such address is in fact the office premises of the company secretary of its connected company. Comlife Investment Limited did not operate its business at the above address.
Add date: 17 Mar 2015
Last Update Date: 31 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Commodity and Currency Global Co Ltd
Type: Unlicensed entities
Address(es): 17/F, UBC II Building
Soi Sukhumvit 33
Bangkok, 10110 Thailand
Remarks: The company uses a bank account in Hong Kong in the name of Future I Trade Management Co Ltd.
Add date: 20 Jun 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Commodity Options Security Exchange
Type: Fake regulators and/or market operators
Address(es): 209 S LaSalle Street, Chicago, IL 60603, USA
Website: www.cosechicago.com
Remarks: This entity falsely claims to be an exchange in US and is apparently associated with Hang International, an unlicensed entity on the Alert List.
Add date: 6 Aug 2013
Name: Commonwealth Capital Corporation Limited
Type: Unlicensed entities
Address(es): Woods Centre, Suite 18A
Friars Hill Road
P O Box W1136, St John's
Antigua
Remarks: The company appears to target at Hong Kong people.
Add date: 18 May 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Commonwealth Monetary Group
Type: Unlicensed entities
Address(es): Unit 1001-2, 10th Floor, New Victory House
Central
Hong Kong

155 Regents Park Road
London NW1 8BB
United Kingdom
Remarks: The Australian Securities and Investments Commission has put the company on its List of known unlicensed overseas callers .
Add date: 8 Mar 2004
Last Update Date: 30 Jun 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Complete Commodities Trading
Type: Unlicensed entities
Address(es): Tower A, 23/F Center Plaza, 161 Lin He Xi Road
Tian He District, Guangzhou 510620
Website: www.completecommodity.com
Remarks: The company appears to target overseas investors.
Add date: 19 Apr 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Concordant Group Ltd.
Type: Unlicensed entities
Website: www.concordantgrouplimited.com
Remarks: The company holds a bank account in Hong Kong. It is affiliated with Tri Guard Holdings Limited, Legacy Holdings International Ltd., Safecoe Holdings International Ltd. These companies may also contact investors for non-investment related services.
Add date: 23 Mar 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Continental Allied Incorporated
Type: Unlicensed entities
Address(es): 30 Queen’s Road
Hong Kong
Website: www.continentalallied.com
Remarks: The company gives an invalid Hong Kong address. Also, the company uses a bank account in the name of Union Charter Investment Limited in Hong Kong to settle transactions.
Add date: 6 Apr 2005
Last Update Date: 13 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Continental Trade
Type: Unlicensed entities
Address(es): Level 21, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong
Website: www.continental-trade.com
Remarks: The company gives the above address but it is not located there.
Add date: 14 Feb 2011
Last Update Date: 9 Dec 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Conversation Central Network Pty Limited
Type: Unlicensed entities
Address(es): (i) 213 Greenhill Rd, Eastwood, South Australia, 5063, Australia
(ii) 101-105 Grote Street, Adelaide, South Australia, 5000, Australia
Website: https://conservationcentralnetwork.com
Remarks: The company is apparently associated with CCN Holdings Limited, another unlicensed entity on the SFC’s Alert List.
Add date: 11 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cooper Chung International
Type: Unlicensed entities
Address(es): 20th Floor, 4 Chater Road, Central, Hong Kong
Website: www.cooperchung.com
http://98.130.210.251
Remarks: The company's Hong Kong address is invalid. It is apparently associated with Agile Financial and Troy McDonald, which are unlicensed entities on the Alert List. The company uses bank accounts in Hong Kong in the names of Cooper Chung International Ltd and Cooper Chung Consultants for settlement.
Add date: 17 Oct 2012
Last Update Date: 15 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cooper Company Management
Type: Unlicensed entities
Address(es): 2 Penn Plaza, New York, NY 10001, USA
Website: www.coopercompanymanagement.com
Remarks: The company uses a bank account in Hong Kong in the name of Everbright Group Holdings Ltd for settlement.
Add date: 12 Apr 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cooper&Price
Type: Unlicensed entities
Address(es): Cooper&Price Management
Manulife Plaza, Room 1202-05, 12th Floor
The Lee Gardens
33 Hysan Avenue
Causeway Bay
Hong Kong

Cooper&Stocks House
244 Diagoras Street
CY 1510 Nicosia
Cyprus
Website: www.cooperprice.com
Remarks: The company shares the above addresses with Morgan&Bonds but none of them is located at the Hong Kong address.
Add date: 11 Jul 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cornerstone Capital Advisers
Type: Unlicensed entities
Address(es): 8 Sunning Road, Wan Chai, Hong Kong Island, Hong Kong
Website: www.cornerstonecapitaladvisors.com
Remarks: The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Shinehill International Limited and Uni Concord Limited for settlement.
Add date: 8 May 2013
Last Update Date: 12 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cornerstone Worldwide Ltd
Type: Unlicensed entities
Address(es): 129 Hibiya Central Building
1-2-9 Nishi Shimbashi
Toyko 105-0003
Website: www.cornerstone-worldwide.com
Remarks: The company appears to target Hong Kong investors.
Add date: 23 Feb 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cosmo Swiss Management S.A.
Type: Unlicensed entities
Address(es): The Gateway, 25 Canton Road, Kowloon, Hong Kong
Remarks: The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong in its own name for settlement.
Add date: 20 Dec 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Covast Limited
Type: Unlicensed entities
Address(es): Rm 813, 8/F, Hollywood Plaza
610 Nathan Road, Kowloon
Remarks: The above Hong Kong address belongs to a secretarial company. It is apparently associated with Schapiro Global Inc, another unlicensed entity on the Alert List.
Add date: 12 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Crawford Peale Inc
Type: Unlicensed entities
Address(es): Unit 1609, 16/F
Vanit I Building, 1126/1 New Petchburi Road
Bangkok, 10400 Thailand
Remarks: The Thai SEC has verified that the above office is no longer in use.
Add date: 30 Apr 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Credit Pacific (Asia) Asset Management Limited
Type: Unlicensed entities
Address(es): 903, 9th Floor, Harbour Crystal Centre,
100 Granville Road, Tsim Sha Tsui East,
Kowloon, Hong Kong
Website: www.creditpacific.com
Remarks: The company previously gave the above Hong Kong address but it was not located there.
Add date: 8 Jan 2013
Last Update Date: 13 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Credit Pacific (Asia) Holdings Limited
Type: Unlicensed entities
Address(es): 903, 9th Floor, Harbour Crystal Centre,
100 Granville Road, Tsim Sha Tsui East,
Kowloon, Hong Kong
Website: www.creditpacific.com
Remarks: The company previously gave the above Hong Kong address but it was not located there.
Add date: 8 Jan 2013
Last Update Date: 13 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Credit Pacific Bank Limited
Type: Unlicensed entities
Address(es): 903, 9th Floor, Harbour Crystal Centre,
100 Granville Road, Tsim Sha Tsui East,
Kowloon, Hong Kong
Website: www.creditpacific.com
Remarks: The company previously gave the above Hong Kong address but it was not located there.
Add date: 8 Jan 2013
Last Update Date: 13 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Credit Pacific Group
Type: Unlicensed entities
Address(es): 903, 9th Floor, Harbour Crystal Centre,
100 Granville Road, Tsim Sha Tsui East,
Kowloon, Hong Kong
Website: www.creditpacific.com
Remarks: The company previously gave the above Hong Kong address but it was not located there.
Add date: 8 Jan 2013
Last Update Date: 13 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Creston Financial Group GmbH
Type: Unlicensed entities
Address(es): The contact person of Smith Moore & Co, Frank Richard Bell, uses mail and fax handling services provided by a secretarial company in Hong Kong located at 21/F, ICBC Tower, Citibank Plaza, 3 Garden Road, Hong Kong.
Remarks: The company offers investment services and appears to target Hungarian investors. The company offered a mutual fund called Strategic Opportunity Fund which is not authorised by the SFC and investors are asked to use a clearing house named Smith Moore & Co for settlement.
Add date: 13 Jul 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Crestwell Resources Ltd
Type: Suspicious websites
Website: www.crestwellresources.com
Remarks: The company was promoted by boiler room operators to investors in Sweden.
Add date: 4 Dec 2007
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Cromwell Associates Pte Ltd
Type: Unlicensed entities
Address(es): It uses a Singapore address.
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Crossbridge Partners
Type: Unlicensed entities
Address(es): 19/F, Hing Wai Centre, 7 Tin Wan Praya Road, Hong Kong
Website: www.crossbridgepartners.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses two bank accounts in Hong Kong in the names of Cheerlife Corporation Limited and Capital Chain Ltd for settlement. It is apparently associated with Lear Capital Group and World Financial Institutions, which are unlicensed entities on the Alert List.
Add date: 22 Oct 2012
Last Update Date: 21 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Crossino Holdings Limited
Type: Unlicensed entities
Address(es): 32/34A, Soo Wok Lin Building, 4th Floor
Happy Valley, Hong Kong, 23010
Website: www.crossino.com
Remarks: The company gives the above address but there is no such place.
Add date: 5 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Crown Alpha Limited
Type: Unlicensed entities
Remarks: The company acted as a clearing house for Hentsch & Muller, another unlicensed entity on the Alert List.
Add date: 1 Feb 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Crown Choice International Limited
Type: Unlicensed entities
Address(es): Rm 602-603, Gold & Silver Commercial Building
12-18 Mercer Street, Sheung Wan
Hong Kong
Remarks: The company gives the above address but it is not located there.
Add date: 18 May 2005
Last Update Date: 24 May 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Crown Lane Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Crown Sense Ltd.
Type: Unlicensed entities
Address(es): 90/1, Barn Dan Mong Kam
Tambol Dan Mono Kam
Amper Kog Sri Suwan, Sakolnakorn 47280
Thailand
Add date: 18 May 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Crown Star Investment Limited
Type: Unlicensed entities
Address(es): The Center, 99 Queen’s Road, Central, Hong Kong
Website: www.csigrouphk.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 1 Apr 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Crown Wealth International
Type: Unlicensed entities
Address(es): Level 15, One Exchange Square
8 Connaught Place, Central
Hong Kong
Website: www.crownwealthinternational.com
Remarks: The company gives the above address but it is not located there. It uses a clearing house, Hong Kong Options and Futures Exchange (HKOFX), another entity on the Alert List, for settlement.
Add date: 19 Apr 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Crown Will Securities
Type: Unlicensed entities
Address(es): Airport World Trade Center, 1 Sky Plaza Road, Chek Lap Kok Airport, Hong Kong
Website: www.crownwillsecurities.com
Remarks: The company gives the above incomplete Hong Kong address and uses a bank account in Hong Kong in the name of Pacific Union Holdings Ltd for settlement.
Add date: 23 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: CrownWell International Holdings Limited
Type: Unlicensed entities
Address(es): Room 812, 8/F, Hollywood Plaza, 610 Nathan Road, Hong Kong
Website: http://crownwell.net
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 11 Oct 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: CTC Holdings Co
Type: Unlicensed entities
Address(es): 12/F, One Island East, 18 Westland Road, Island East, Hong Kong
Website: www.ctc-holdings.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 27 Feb 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: CTFOREX
Type: Unlicensed entities
Address(es): USA North Creek Facility, 19700 125th Ave NE, Bothell, WA 98011, 425/489-7000, USA
Website: www.ctforexgroup.com
www.ctforex.com
Remarks: The company is also known as CTFOREXGROUP and CTFX Holdings Limited. It uses a bank account in Hong Kong in the name of CTFX Holdings Limited for settlement.
Add date: 14 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Cunningham Mutual
Type: Unlicensed entities
Address(es): One Harbourfront, 18-22 Tak Fung Street, Hunghom, Kowloon, Hong Kong
Website: www.cunningham-mutual.com
Remarks: The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the name of Leston Limited, Peredic Limited, WB Capital Holdings Limited, CTPP Investment Limited, United Equity Clearing Limited, Elantra Limited, Protop Finance Limited and Asicon Trading Limited for settlement. The company is apparently associated with Lambert and Sons Incorporated, another unlicensed entity on the Alert List.
Add date: 15 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) CVC Groups Private Capital / CVC Ltd
Type: Unlicensed entities
Address(es): Unit 1305, 8 Jordan Road, Yaumatai, Hong Kong
Website: www.cvcgroups.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 6 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: cvc.cvchy.com
Type: Suspicious websites
Address(es): --
Website: cvc.cvchy.com
Remarks: The website with the above domain name is not associated with CVC Asia Pacific Limited, an SFC-licensed corporation.
Add date: 29 Apr 2016
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: CyberSL
Type: Suspicious websites
Website: www.cybersl.com
Remarks: The website with the above domain name falsely purports to be related to Sun Hung Kai Financial.
Add date: 7 Jun 2010
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: D M Gray Consulting
Type: Unlicensed entities
Website: www.dmgrayconsulting.com
Add date: 15 Oct 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: DAB Asia Limited
Type: Unlicensed entities
Address(es): Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.dab-asia.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 7 Jan 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: DAG Consultants Limited
Type: Unlicensed entities
Address(es): United Centre, 95 Queen’s Road, Central, Hong Kong
Website: www.dag-consultants.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 11 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Daikyo Brokerage Limited
Type: Unlicensed entities
Address(es): Mid Town Tower, 9-142-1 Akasaka, Minato, Tokyo, Japan
Website: www.daikyo-brokerage-limited.com
Remarks: The company uses a bank account in Hong Kong in the name of PVSS Holdings Limited for settlement.
Add date: 4 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Daishi Capital International Wealth Management
Type: Unlicensed entities
Address(es): 80-113 Argyle Street, Kowloon, Hong Kong
Website: www.daishicapital.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 26 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) DaTong Global
Type: Unlicensed entities
Address(es): Room 1806, 10-11 Hong Kong Pacific Centre, 28 Hankow Road, Tsim Sha Tsui, Kowloon
Website: (i) www.5620333.com
(ii) www.ikonfx.hk
(iii) www.ikonfx.cc
Remarks: The company provides the above invalid Hong Kong address on its website.
Add date: 5 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: David & Maria Limited
Type: Unlicensed entities
Address(es): Shield Industrial Centre 31-35, Chai Wan Kok Street Tsuen Wan, New Territories, Hong Kong
Website: www.davidmarialimited.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 7 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dawson & Crane Incorporated
Type: Unlicensed entities
Address(es): 37th Floor, The Center, 99 Queen’s Road Central, Hong Kong
Website: www.dawsoncrane.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Formount Trading Ltd for settlement and is apparently associated with Source One International, another unlicensed entity on the Alert List.
Add date: 23 Jul 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dawson and Raymond M & A
Type: Unlicensed entities
Address(es): 82 Queen's Road, Hong Kong, 2080 0888
Website: www.dawsonandraymondma.com
Remarks: The company's Hong Kong address is invalid.
Add date: 19 Oct 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Days of Gold Company Ltd
Type: Unlicensed entities
Website: www.goldtfa.com
www.goldtf.com
Remarks: The company falsely claims that it is licensed by the SFC.
Add date: 2 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: De Verre Lloyd & Co Ltd
Type: Unlicensed entities
Address(es): 15th Floor Cerulean Tower
26-1 Sakuragaoka-cho
Shibuya-ku
Tokyo 150-8512
Japan

Unit# 35142 Citic Square
1168 Nanjing Road (West)
Shanghai 200041
China

36/F Menara Maxis
Kuala Lumpur City Centre
Kuala Lumpur 50088
Malaysia
Remarks: The company appears to target Hong Kong investors.
Add date: 22 Oct 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Decatur International, Inc.
Type: Unlicensed entities
Address(es): 31/F Jin Mao Tower
88 Shi Ji Avenue, Pudong
Shanghai, 200120
China
Website: www.decaturinternational.com
Remarks: The company appears to target Hong Kong investors.
Add date: 21 Sep 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Deep Blue Group
Type: Unlicensed entities
Address(es): (i)Deep Blue Group Corporate Center, Calle de la Ribera del Loira, 28042 Madrid, Spain
(ii)2-7-5 Toranomon Minato-ku, Tokyo 105-0001 Japan
Website: www.deepbluegroup.com
Remarks: The company uses Hong Kong bank accounts in the names of Advantage Worldwide Limited, Aim Crown Limited and Cheer Standard Limited for settlement. It is apparently associated with The Woo Group, another unlicensed entity on the Alert List.
Add date: 8 Sep 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Delacorte Dubois and Company Limited
Type: Unlicensed entities
Address(es): South Quay Plaza, 183 Marsh Wall, London E14 9SR, England
Website: delacortedubois.com
Remarks: The company uses a bank account in Hong Kong in the name of DH Corporation Limited for settlement.
Add date: 10 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Delacour Investments
Type: Unlicensed entities
Address(es): 11th Floor, Guangdong Finance Building, Connaught Road West, Sheung Wan, Hong Kong
Website: www.delacourinvest.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 7 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Delta Continental
Type: Unlicensed entities
Address(es): 18th Floor, One Exchange Square, 8 Connaught Place Central, Hong Kong
Website: www.deltacontinental.com
Remarks: The company gives the above address but it is not located there.
Add date: 18 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Denison Newbrook Reid
Type: Unlicensed entities
Address(es): Suite 3510, 35/F, Gloucester Tower, The Landmark, 15 Queen's Road Central, Hong Kong
Website: www.denisonnewbrookreid.com
Remarks: The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong in the name of Ryan Jensen for settlement.
Add date: 29 May 2013
Last Update Date: 2 Sep 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Department of Foreign Securities
Type: Fake regulators and/or market operators
Address(es): 11th Floor, Yurakucho Bldg, 10-1, Yuraku-cho 1-chome, Chiyoda-ku, Tokyo, 100-0006
Website: www.dfsasia.org/
Remarks: An entity listed on the cold caller alert list of Financial Services Agency in Japan. The company falsely claims to be a financial regulator.
Add date: 17 Jul 2015
Name: DES Options
Type: Unlicensed entities
Address(es): AIG Umeda Bldg., 1-27 Chayamachi, Kita-ku, Ohsaka-shi, Osaka 530-0013
Website: www.desoptions.com
Remarks: The company apparently uses bank account in the name of Heathway Limited, another unlicensed company on the Alert List, for settlement.
Add date: 16 Jun 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Devlin Stern & Associates
Type: Unlicensed entities
Address(es): 3705 Bank of America Tower, Suite 522
No. 12 Harcourt Road
Hong Kong
Website: www.devlinstern.com
Add date: 21 Jul 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Devonshire & Douglas Capital Partners
Type: Unlicensed entities
Address(es): i) Exchange Square, 8 Connaught Place, Central, Hong Kong

ii) Centro Empresarial Torres de Lisboa, Rua Tomas da Fonseca, Lisbon 1600-209, Portugal
Website: www.devonshiredouglas.com
Remarks: The company’s Hong Kong address is incomplete. It also uses a bank account in Hong Kong in the name of Asian Green Technology Holdings Limited for settlement.
Add date: 27 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Digits Financial Hong Kong Company
Type: Unlicensed entities
Address(es): 32/F, Two International Finance Centre
8 Finance Street, Central Hong Kong
Website: www.digitsfinancial-hk.com
Remarks: The company falsely claims to be an investment firm invested by the Hong Kong Government. It provides the above address but it is not located there.
Add date: 8 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dingfeng International Corporation
Type: Unlicensed entities
Address(es): 38/F, International Finance Centre, 8 Finance Street, Central
Website: www.dingfeng.hk
www.dingfenghk.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 6 Dec 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dinosaur Assets Management (HK) Limited
Type: Unlicensed entities
Website: (i) www.dinosaurgroup.co.uk
(ii) www.dinoforex.com
Remarks: The company claims to have Hong Kong presence by providing a Hong Kong telephone number that belongs to a business centre. It is apparently associated with Dinosaur Investor Services (UK) Limited, another unlicensed entity on the Alert List.
Add date: 21 Aug 2013
Last Update Date: 26 Sep 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dinosaur Investor Services (UK) Limited / Dinosaur Investor Services
Type: Unlicensed entities
Address(es): 30 Ironmongers Place, London, E14 9YD, UK
Website: (i) www.dinosaurgroup.co.uk
(ii) www.dinoforex.com
Remarks: It is apparently associated with Dinosaur Assets Management (HK) Limited, another unlicensed entity on the Alert List.
Add date: 21 Aug 2013
Last Update Date: 26 Sep 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Diversified Assets Authority
Type: Fake regulators and/or market operators
Website: www.daauthority.com
Remarks: The company falsely claims to be a financial regulator.
Add date: 26 Oct 2011
Name: Diversified Capital
Type: Unlicensed entities
Address(es): 18th Floor, One International Finance Centre
1 Harbour View Street, Central, Hong Kong
Remarks: The company is apparently associated with International Securities & Futures Commission which is a fake regulator on the Alert List. The above Hong Kong address belongs to a business centre.
Add date: 29 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dividium Asia Limited
Type: Unlicensed entities
Address(es): i) Suite 813, 8/F,
Hollywood Plaza,
613 Nathan Road,
Kowloon, Hong Kong

ii) Unit 1605-6, 16/F Multifield Plaza,
3-7A Prat Avenue, Tsim Sha Tsui
Kowloon
Remarks: The company gives the above Hong Kong addresses but it is not located there. It is apparently associated with Dividium Capital Group International, another unlicensed entity on the Alert List.
Add date: 3 Jan 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dividium Capital Group International
Type: Unlicensed entities
Address(es): Suite 813, 8th Floor, Hollywood Plaza
610 Nathan Road, Kowloon, Hong Kong
Website: www.dividiumgroup.ru
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 9 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: DKM Global Management, Inc
Type: Unlicensed entities
Address(es): 1 Lan Kwai Fong
Central
Hong Kong
Remarks: The company gives the above address but it is not located there.
Add date: 18 Aug 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: DM INDEX
Type: Suspicious websites
Address(es): 5/F, Malahon Centre, 12 Stanley Street, Central
Website: www.m823.com
Remarks: The Chinese name and address posted on the website belong to Malahon Securities Limited, an SFC licensed corporation.
Add date: 19 Jul 2013
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Donavan & Yung Partners
Type: Unlicensed entities
Address(es): 1805 Wheelock House
20 Pedder Street, Central
Hong Kong

The above address belongs to a business centre.
Website: www.donavanyung.com
Remarks: The company also referred investors to an agency named International Compliance Centre in the United States (website: www.intcomplaintcenter.org).
Add date: 27 Feb 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dongyin Futures Brokerage Company Limited
Type: Unlicensed entities
Address(es): 83 Dex Voeux Road Central
Hong Kong
Website: www.dongyinfutures.com
Remarks: The company's website makes reference to Hong Kong Derivatives Exchange ("HKDEX") and Options and Futures Trade Commission ("OFTC"). HKDEX and OFTC have made false claims that they are respectively a commodities exchange and a commodities regulator in Hong Kong. The company's Hong Kong address is incomplete.
Add date: 17 Jul 2007
Last Update Date: 5 Feb 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Douglas Baker & Co
Type: Unlicensed entities
Address(es): 800-615 West Broadway Ave
Vancouver, B C
Canada V5Z 4C2
Remarks: The company appears to target Hong Kong investors.
Add date: 22 Mar 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Doyle Hutton Associates
Type: Unlicensed entities
Address(es): K. Wah Centre, 191 Java Road, North Point, Hong Kong
Website: www.doyle-hutton-associates.com
Remarks: The company's Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Cedan Limited, Neutra Limited and Trident Limited for settlement.
Add date: 7 Mar 2014
Last Update Date: 29 Apr 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) DP Consulting Group
Type: Unlicensed entities
Address(es): 25/F, Wu Chung House, 213 Queen’s Road East, Wanchai, Hong Kong
Website: www.dpconsultinggroup.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 6 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Drexel Asset Management
Type: Unlicensed entities
Address(es): Suite 1202 Forever Tower
941 Jiaozhou Road
Shanghai 200060
China

4/F East Tower
Otemachi First Square, 1-5-1
Otematchi, Chiyoda-ku
Tokyo 100-0004
Japan

Level 11, Parkwest Bldg
6-12-1 Nishi-Shinjuku
Tokyo 160-0023
Japan

Level 36, Menara Citibank
165 Jalan Ampang
50450 Kuala Lumpur
Malaysia
Remarks: The company was warned by The Banking and Finance Commission, Belgium, The Commission de Surveillance du Secteur Financier, Luxembourg and Malta Financial Services Authority for its unauthorised act to make unsolicited cold calls inviting persons to invest in foreign securities. The company is also on the "List of known unlicensed overseas cold callers" of The Financial Services Agency, Japan.
Add date: 30 Jul 2003
Last Update Date: 12 Nov 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dreyfus Capital
Type: Unlicensed entities
Add date: 2 Nov 2000
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: DS Forex
Type: Unlicensed entities
Address(es): 502 Arion Commercial Centre, 2-12 Queen's Road West, Hong Kong
Website: www.dsforex.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with IC Markets Hong Kong, another unlicensed entity on the Alert List.
Add date: 12 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Duke International Asset Management Company Limited
Type: Unlicensed entities
Website: www.dukehk.com
Remarks: It is apparently associated with AIA Group Investment Guarantee Limited, another unlicensed entity on the Alert List.
Add date: 14 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dupont Securities
Type: Unlicensed entities
Address(es): Platz 4, Langenbold, Switzerland 6039
Website: www.dupontsecurities.com
Remarks: The company falsely claims to be a private equity firm with an operating office in Hong Kong. It uses a bank account in Hong Kong in the name of Eagle Smart Holdings Limited for settlement. It is apparently associated with Stowford & Proctor Asset Management, another unlicensed entity on the Alert List.
Add date: 12 Jul 2013
Last Update Date: 4 Oct 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dynamic Wealth Management
Type: Unlicensed entities
Address(es): Schützengasse 4, 8001 Zürich, Schweiz
Website: www.dynamicwmanagement.com
Remarks: The company appears to target Hong Kong investors.
Add date: 18 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Dynasty International Acquisitions
Type: Unlicensed entities
Address(es): 777 Lexington Ave, 2nd Floor
New York NY 10021
United States
Add date: 16 Dec 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: E Ming Inc. Limited
Type: Unlicensed entities
Address(es): 1212, 12/F., Wing On Plaza, 62 Mody Road, Tsim Sha Tsui East, Kowloon, Hong Kong
Remarks: The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong in the name of Zhiyi Group Limited for settlement.
Add date: 23 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: E-Money Balance Trustworthy Group Inc.
Type: Unlicensed entities
Address(es): 501 Silverside Rd Ste 105 Wilmington, DE 19809
Website: http://emb.imbark.org
Add date: 4 Dec 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: E-Trader Limited
Type: Unlicensed entities
Remarks: The company acts as the settlement agent for Bergstein Financial, another unlicensed entity on the Alert List.
Add date: 11 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: e.go Trade Incorporated
Type: Unlicensed entities
Address(es): 31/F Jin Mao Tower
Pudong, Shanghai 200120
China

Otemachi First Square
East Tower 4/F, 1-5-1 Otemachi, Chiyoda-ku
Tokyo 100-0004, Japan
Remarks: The company appears to target Hong Kong investors. On 10 June 2004, the Bangkok South Criminal Court convicted 7 persons who had illegally conducted boiler room activities in Thailand under the names of the Brinton Group, Sigama Capital Management, Lincoln Financial and e.go Trade Incorporated. Please refer to the SEC News Release No.42/2004 of the Thai SEC for details.
Add date: 20 Dec 2001
Last Update Date: 15 Jun 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: e.gotrade
Type: Unlicensed entities
Remarks: The company settled its transactions through bank accounts in Hong Kong.
Add date: 21 Feb 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Eagle Faith Corporation Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Earnest & Medwell International
Type: Unlicensed entities
Address(es): West Gate Tower, 7 Wing Hong Street, Cheung Sha Wan, Hong Kong
Website: www.earnest-medwell-international.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 26 Aug 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: East Cape Mining Corporation
Type: Unlicensed entities
Address(es): i) 40 Bank Street, Canary Wharf, Level 18 40 Bank Street, London E14 5NR, United Kingdom
ii) Hong Kong Club, Building 3A, Charter Road, Central, Hong Kong
Remarks: The company's Hong Kong address is invalid.
Add date: 14 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: East-Tech Trading
Type: Unlicensed entities
Address(es): 88 Century Avenue Pudong District, Shanghai, PRC
Website: www.east-techtrading.com
Remarks: The company maintains a bank account in Hong Kong in the name of Sigma Venture Group for settlement.
Add date: 3 Jan 2011
Last Update Date: 22 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Eastleigh International Limited
Type: Unlicensed entities
Address(es): Suite 1601-16
Kinwick Centre
32 Hollywood Road
Central, Hong Kong

The company represents it has office or mail address in Spain as well.
Add date: 2 Nov 2000
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Eastridge Associates
Type: Unlicensed entities
Address(es): Suite B, Ho Lee Commercial Building, 38 D’Aguilar Street, Central, Hong Kong
Website: www.eastridgeassociates.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 24 Nov 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Easylink Management Ltd
Type: Unlicensed entities
Address(es): B1502-1503 Jinfeng Building Tower, 5015, Shennan East Road, Louhu District, Shenzhen, 518000 Guangdong, China
Website: www.easylinktransfer.com
Remarks: The company is apparently associated with Lead Global Limited, another unlicensed entity on the Alert List.
Add date: 10 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Easystar Forex Investment Limited
Type: Unlicensed entities
Address(es): 18/F, Commercial Building
35 Queen's Road Central
Hong Kong

Room 1901-1902, A Block
PengRun Building
26 Xiaoyun Road
Chaoyang District
Beijing
China

The company also claims to have many branch offices in Hong Kong.
Website: www.etradex.com.hk
Add date: 17 Nov 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Easystar Int'l Holdings Limited
Type: Unlicensed entities
Address(es): 18/F, Commercial Building
35 Queen's Road Central
Hong Kong

Room 1901-1902, A Block
PengRun Building
26 Xiaoyun Road
Chaoyang District
Beijing
China

The company also claims to have many branch offices in Hong Kong.
Website: www.etradex.com.hk
Add date: 17 Nov 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Easystar Securities Limited
Type: Unlicensed entities
Address(es): 18/F, Commercial Building
35 Queen's Road Central
Hong Kong

Room 1901-1902, A Block
PengRun Building
26 Xiaoyun Road
Chaoyang District
Beijing
China

The company also claims to have many branch offices in Hong Kong.
Website: www.etradex.com.hk
Add date: 17 Nov 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Eaton Capital Americas
Type: Unlicensed entities
Address(es): 1. 12 Calle 1-25, Zona 10
Torre Sur, Oficiana 1107
Gemimis International Mall
Guatemala City
Guatemala

2. Bank Centre, Citibank Torony
1054 Szabadsag ter 7
Budapest, Hungary
Website: www.eatoncapitalamericas.com
Remarks: The company appears to target Hong Kong and Singapore investors and maintain a bank account in the name of Eaton Capital Americas Inc. in Hong Kong for settlement.
Add date: 28 May 2007
Last Update Date: 14 Feb 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: eBay
Type: Phishes
Remarks: The company claims to represent eBay sending emails to certain members of the public because their accounts had been used to make fake bids at eBay. Recipients are required to provide information for account verification. It is not related to eBay Inc., USA.
Add date: 22 Jun 2005
Name: Eden Financial Group
Type: Unlicensed entities
Address(es): 1 Wang Yuen Street
Kowloon Bay
Hong Kong
Website: www.eden-fg.com
Remarks: The website provides fraudulent profiles of their company directors and some of the biographies are copied from genuine companies which have no relationship with the company. The company's Hong Kong address is incomplete.
Add date: 13 Nov 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Edenbridge International Limited
Type: Unlicensed entities
Remarks: Macmillan Frasier, another entity on Alert List, uses this company's bank account in Hong Kong for settlement.
Add date: 3 Feb 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Edenville Consultancy Limited
Type: Unlicensed entities
Website: www.edenvilleurope.com
Add date: 17 Jan 2006
Last Update Date: 31 Mar 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Edgar International Company Limited
Type: Unlicensed entities
Address(es): Unit 503, Silvercord Tower 2, 30 Canton Road, Tsimshatsui, Kowloon, Hong Kong
Website: www.edgar-international.org
Remarks: The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong for settlement.
Add date: 13 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Edge Capital Markets
Type: Unlicensed entities
Address(es): 1) International Commercial Centre, 11th Floor, 1 Austin Road West, Kowloon, Hong Kong
2) Cambourne Business Park, Cambourne Road, Cambridge CB23 6DW
Website: www.edgecmltd.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 12 Dec 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Edward Jones Group
Type: Unlicensed entities
Address(es): Financial Center at the Gardens, 3801 PGA Boulevard, Floor 600, Palm Beach Gardens, Florida 33410
Website: www.edwardjonesgroup.com
Remarks: It uses a Hong Kong bank account in the name of S.P.Traders for settlement. It is apparently associated with S.P. Transfer and Traders, another unlicensed entity on the Alert List.
Add date: 23 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: EFD Financial Group Company Limited
Type: Unlicensed entities
Address(es): Level 19, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.efdtrading.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 9 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: EFG Associates
Type: Unlicensed entities
Address(es): Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.efg-associates.net
Remarks: The company gives the above Hong Kong address but it is not located there. It is not associated with EFG Bank AG, a licensed bank in Hong Kong.
Add date: 5 Feb 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ehrman-Loeb
Type: Unlicensed entities
Address(es): Tsimshatsui Centre, East Wing, 66 Mody Road, Tsimshatsui East, Kowloon, Hong Kong
Website: www.ehrman-loeb.com
Remarks: The company gives the above address but it is not located there.
Add date: 18 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Elan Financial Group Limited
Type: Unlicensed entities
Address(es): Room 1701, 17/F, Henan Building, 90 Jaffe Road, Wan Chai, Hong Kong
Website: www.yilongjinrong.com
Remarks: The company provides the above address, but it is not located there.
Add date: 16 Dec 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Electronic Capital Markets Limited
Type: Unlicensed entities
Address(es): 141 West Jackson Blvd, Suite 1250
Chicago IL 60604
USA
Website: www.ecmforex.com
Remarks: The company appears to target mainland China investors and it uses bank accounts in the above name or ECM Trading Limited in Hong Kong, London, Canada and United States.
Add date: 7 Mar 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Electronic Money Inc.
Type: Unlicensed entities
Address(es): Level 18, One International Finance Centre, 1 Harbour View St, Central District, Hong Kong
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with Softchange Inc., Fast Gold Inc., Fast Gold Exchange and Pays Gold Inc., which are entities on the Alert List.
Add date: 2 Aug 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Elliott & Partners Advisory (HK) Limited
Type: Unlicensed entities
Address(es): 3510 Exchange Square
8 Connaught Place
Hong Kong
Website: www.elliott-partners.com
Remarks: The company gives an invalid Hong Kong address. It falsely purports to be the same as another SFC-licensed corporation, Elliott Advisors (HK) Limited.
Add date: 23 Nov 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ellis Stanley Alden
Type: Unlicensed entities
Address(es): Wheelock House, 20 Pedder Street, Central, Hong Kong
Website: www.esaglobalservices.com
www.ellis-alden.com
Remarks: The company is also known as Ellis Alden/ESA Global. Its Hong Kong address is incomplete.
Add date: 22 Feb 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Emerald Worldwide Holdings Inc.
Type: Unlicensed entities
Address(es): Room 308, Honwell Commercial Centre
119 Connaught Road Central
Hong Kong

Room 706, Hermes Commercial Centre
4A Hillwood Road
Tsim Sha Tsui
Kowloon
Add date: 28 Sep 2004
Last Update Date: 11 May 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Emma & Ethan Limited
Type: Unlicensed entities
Address(es): De fu Daozhong, 136, Level 9-12, Des Voeux Road Central, Hong Kong
Website: www.emmaethanlimited.com
Remarks: The Hong Kong address provided on the company’s website is invalid.
Add date: 6 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Emmerson Bennett
Type: Unlicensed entities
Address(es): 30/F, Central Plaza
18 Harbour Road, Wanchai
Hong Kong
(The company is not located there.)

545, 5th Avenue
New York City
New York 10018
U.S.A.
Website: www.emmersonbennett.net
Remarks: The company uses a bank account in Hong Kong in the name of Key Profit International Ltd. The company is also known as Emmerson Bennett Trading Group Limited.
Add date: 29 Oct 2003
Last Update Date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Endeavor International Limited
Type: Unlicensed entities
Website: www.endeavorplan.com
Add date: 23 Jun 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Endeavour Fund
Type: Unlicensed entities
Address(es): (i) Metro Plaza Tower 2, 223 Hing Fong Road, Kwai Chung, New Territories, Hong Kong
(ii) The West Wing, The Philippine Stock Exchange, Exchange Road, Ortigas Center, Pasig City, Metro Manila, Philippines
Website: www.endeavour-fund.com
Remarks: The company's Hong Kong address is incomplete. It is apparently associated with Offshore Transfers Limited and Fraser Mackenzie Transfer Company, two other unlicensed entities on the Alert List, and uses a bank account in Hong Kong in the name of Fraser Mackenzie for settlement.
Add date: 8 Sep 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Energy Development Global Limited
Type: Unlicensed entities
Address(es): Level 19, Two International Finance Centre
8 Finance Street, Central, Hong Kong
Website: www.energydevelopmentglobal.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 20 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: EquiAsia Group Limited
Type: Unlicensed entities
Address(es): Level 28, Shinagawa Intercity Building, Tower A, 2-15-1 Konan, Minato-Ku, Tokyo 108-6028, Japan.
Website: www.equiasiagroup.net
Remarks: The company appears to target Hong Kong investors.
Add date: 11 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Equity-1 Limited
Type: Unlicensed entities
Address(es): Rooms 2002A and 2009, Tower 1, Lippo Centre, 89 Queensway, Admiralty, Hong Kong

The company also gives an address in Bank of China Tower in Hong Kong which belongs to a business centre. The business centre has now terminated its extension of facilities to the company.
Remarks: The company appears to target Hong Kong investors.
Add date: 9 Jan 2002
Last Update Date: 18 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: etoile Consulting Group
Type: Unlicensed entities
Address(es): 19B, One Capital Place, 18 Luard Road, Wanchai, Hong Kong
Website: www.etoileam.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 30 Apr 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Eurasia Capital Management
Type: Unlicensed entities
Address(es): 19/F, IFC 2, 8 Finance Street, Central, Hong Kong
Website: www.eurasiacapitalmanagement.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 12 Jan 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Eurasia Trade
Type: Unlicensed entities
Address(es): The Arch, Level 15, 1 Austin Road West, Hong Kong
Remarks: The company's Hong Kong address is an incomplete residential address.
Add date: 18 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Euro Pacific Trade
Type: Unlicensed entities
Remarks: The company acted as a clearing house for Hentsch & Muller, another unlicensed entity on the Alert List.
Add date: 1 Feb 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Euro Yen Usd
Type: Suspicious websites
Website: www.euroyenusd.com
www.jardinesinvestment.com
www.bocventures.com
Remarks: The company claims to be formerly known as Jardines Investment. Both Euro Yen Usd and Jardines Investment are not associated with Jardine Matheson group.
Add date: 4 Mar 2005
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Eurocentral Union
Type: Unlicensed entities
Address(es): Stanborrough Park
Wartford Hearths WD24 92
London
United Kingdom
Add date: 18 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: European Private Equity Consultants
Type: Unlicensed entities
Address(es): 604 Gran Via Corts Catalanas
08007 Barcelona, Spain
Remarks: The company appears to target Hong Kong investors.
Add date: 8 Mar 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Evan Thompson Advisory
Type: Unlicensed entities
Address(es): Suite 1101, International Finance Centre 7 Finance Street, Central, Hong Kong
Website: www.evan-thompson.com
Remarks: The company’s Hong Kong address is incorrect.
Add date: 27 May 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Evans and Stern Corporation
Type: Unlicensed entities
Website: www.evansandstern.com
Remarks: The company is apparently associated with Global Transfer Corporation, another unlicensed entity on the Alert List.
Add date: 9 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Evanson Asset Management
Type: Unlicensed entities
Address(es): Unit A, 16/F, CMA Building, 64-66 Connaught Road, Central, Hong Kong
Website: www.evansonassetmanagement.com
Remarks: The target company is not associated with Evanson Asset Management in the USA, which is registered with the Securities and Exchange Commission. The company gives the above Hong Kong address but it is not located there.
Add date: 19 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Everchamp (Group) Investment Co., Ltd.
Type: Unlicensed entities
Address(es): Level 12, China Minmetals Tower, 79 Chatham Road South, Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.everchampgroup.com
Remarks: The company gives the above Hong Kong address, which belongs to a business centre. It is apparently associated with Fortune Bullion Co., Ltd., Goldex Asia Company Limited, Max Global Bullion Ltd., Sunny Bullion Limited, The Palm Gold Group Co., Ltd. and Win Star (Asia) Holdings Co., Ltd., other unlicensed entities on the Alert List.
Add date: 6 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Experia Management Group/ Experia Management Group (HK)
Type: Unlicensed entities
Address(es): Enterprise Square Three, 39 Wang Chiu Road, Kowloon Bay, Hong Kong
Website: www.experia-group.com
Remarks: The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Denvier Limited, Redington Limited, Tricorp Limited and Zeriten Limited for settlement.
Add date: 23 Sep 2015
Last Update Date: 20 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: F-Easy Investments Co
Type: Unlicensed entities
Website: www.f-easy.com
Remarks: The company gives an address in Hong Kong which belongs to a business centre. The company also appears to be associated with Gather Business Forex Investments Ltd.
Add date: 1 Jun 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Factor Ten Financial
Type: Unlicensed entities
Address(es): 30th Floor, Central Plaza
18 Harbour Road
Wanchai
Hong Kong
Website: www.factortenfinancial.com
Remarks: The company gives the above address but it is not located there.
Add date: 1 Nov 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Faithway Limited
Type: Unlicensed entities
Address(es): Amtel Building
148 Des Voeux Road
Central, Hong Kong
Remarks: The company's Hong Kong address is incomplete. It is apparently associated with Shanghai Mercantile Exchange, another entity on the Alert List.
Add date: 22 Apr 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Famex Financial
Type: Unlicensed entities
Address(es): 9/F, Henan Building, 17-19 Luard Road
Wan Chai, Hong Kong
Website: www.famexfinancial.com
Remarks: The company is related to two other unlicensed entities on the Alert List, namely, Markets Central and MY FX STAR. The above Hong Kong address belongs to a business centre.
Add date: 19 Mar 2010
Last Update Date: 26 Apr 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Farber Pakenham and Associates
Type: Unlicensed entities
Address(es): 16 Centre Street
Concord
New Hampshire
03301 USA
Remarks: The company appears to target Hong Kong investors.
Add date: 2 Jun 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fast Gold Exchange
Type: Fake regulators and/or market operators
Website: http://fast-goldex.webs.com
Remarks: The company is apparently associated with Electronic Money Inc., Fast Gold Inc. and Pays Gold Inc., which are unlicensed entities on the Alert List.
Add date: 2 Aug 2012
Name: Fast Gold Inc.
Type: Unlicensed entities
Website: http://fast-goldex.webs.com
Remarks: The company is apparently associated with Electronic Money Inc., Fast Gold Exchange and Pays Gold Inc., which are entities on the Alert List.
Add date: 2 Aug 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Federal Capital Inc.
Type: Unlicensed entities
Address(es): 459 Columbus Avenue, New York, NY 10024
Website: www.federalcap.us
Remarks: The company appears to target Hong Kong investors.
Add date: 26 Oct 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Feldman, Mackie & Chan LLC
Type: Unlicensed entities
Address(es): 7 Garden Road
Central
Hong Kong
Website: www.feldmanmackiechan.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 22 Dec 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fibonacci International Hong Kong Limited
Type: Unlicensed entities
Address(es): Room 1906, 19/F, China Insurance Group Building,
141 Des Voeux Road Central, Hong Kong
Website: www.fibo-int.com
Remarks: The company gives the above Hong Kong address which belongs to a company secretarial service firm.
Add date: 4 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: FIL Investment Management
Type: Unlicensed entities
Address(es): Hopewell Center, Queens Road East, Hong Kong
Website: www.filinvestments.com
Remarks: The company's Hong Kong address is incomplete. It is not associated with FIL Investment Advisors and FIL Investment Management (Hong Kong) Ltd, both are SFC-licensed corporations.
Add date: 10 Oct 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: FIN Alliance Ltd
Type: Unlicensed entities
Address(es): Unit 10-18, 32/F Tower 1, Millennium City 1, 388 Kwun Tong Road, Kwun Tong, Kowloon
Website: www.finalliance.com
Remarks: The company's Hong Kong address belongs to a business centre. It is apparently associated with Alta Technology Limited, an entity on the SFC’s Alert List.
Add date: 16 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Final Hurdle Ltd
Type: Unlicensed entities
Address(es): Berkley Square House, Berkley Square, London, W1J 6BD, UK
Website: www.final-hurdle.com
Remarks: The above company is not associated with Final Hurdle Ltd, a Financial Services Authority authorised firm in the UK. The above company uses a Hong Kong bank account in the name of Avesta Ltd for settlement.
Add date: 31 Aug 2011
Last Update Date: 1 Jan 1970
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Finance Your Dream Limited trading as Royalty7
Type: Unlicensed entities
Address(es): PO Box 170, Business Park, Douglas, Isle of Man IM99 1PG
Website: www.royalty7.com
Remarks: The company uses a trading name of Royalty7. The Isle of Man’s Financial Supervision Commission has clarified that the above address belongs to a department of the Isle of Man Government that has no known link with the above company. The company uses a bank account in Hong Kong in the name of APEC Corporation Limited for settlement.
Add date: 19 Sep 2012
Last Update Date: 27 Sep 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Financial Center Partners
Type: Unlicensed entities
Address(es): Jardine House, 1 Connaught Place, Central, Hong Kong
Website: www.financialcenterpartners.com
Remarks: The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of UNI Concord Limited for settlement.
Add date: 23 Sep 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Financial Market Authority of Hong Kong
Type: Fake regulators and/or market operators
Address(es): One Landmark East
100 How Ming Street
Kwun Tong, Hong Kong
Website: www.fmahk.org
Remarks: The company falsely claims it was established as the regulator for non-bank financial services sector and provides the above incomplete Hong Kong address. It is apparently associated with Shin Futures, another unlicensed entity on the Alert List.
Add date: 18 Feb 2010
Name: Financial Markets Supervisory Authority of Hong Kong
Type: Fake regulators and/or market operators
Address(es): Unknown
Website: http://fmsahk.org
Remarks: The company falsely claims to be a financial regulator in Hong Kong.
Add date: 12 Apr 2011
Name: Financial Securities International Ltd
Type: Unlicensed entities
Address(es): Room 2903, Tower 1
Admiralty Centre
Hong Kong
Add date: 29 Jan 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Financial Services Association
Type: Unlicensed entities
Remarks: The company is apparently associated with Alpha Trade and Trade Association, which are unlicensed entities on our Alert List.
Add date: 11 Dec 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Financial Services Regulator of Hong Kong
Type: Fake regulators and/or market operators
Address(es): HK Diamond Exchange Building
8 Duddell Street, Central
Hong Kong
Website: www.fsrhk.org
Remarks: The company falsely claims to be a regulator in Hong Kong and provides the above incomplete Hong Kong address.
Add date: 28 Sep 2009
Name: FIndex9.com Limited
Type: Unlicensed entities
Address(es): 12/F, The Center, 100 Queen’s Road Central, Hong Kong
Website: www.findex9.com/ www.findex6.com
Remarks: The company’s Hong Kong address is invalid. It is apparently associated with IGK Broker Limited, another unlicensed entity on the Alert List.
Add date: 20 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Finnciti/ SMI Global Capital Ltd
Type: Unlicensed entities
Address(es): 1. 11/F, Kyoei Commercial Building, 3 Hillwood Road, Tsim Sha Tsui, Kowloon, Hong Kong
2. Room 1102, Albion Plaza, 2-6 Granville Road, Tsim Sha Tsui, Kowloon, Hong Kong
Website: 1. www.finnciti.com
2. www.smicap.com
3. www.smicap.net
Remarks: The company gives the above Hong Kong addresses but it is not located at any of them.
Add date: 13 Apr 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: First Chartered Capital
Type: Unlicensed entities
Address(es): IBM Tower, 14/F
Pacific Century Place
2A Workers Road North
Beijing, PRC 100027
Add date: 4 Mar 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: First Colonial Management
Type: Unlicensed entities
Address(es): 17 Ensign House
Admirals Way, London
England, E14 9XQ
Add date: 27 Apr 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: First Federal Banking Corporation
Type: Unlicensed entities
Address(es): Room 6, 35/F
Bank of America Tower
12 Harcourt Road
Central, Hong Kong
Add date: 23 Jun 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: First Inc Limited
Type: Unlicensed entities
Address(es): Tower 2, Exchange Square, 8 Connaught Place, Hong Kong
Website: www.firstincltd.com
Remarks: The company’s Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of SGS Global Ltd for settlement.
Add date: 23 Jun 2011
Last Update Date: 28 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: First Laurel Capital
Type: Unlicensed entities
Address(es): Units 1207-08, 12/F, Bank of America Tower, 2 Harcourt Road, Central, Hong Kong
Website: www.ffbc-flc.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 27 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: First Prime Group Ltd
Type: Unlicensed entities
Address(es): 6-1-6-503 Minami-Aoyama
Minato-Ku, Tokyo
Japan
Website: www.firstprimegroup.com
Remarks: Unknown persons claiming to be the brokers of First Prime Group Ltd lured investors into investing in some high yield securities. Investors were told to remit money into its or Pacific Wealth Global Ltd's bank account maintained at a bank in Hong Kong.
Add date: 18 May 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: First Prime International Ltd
Type: Unlicensed entities
Address(es): 6-1-6-503 Minami-Aoyama
Minato-Ku, Tokyo
Japan
Website: www.firstprimegroup.net
Remarks: It had been included in the "Cold Calling" section of the Investors Alert of Financial Services Agency in Japan.
Add date: 18 May 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: First Standard Management
Type: Unlicensed entities
Address(es): 20th Floor, Central Tower, 28 Queen’s Road, Central, Hong Kong
Website: www.first-standard.net
www.firststandardmanagement.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 28 Nov 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: First Swiss Financial Management AG
Type: Unlicensed entities
Address(es): Gessnerallee 48
CH-8001 Zurich
Switzerland
Remarks: The company appears to target Hong Kong investors.
Add date: 6 Jul 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: First Trade Europe
Type: Unlicensed entities
Address(es): 1)7th Floor, International Commercial Centre, 1 Austin Road West, Kowloon, Hong Kong 2)Cambourne Business Park, Cambourne Road, Cambridge CB23 6DW, UK
Website: www.fteuk.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 16 Dec 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Firstmax Trading Limited
Type: Unlicensed entities
Remarks: The company may be associated with Global Strategy Management. Its bank account in Hong Kong is also used by Global Strategy Management for trade settlement.
Add date: 8 Dec 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fisher Sterling International Limited
Type: Unlicensed entities
Address(es): Room 302, Hung Kei Mansion
5-8 Queen Victoria Street
Central, Hong Kong
Add date: 12 Dec 2000
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: FKL Investments
Type: Unlicensed entities
Address(es): Fourseas Building
208-212 Nathan Road
Kowloon, Hong Kong
Website: www.fkltz.com
Remarks: The company gives the above incomplete address but it does not operate in Hong Kong.
Add date: 19 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Flagship Consolidated
Type: Unlicensed entities
Address(es): 663 King's Road, Hong Kong
Website: www.flagshipcsld.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 31 Mar 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Flex Capital Partners
Type: Unlicensed entities
Address(es): World Wide House, 19 Des Voeux Road Central, Hong Kong
Website: www.flexcapitalpartners.com
Remarks: The company's Hong Kong address is incomplete. It is apparently associated with Kendall Morgan Partners, another unlicensed entity on the Alert List, and uses a bank account in Hong Kong in the name of Supreme Wisdom Corporation Limited for settlement.
Add date: 27 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Focus (AIM) Limited
Type: Unlicensed entities
Address(es): Suite 210, Coborn House
3 Coborn Road, Docklands
London E3 2DA
Remarks: The company appears to target UK investors and uses two bank accounts in the names of GS Sound Management Limited and Zs Holdings Limited in Hong Kong for settlement.
Add date: 11 Oct 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Foland Hampton International Finance Co Ltd
Type: Unlicensed entities
Address(es): 23/F B07 Hover Industrial Building, No. 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong
Website: www.flkl8.com
Remarks: The company is not associated with Franklin Templeton Investments (Asia) Limited, an SFC licensed corporation. The company gives the above Hong Kong address, which belongs to a secretarial company.
Add date: 28 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fong & Marcus Mergers and Acquisitions
Type: Unlicensed entities
Address(es): 1101 Yue Shing Commercial Building
15-16 Queen Victoria Street, Central
Hong Kong
Website: www.fongma.com
Remarks: The company gives the above address but it is not located there. It also uses another name “Wang Lee Mergers & Acquisitions”.
Add date: 2 Dec 2005
Last Update Date: 8 Dec 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Forbes Private Capital Group (HK)
Type: Unlicensed entities
Address(es): Unit 1602, 16/F, Tower 1, Enterprise Square, 9 Sheung Yuet Road, Kowloon Bay, Kowloon, Hong Kong
Website: www.fpcghk.com
Remarks: The company gives the above address, but it is not located there.
Add date: 23 Mar 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Foreign Currency International
Type: Unlicensed entities
Address(es): 27 Suhkumvit Soi 20
Bangkok 10110
Thailand
Add date: 30 Jan 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Foreign Trade International
Type: Unlicensed entities
Address(es): 14/F
253 Sukhumvit Soi 21
Bangkok, 10110 Thailand
Remarks: The company uses a bank account in Hong Kong in the name of Future I Trade Management Co Ltd.
Add date: 20 Jun 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Forex & Futures International Limited
Type: Unlicensed entities
Address(es): Flat 5, 12/F
Beverley Commercial Centre
87-105 Chatham Road
Website: www.ffiltd.com/index.asp
Remarks: The address given by the company belongs to Oaktree (H.K.) Consultancy Services which is a business centre.
Add date: 23 Jan 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Forex Capital Markets Club Limited / FXCM Club / FX Capital Club Limited
Type: Unlicensed entities
Address(es): Suite 801, 8th Floor, Pacific House
20 Queen's Road Central
Hong Kong
Website: www.fxcmclub.com
Remarks: The company's Hong Kong address belongs to a business centre. The company is not associated with the SFC-licensed corporation, FXCM Asia Limited.
Add date: 15 Oct 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Forexoma Ltd
Type: Unlicensed entities
Address(es): 68 Yee Wo Street, Causeway Bay, Hong Kong
Website: www.forexoma.com
Remarks: The company's Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Unique Developers Limited and Gallant Capital Markets Limited for settlement.
Add date: 15 Aug 2013
Last Update Date: 10 Sep 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fortune Bullion Co., Ltd.
Type: Unlicensed entities
Address(es): Level 27, World Wide House, 19 Des Voeux Road, Central, Hong Kong
Website: www.fortunebullion.com
Remarks: The company gives the above Hong Kong address, which belongs to a business centre. It is apparently associated with Everchamp (Group) Investment Co., Ltd., Goldex Asia Company Limited, Max Global Bullion Ltd., Sunny Bullion Limited, The Palm Gold Group Co., Ltd. and Win Star (Asia) Holdings Co., Ltd., other unlicensed entities on the Alert List.
Add date: 6 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fortune International Limited
Type: Unlicensed entities
Address(es): 2111 Wing On House
71 Des Voeux Road
Central, Hong Kong

The company represents it has offices or mail addresses in China, Japan, Singapore and Thailand as well.
Add date: 5 Feb 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fox Global
Type: Unlicensed entities
Website: www.foxglobal.biz
Remarks: This company appears to target Hong Kong investors and solicits them to make investments via the company.
Add date: 30 Jun 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Frank Goldenberg Yoshi
Type: Unlicensed entities
Address(es): Level 23, One Island East, 18 Westland Road, Island East, Hong Kong
Website: www.fgy.com.hk
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 27 Mar 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fraser Mackenzie Transfer Company
Type: Unlicensed entities
Address(es): 13/F Dorset House, Taikoo Place, 979 King's Road, Hong Kong
Website: http://fm.offshoretransfers.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with Endeavour Fund, Offshore Transfers Limited and Wells Goldman, three other unlicensed entities on the Alert List.
Add date: 8 Sep 2014
Last Update Date: 7 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Friedman Global
Type: Unlicensed entities
Address(es): Two Exchange Square, 8 Connaught Place, Central Hong Kong
Website: www.friedman-global.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 17 Apr 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Front Futures
Type: Unlicensed entities
Address(es): Silvercord Tower 2
30 Canton Road
Tsim Sha Tsui
Hong Kong
Website: www.frontfutures.com
Remarks: The company gives the above address but it is not located there.
Add date: 25 Feb 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: FTP Futures (also known as Fukumoto, Toshihiro and Partners Futures Trading)
Type: Unlicensed entities
Address(es): Kawase Bldg, 3-17-5 Shinjuku
Shinjuku, Tokyo 160-0022, Japan
Website: www.ftpfutures.com
Remarks: The company uses a bank account in Hong Kong in the name of Green Wood International for settlement.
Add date: 27 Oct 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fubon (HK) Insurance Investment Fund Company Limited / Fubang (HK) Insurance Investment Fund Limited
Type: Unlicensed entities
Address(es): Connaught Road No. three building 137-139
Hong Kong Chai Wan Lee Street 29-31, China World Trade Center
Hong Kong industry and the 18 street and building
Website: www.fbbx.net
Remarks: The company's Hong Kong addresses are incomplete. It is not authorised by the Insurance Authority under the Insurance Companies Ordinance to carry on any insurance business in or from Hong Kong.
Add date: 5 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Fuji Credit Asset Management
Type: Unlicensed entities
Address(es): Daiichi Fuji Building 2-12, Kawaramachi 2-chome, Chuo-ku, Osaka, Japan
Website: www.fujicredit.com
Remarks: The company uses a Hong Kong bank account in the name of Bauway Technology Limited for settlement.
Add date: 8 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fulford Limited
Type: Unlicensed entities
Address(es): Nil
Website: -
Remarks: The company operates various bank accounts in Hong Kong to receive funds from investors recruited by Morris Capital Partners, another unlicensed entity on the Alert List, purportedly for securities investment. However, the above company in fact transferred the investors’ funds to other entities unrelated to investment.
Add date: 2 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fund Access Limited
Type: Unlicensed entities
Address(es): 27/F, E-Trade Plaza, 24 Lee Chung Street, Chai Wan, Hong Kong
Website: --
Remarks: The company gives the above Hong Kong address, which belongs to a secretarial company.
Add date: 13 Nov 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Furlow Capital
Type: Unlicensed entities
Address(es): (i) Clifford Centre, 778-784 Cheung Sha Wan Road, Sham Shui Po, Kowloon, Hong Kong
(ii) Hsin Ji Building, 460 Xin Ji Road Section 4, Xinji (Hsinyi), Taipei, Taiwan 110
Website: www.furlowcapital.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 2 Apr 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Fusion Financial Marketing
Type: Unlicensed entities
Address(es): 35/F, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong
Website: www.fusionfinancialmarketing.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 16 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Future Index
Type: Suspicious websites
Website: www.findex8.com
Remarks: This website is apparently related to 環球指數 and Index Easy, another suspicious websites on the Alert List.
Add date: 12 Apr 2010
Last Update Date: 16 Aug 2010
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Future Trend Investment Holding Limited
Type: Unlicensed entities
Address(es): 28/F, Tesbury Centre, 28 Queen's Road East, Wanchai, Hong Kong
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 14 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Futures Trading Commission
Type: Fake regulators and/or market operators
Website: www.hkftc.org
Remarks: It is apparently associated with Tiger CTA and Hong Kong Options and Futures Exchange, which is an unlicensed entity and a suspicious website on the Alert List respectively.
Add date: 10 May 2012
Name: FX Bache
Type: Suspicious websites
Address(es): -
Website: www.fx-bache.com
Remarks: The website with the above domain name is not associated with Jefferies Hong Kong Limited, an SFC-licensed corporation.
Add date: 13 Apr 2015
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: FX Millenia Limited
Type: Unlicensed entities
Address(es): No. 3 Shenton Way No. 10-05
Shenton House
Singapore 068805
Website: www.fxmillenia.com
Remarks: The former name of the company is Glory Heritage Investment Limited.
Add date: 6 Dec 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: FX Protrade
Type: Unlicensed entities
Address(es): 17 St. Peters Square, Fleetwood, Lancashire, United Kingdom FY7 6EB
Website: www.fxprotrade.com
Remarks: The company is apparently associated with 5Markets Ltd, another unlicensed company on the Alert List. It uses a Hong Kong bank account in the name of Markets Technologies Limited for settlement.
Add date: 5 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: fxdeposit.com
Type: Suspicious websites
Address(es): Room 4911, 49th Floor, The Center, 99 Queen’s Road Central, Hong Kong
Website: http://fxdeposit.com
Remarks: The SFC-licensed firm, FXCM Asia Limited, reports that the website falsely purports a business relationship with it and its group, FXCM Forex Capital Markets. FXdeposit is not located at the above Hong Kong address.
Add date: 23 Jan 2008
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: (New) FXGlobal1 / EXPERT CAPITAL VENTURES LIMITED
Type: Unlicensed entities
Website: fxglobal1.com
Remarks: The company uses a bank account in Hong Kong in the name of Expert Capital Ventures Limited for settlement.
Add date: 27 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: FXMETATRADER Japan Company Limited
Type: Unlicensed entities
Address(es): Room 1102-1103, 11/F., Kowloon Building
555 Nathan Road, Mongkok Kowloon, Hong Kong
Website: www.fxmetatrader.net
Remarks: The above Hong Kong address belonged to the former secretarial company of FXMETATRADER Japan Company Limited.
Add date: 26 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: FXZN Investment Limited / FZ Zenith Management Limited / FX Zenith Limited
Type: Suspicious websites
Address(es): Room 1509, the Center, 99 Queen's Road Central, Hong Kong
Website: www.fxzn.com
Remarks: The website with the above domain name is suspected to have provided fraudulent trading services in forex.
Add date: 4 Aug 2014
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Gainall International Limited
Type: Unlicensed entities
Address(es): 28/F, International Commerce Centre, 1 Austin Road West, Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.gainall-international.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 16 Apr 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Galaad Capital Group
Type: Unlicensed entities
Address(es): 28th Floor, New World Tower, 16 Queen’s Road Central, Central, Hong Kong
Website: www.galaadcapitalgroup.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 4 Mar 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Galaxy Brokers Limited
Type: Unlicensed entities
Address(es): 18 Java Road, North Point, Hong Kong
Website: www.galaxybrokers.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 19 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Garant Partners
Type: Unlicensed entities
Address(es): Citibank Plaza
3 Garden Road
Central
Website: www.garantpartners.com
Remarks: The company provides the above incomplete Hong Kong address.
Add date: 13 May 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Gartlett Investments Limited
Type: Unlicensed entities
Address(es): Room 4501, 45/F, China Resources Building
26 Harbour Road, Hong Kong
Website: www.gartlett.com
Remarks: The company conducted an unlicensed futures dealing business in Hong Kong. Administrators were appointed by the court in Hong Kong to take possession of the company’s records and bank accounts, account for and segregate client money, oversee an orderly closure of outstanding client positions and report, as required, to the court.
Add date: 10 Oct 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Gateway Corporate Services Limited
Type: Unlicensed entities
Address(es): Units 1-3, 5/F
Far East Consortium Building
121 Des Voeux Road, Central
Hong Kong
Remarks: The address above belongs to a business centre. The bank account of the company is also used by The Xenon Group and Merchant Lerner & Associates for trade settlement.
Add date: 9 Nov 2006
Last Update Date: 14 Nov 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Gather Business Forex Investments Limited
Type: Unlicensed entities
Address(es): Head office:
No.957, Offshore Incorporation Center
Road Town, Tortola
BVI, England

Macau office:
Please refer to the Chinese version for the address in Chinese.
Website: www.f-easy.com
Add date: 6 Dec 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: GBTRADE International Worldwide Limited
Type: Unlicensed entities
Address(es): Unit 1006, 10/Floor, Carnarvon Plaza, 20 Carnarvon Road, Tsimshatsui, Hong Kong
Website: www.gbtrade-worldwide.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 14 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: GCI Bank Corp
Type: Suspicious websites
Website: www.bankgci.com
Add date: 2 Apr 2004
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: General Mercantile Advisors Ltd
Type: Unlicensed entities
Address(es): Suite #1112, 1 Pacific Place
88 Queensway
Central
Hong Kong
Website: www.gmercadvisors.com
Remarks: The company uses the bank in the name of E-Trade International. It calls itself "Global Mercantile Advisors Ltd" on its website.
Add date: 18 Aug 2004
Last Update Date: 5 Oct 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: General Traders
Type: Unlicensed entities
Address(es): 66-70 Nathan Road
Tsim Sha Tsui, Kowloon
Hong Kong
Remarks: The company gives the above address but it is not located there. It may be associated with Nakamura Capital Group.
Add date: 17 Jan 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Genkai Securities
Type: Unlicensed entities
Address(es): Lippo Centre Tower 1, 89 Queensway, Admiralty, Hong Kong
Website: www.genkai-securities.com
Remarks: The company’s Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Cardan Limited, Neutra Limited, Shelland Limited, Trident Limited, Wintac Limited and Wridgeway Limited for settlement. It is apparently associated with Changsheng Associates, another unlicensed entity on the Alert List.
Add date: 28 Mar 2013
Last Update Date: 27 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Gerrarde Financial Group Limited
Type: Unlicensed entities
Remarks: The office and mail address at Bank of China Tower in Hong Kong are no longer in use.
Add date: 2 Mar 2002
Last Update Date: 25 Jul 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: GIGA Asia Limited
Type: Unlicensed entities
Address(es): Suite 1405, 14/F, Two Landmark East, 100 How Ming Street, Kwun Tong, Kowloon, Hong Kong
Website: www.gigaasialimited.com
Remarks: The company's Hong Kong address is invalid.
Add date: 27 Feb 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: GIGA Invest (Asia)
Type: Unlicensed entities
Address(es): Hopewell Center, Queens Road East, Hong Kong
Website: www.gigainvest.net
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 6 Feb 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Gimbel Rothschild
Type: Unlicensed entities
Remarks: The office and mail address at Bank of China Tower Hong Kong are no longer in use.
Add date: 24 Sep 2001
Last Update Date: 18 Oct 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Glebe Investment Holdings
Type: Unlicensed entities
Address(es): 22/F, 3 Lockhart Road
Wanchai
Hong Kong

22/F, Bank of America Building
Central
Hong Kong
Add date: 18 Aug 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Acquisitions Regulators
Type: Fake regulators and/or market operators
Address(es): Caroline Centre, 28 Yun Ping Road, Causeway Bay, Hong Kong
Website: www.garegulators.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 28 Feb 2012
Name: Global Ark Group
Type: Unlicensed entities
Address(es): Suite 901, 9/F, The Hong Kong Club Building, 3A Chater Road, Hong Kong
Website: www.globalarkgroup.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 30 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Banking Corp
Type: Unlicensed entities
Add date: 18 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Brokers Asia
Type: Unlicensed entities
Address(es): Unit F620-22, Winland International Finance Center, 9 Financial Street, Xicheng District, Beijing, China
Website: www.gb4a.net
Remarks: The company purports to have a Hong Kong presence by providing invalid Hong Kong telephone and fax numbers on its website.
Add date: 14 Jan 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Cap. Equity Group
Type: Unlicensed entities
Address(es): LG/B-23 Wong Ma Kok Road, Stanley, Hong Kong
Website: www.globalcap-equitygrp.com
Remarks: The company‘s Hong Kong address is invalid.
Add date: 27 Mar 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Capital Management
Type: Unlicensed entities
Address(es): Level 14, Prudential Tower
30 Cecil Street
Singapore 049712
Add date: 23 Feb 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Commerce International Limited
Type: Unlicensed entities
Address(es): Hong Kong
Website: http://globalcommercefx.com
Remarks: The company gives a Hong Kong address but it is not located there.
Add date: 20 Jun 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Commodities Inc.
Type: Unlicensed entities
Address(es): 3511 W. Commercial BLVD STE. 400
FT Lauderdale, FL 33309. USA

16/F, Bank of America Tower, 12 Harcourt Road 2 Central, Hong Kong
Website: www.globaloptions.org
www.globalcgp.com
Remarks: The company gives the above address in Hong Kong but it is not located there. It represents that it has merged with Global Options Group and the name of Global Commodities Inc. is currently used.
Add date: 25 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global e-Finance Investment Group
Type: Unlicensed entities
Address(es): 18/F Gloucester Tower, The Landmark, Central, Hong Kong
Website: www.globale-finance.com
Remarks: The company gives the above Hong Kong addresses but it is not located there.
Add date: 16 Mar 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Global Fiduciary Solutions Limited
Type: Unlicensed entities
Address(es): 3001, 30/F., 118 Connaught Road West, Sai Ying Pun, Hong Kong
Website: --
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 15 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Finance Authority
Type: Unlicensed entities
Address(es): 38/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.gfa-hk.com
Remarks: The company gives the above Hong Kong address but it is not located there. It appears to be related to Alaskas Travel, a travel agency which claims to be located in Malaysia.
Add date: 21 Oct 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Financial Services Regulatory Committee
Type: Fake regulators and/or market operators
Address(es): Luk Yu Building, 24 Stanley Street, Central, Hong Kong
Website: www.globalfsrc.com
Remarks: The company falsely claims to administer and enforce the international securities laws and gives the above incomplete Hong Kong address.
Add date: 2 Jun 2011
Name: Global Financial Standards Union
Type: Unlicensed entities
Address(es): 251 Causeway St
Boston, MA 02114
Website: www.gfsu.org
Remarks: This company may be inter-related to Mason McHale Portfolio Management (Limited) [MMPM] where MMPM is already on our Alert List.
Add date: 2 Apr 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Futures Transaction Investment Limited
Type: Unlicensed entities
Website: www.gftinvestment.com
Remarks: The company appears to target investors in Mainland China.
Add date: 27 Apr 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Investments (Far East) Limited
Type: Unlicensed entities
Address(es): (i) Global House, 235/15 Sukhumvit 31, Sukhumvit Road, Bangkok 10110, Thailand
(ii) 10th Floor, Unga House, Muthithi Road, Westlands, Nairobi, Kenya
(iii) GILA, S.A. de C.V. , Cantu 9 Office 704, Colonia Nueva Anzures, Miguel Hidalgo, C.P. 11590 Mexico DF
(iv) Teleport Business Park, Calle 113 No.7-21, Torre A Piso 11, Bogota, Colombia
(v) Edificio Candelaria Corporate, Rua Candelaria, 65, 16th Floor, Centro, Rio De Janeiro, Brazil
Website: www.globalinvestments.net
Remarks: The company is apparently associated with Global Investments International Limited, another unlicensed entity on the Alert List.
Add date: 21 Jul 2015
Last Update Date: 1 Feb 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Investments International Limited
Type: Unlicensed entities
Address(es): (i) Global House, 235/15 Sukhumvit 31, Sukhumvit Road, Bangkok 10110, Thailand
(ii) 10th Floor, Unga House, Muthithi Road, Westlands, Nairobi, Kenya
(iii) GILA, S.A. de C.V. , Cantu 9 Office 704, Colonia Nueva Anzures, Miguel Hidalgo, C.P. 11590 Mexico DF
(iv) Teleport Business Park, Calle 113 No.7-21, Torre A Piso 11, Bogota, Colombia
(v) Edificio Candelaria Corporate, Rua Candelaria, 65, 16th Floor, Centro, Rio De Janeiro, Brazil
Website: www.globalinvestments.net
Remarks: The company is apparently associated with Global Investments (Far East) Limited, another unlicensed entity on the Alert List.
Add date: 21 Jul 2015
Last Update Date: 1 Feb 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Investor Commission
Type: Fake regulators and/or market operators
Address(es): Hopewell Centre, 183 Queen’s Road East, Hong Kong.
Website: www.gicomm.com
Remarks: The entity gives the above incomplete Hong Kong address and falsely claims to oversee and regulate the securities industry.
Add date: 10 Oct 2011
Name: Global Investor's Network System
Type: Unlicensed entities
Website: www.ginsystem.com
Add date: 1 Jun 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Market Group Limited
Type: Unlicensed entities
Address(es): The company uses the address of a business centre in Hong Kong.
Remarks: The company used a bank account in Hong Kong to settle transactions.
Add date: 28 Jul 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Market Group LLC
Type: Unlicensed entities
Address(es): The company gives an address in US.
Remarks: The company previously made use of a bank account in Hong Kong in the name of Global Market Group Limited to settle transactions.
Add date: 28 Jul 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Mercantile Advisors Ltd
Type: Unlicensed entities
Address(es): Suite #1112, 1 Pacific Place
88 Queensway
Central
Hong Kong
Website: www.gmercadvisors.com
Remarks: The company uses the bank in the name of E-Trade International. It has also been reported as "General Mercantile Advisors Ltd".
Add date: 13 Aug 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global One Foundation, Inc
Type: Unlicensed entities
Address(es): 18352 Dallas Parkway
Suite 136-205
Dallas, Texas 75287
Remarks: The company appears to target Hong Kong investors.
Add date: 5 May 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Option Solutions
Type: Unlicensed entities
Address(es): 32/F, Tower 1, Millennium City 1
388 Kwun Tong Road
Kwun Tong, Kowloon, Hong Kong
Website: www.globaloptionsolutions.com
Remarks: The company claimed to have a Hong Kong address which belongs to a business centre. Its sales representatives tried to solicit investors to invest in products offered by the Hong Kong Options and Futures Exchange (HKOFX), a fake market operator on the Alert List. The company uses a bank account in Hong Kong in the name of Adept Group Incorporation for settlement.
Add date: 14 May 2010
Last Update Date: 1 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Option Trading Co Ltd
Type: Unlicensed entities
Address(es): 42/F China Online Centre
333 Lockhart Road
Wanchai, Hong Kong

14/F 253 Sukhumvit Soi 21
Asoke Road, Bangkok 10110
Thailand
Add date: 30 Jan 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Options Group
Type: Unlicensed entities
Address(es): 55 South Vale #305, Arlington Heights, Illinois 60005, USA

201 South Biscayne Boulevard, Miami, Florida, 33131, USA

16/F, Bank of America Tower, 12 Harcourt Road 2 Central, Hong Kong

3705, Bank of America Tower, 12 Harcourt Road Central,
Hong Kong
Website: www.globaloptions.org
www.globalcgp.com
www.globaloptions.be
Remarks: The company gives the above address in Hong Kong but it is not located there. It represents that it has merged with Global Commodities Inc. and the name of Global Commodities Inc. is currently used. Also, it uses a bank account in Hong Kong in the name of Globe Alliance Limited. The fourth address in Hong Kong given above belongs to a secretarial company.
Add date: 15 Dec 2004
Last Update Date: 19 Sep 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Oriental
Type: Unlicensed entities
Address(es): 8th Floor, Bank of America Tower
12 Harcourt Road
Central, Hong Kong

The company represents it has offices or mail addresses in Singapore as well.
Add date: 5 Dec 2000
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Reach Asset Management
Type: Unlicensed entities
Address(es): 28/F, ICBC Tower, 3 Garden Road, Central, Hong Kong
Website: www.globalreachassetmanagement.com
Remarks: The company provides the above Hong Kong address but it is not located there.
Add date: 23 Sep 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Span Asia
Type: Unlicensed entities
Address(es): Two International Finance Centre, Finance Street, Central, Hong Kong, China
Website: www.gspanasia.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 20 Apr 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Strategy Capital Markets Limited
Type: Unlicensed entities
Address(es): i) 63/F, Hopewell Centre, 183 Queen’s Road East, Hong Kong
ii) 9/F, Goodfit Commercial Building, 7 Fleming Road, Wanchai, Hong Kong
Website: www.gscm-limited.com
Remarks: The company gives the above two Hong Kong addresses but is not located there. It uses two bank accounts in Hong Kong in the names of Hamtron Limited and Dalerich Limited for settlement. It is apparently associated with Hong Kong Stock Transfer Registry, a fake market operator on the Alert List.
Add date: 6 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Strategy Management
Type: Unlicensed entities
Address(es): 37/F, Pacific Place, 88 Queensway
Hong Kong
Website: www.global-strategy-management.com
Remarks: The company gives the above address but it is not located there.
Add date: 19 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Sun Solutions
Type: Unlicensed entities
Address(es): 16/C, China Resources Building
5001 Shennan Road, East Shenzhen, 518010 China
Website: www.globalsunsolutions.com
Remarks: The company uses a Hong Kong bank account in the name of Alfredson Limited for settlement.
Add date: 10 Dec 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Surveys
Type: Unlicensed entities
Address(es): The company represents it has offices in Thailand.
Add date: 20 Dec 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Transfer Corporation
Type: Unlicensed entities
Address(es): 66 Mody Road, Tsim Sha Tsui East
Kowloon, Hong Kong
Website: www.globaltransfercorp.com
Remarks: The company's Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of H & M Trading Co Ltd for settlement and is apparently associated with Evans and Stern Corporation, another unlicensed entity on the Alert List.
Add date: 9 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global Wealth Corporation Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Global World Acquisitions
Type: Unlicensed entities
Address(es): Tower A, 223 Wai Yip Street,
Kwun Tong, Hong Kong
Website: www.globalworldacquisitions.com
Remarks: The company’s Hong Kong address is incomplete. The company uses bank accounts in Hong Kong in the name of SGS Global Ltd and Antek Global Ltd for settlement.
Add date: 25 Mar 2011
Last Update Date: 30 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Globalview Consulting Co., Ltd.
Type: Unlicensed entities
Address(es): Nil
Website: www.global-vw.com
Remarks: The company is apparently associated with Grandeur International Group Limited, Quantum Benchmark Corporation, Wise Planning Co Ltd. and Chang Sha Quantum Enterprise Management Consulting Co., Ltd., other unlicensed entities on the Alert List.
Add date: 6 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: GMO Global
Type: Unlicensed entities
Address(es): 11th Fl, DaVinci Shiba Park Bldg, 4-1, Shiba Koen 2-chome
Minato-ku, Tokyo 105-0011, Japan
Website: www.gmo-global.net
Remarks: The company uses a Hong Kong bank account in the name of Cheerlife Corporation Limited for settlement.
Add date: 14 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Godwynn International
Type: Unlicensed entities
Address(es): 18/F & 19/F, International Finance Centre
Harbour View Street
Central, Hong Kong

Bankers Hall
10th floor Bankers Hall West
888, 3rd Street
T2P 5C5 Calgary
Canada

Joachimistaler Strasse 15
10719 Berlin
Germany

Singapore Centennial Tower
Level 21
Temasek Avenue
039190 Singapore

Boulevard Royal 26
2449 Luxembourg

Central Empressarial Torres de Lisboa
Rua Toms da Fonseca
Torre G
1600-209 Lisbon
Portugal
Add date: 18 Jun 2003
Last Update Date: 8 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Golden Bridge Merchant Bank
Type: Unlicensed entities
Address(es): Level 69, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong
Website: www.goldenbridgemerchantbank.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 27 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Golden Global Investment Limited
Type: Unlicensed entities
Website: www.golden-finance.com
Remarks: The company appears to target Chinese investors to trade in leveraged foreign exchange contracts, index futures and precious metals.
Add date: 17 Dec 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Golden Wealth Group
Type: Unlicensed entities
Address(es): 2806-10, Level 28, Two Exchange Square, 8 Connaught Place, Central, Hong Kong
Website: www.goldenwealthgroup.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 22 Feb 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Goldenberg Limited
Type: Unlicensed entities
Remarks: The company is apparently associated with Options and Futures Trading Limited which is also an unlicensed entity on the Alert List.
Add date: 15 Jul 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Goldenway Investments
Type: Unlicensed entities
Address(es): 54/F Two International Finance Centre
8 Finance Street, Hong Kong
Website: www.goldenwayinvest.com
Remarks: The company's Hong Kong address is invalid. It claims that it is regulated by the International Securities Exchange Commission, a fake regulator on the Alert List. The above company is not associated with Goldenway Investments (HK) Limited, an SFC licensed corporation.
Add date: 10 Aug 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Goldex Asia Company Limited
Type: Unlicensed entities
Address(es): Level 9 & 10, Central Building, 1-3 Pedder Street, Central, Hong Kong
Website: www.goldexasia.com
Remarks: The company gives the above Hong Kong address, which belongs to a business centre. It is apparently associated with Fortune Bullion Co., Ltd., Everchamp (Group) Investment Co., Ltd., Max Global Bullion Ltd., Sunny Bullion Limited, The Palm Gold Group Co., Ltd. and Win Star (Asia) Holdings Co., Ltd., other unlicensed entities on the Alert List.
Add date: 6 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Goldman Sachs Asia Investment Management (Hong Kong) Limited
Type: Unlicensed entities
Address(es): Flat A, 6/F
Go-Up Commercial Building
998 Canton Road
Mongkok, Kowloon
Hong Kong
Remarks: The company is not owned or controlled by or associated with Goldman Sachs (Asia) L.L.C.
Add date: 26 Sep 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Goldmany (Hong Kong)
Type: Unlicensed entities
Address(es): Room 1301, 13/F, West Tower
Shun Tak Center
Sheung Wan, Hong Kong
Website: www.goldmany.com
Add date: 8 Sep 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Goldmill Wagner Associates
Type: Unlicensed entities
Address(es): 6/F, El Centro Colon, Av. Central & 40th Street, San Jose, Costa Rica

30/F, ASEM Tower, 159 - 1 Samsung - Dong, Kangnam - Ku Seoul 135-798, Korea
Website: www.goldmillwagner.com
Remarks: The company uses a bank account in Hong Kong in the name of GWA Worldwide Limited.
Add date: 8 Dec 2004
Last Update Date: 28 Feb 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Good Credit Assets Management Consultant Co.
Type: Unlicensed entities
Address(es): Unit 1205, 12/F, Sino Plaza
255 Gloucester Road
Causeway Bay
Hong Kong

Sri Lanka Liaison Office
No. 5, Ground Floor
Confidence Travel Building
St. Anthony's Road
Colombo 03
Sri Lanka

Head Office
Lot 20.01, 20/F, Wisma MPL
Jalan Raja Chulan
50200 Kuala Lumpur
Malaysia

Kota Kinabalu Branch
Suites 6.01, Level 6
MAA Tower
Lorong Api-Api
88800 Kota Kinabalu
Sabah
Malaysia

Suite 19A-1301, Business Suite
Level 13
UOA Centre 21, Jalan Pinang
50450 Kuala Lumpur
Malaysia

L5-8, Level 5, Menara MAA
86, Section 53
Jalan Central Timur
93300 Kuching
Sarawak
Website: www.esmartzbiz.com/services
www.trilliongold.com
www.gctrilliongold.com
Remarks: The Hong Kong address given by the company belongs to a business centre. The company uses a bank account in Hong Kong in the name of Good Credit Assets Management Consultant Co. The company is associated with Trilliongold Resources Sdn Bhd and Trilliongold International Resources.
Add date: 5 Mar 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Gordon Group Services
Type: Unlicensed entities
Address(es): 12th Floor, 129 West 29th Street, New York, United States 10001
Website: www.gordongroupservices.com
Remarks: The company uses a bank account in Hong Kong in the name of Everbright Group Holdings Ltd for settlement.
Add date: 4 Jul 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Gordon Stanford Acquisitions
Type: Unlicensed entities
Address(es): Bank of America Tower
12 Harcourt Road, Central
Hong Kong
Remarks: The above address given by the company is incomplete. The company uses two bank accounts in Malaysia in the name of Pacific Capital Group & Management Ltd and PCG Management Services Inc.
Add date: 5 Jul 2006
Last Update Date: 6 Nov 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Gould Ventures Group
Type: Unlicensed entities
Address(es): Dah Sing Life Building, 99-105 Des Voeux Road Central, Hong Kong
Website: www.gouldventuresgroup.net
www.gouldventuresgroup.com
Remarks: The company provides the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Guo Xin Technology Corp for settlement.
Add date: 10 Sep 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: GR Markets Limited
Type: Unlicensed entities
Address(es): Rooms 7806-7808, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong
Website: www.grmarkets.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 13 Feb 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Gramax Investment Club Limited
Type: Suspicious websites
Website: www.gramaxinvestmentclub.com
Add date: 12 May 2006
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Granada Capital
Type: Unlicensed entities
Address(es): One Island East Centre, 14-16 Westlands Road, Taikoo Place, Hong Kong
12/F, Ruttonjee House, 11 Duddell Street, Central
Website: www.granadacapital.com
Remarks: The company gives the above Hong Kong addresses but they are either incomplete or belong to a secretarial firm.
Add date: 23 Mar 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Grand Capital Incorporated
Type: Unlicensed entities
Address(es): 250 West 57th Street
New York, NY 10107
Website: www.grandcapinc.com
Remarks: The company uses a bank account in the name of Bernard Kaplan in Hong Kong.
Add date: 8 May 2007
Last Update Date: 1 Jan 1970
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Grand Pacific Equity Limited
Type: Unlicensed entities
Address(es): 50/F, Bank of China Tower, 1 Garden Road, Central, Hong Kong
Website: www.gpequity.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 24 Nov 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Grandeur International Group Limited
Type: Unlicensed entities
Address(es): Unit 2103, 21/F, Sino Centre, 582 Nathan Road, Mongkok, Kowloon, Hong Kong
Website: www.grandeur-group.com
Remarks: The company gives the above Hong Kong address, which belongs to a secretarial company. It is apparently associated with Quantum Benchmark Corporation, Globalview Consulting Co., Ltd., Wise Planning Co Ltd. and Chang Sha Quantum Enterprise Management Consulting Co., Ltd., other unlicensed entities on the Alert List.
Add date: 6 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Granite Consolidated
Type: Unlicensed entities
Address(es): 22 Queen's Road Central
Hong Kong
Website: www.graniteconsolidated.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 12 Feb 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Great Wall Asset Management Corp
Type: Unlicensed entities
Address(es): 65 Lei King Road, Sai Wan Ho, Hong Kong
Website: www.greatwallcorp.com
Remarks: The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Four Management Limited for settlement.
Add date: 23 Jan 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Green Seed Capital Limited
Type: Unlicensed entities
Address(es): 1 Harbour View Street, Central, Hong Kong
Website: www.greenseedcapital.com
Remarks: The company’s Hong Kong address is incomplete. It uses a Hong Kong bank account for settlement.
Add date: 25 Aug 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Greenberg International Law & Tax Advisory
Type: Unlicensed entities
Address(es): i) One Constitution Plaza, Kinsley Street, Hartford, CT06103, the United States
ii) Roppongi Hills Mori Tower, 6-10-1 Roppongi, Minato Tokyo, Japan
Website: www.greenbergtaxandlaws.com
Remarks: The company is apparently associated with Royal Asia Stock Transfer Services, an unlicensed entity on the Alert List.
Add date: 15 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Greenwich Trust
Type: Unlicensed entities
Address(es): Tai-on Building
65, 67 Shay IC Wan
Sai Wan Ho
Hong Kong Isaud Road
Remarks: The company's Hong Kong address is invalid.
Add date: 2 Apr 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Greenwyn M&A
Type: Unlicensed entities
Address(es): i) Lippo Centre, 89 Queensway, Hong Kong

ii) 54F Two International Finance Centre, 8 Finance Street, Hong Kong
Website: www.greenwyn.com
Remarks: The company’s Hong Kong address (i) is incomplete and address (ii) is invalid.
Add date: 2 Nov 2010
Last Update Date: 13 Mar 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Guangcai Fund Management Limited/Guangcai Fund Managemeng Limited
Type: Unlicensed entities
Address(es): Room 2407, China Resources Building, 26 Harbour Road, Wanchai
Website: www.cngcfund.com
Add date: 1 Aug 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Guangzhou Commodity Exchange / Guangzhou COM / GZ COM
Type: Unlicensed entities
Address(es): China West Furtune Plaza, 113 TiyuDong Rd., 510620 Guangzhou, Guangdong, China
Website: www.gzcom.org
Remarks: The company is apparently associated with Hemmington Capital Markets, another unlicensed entity on the Alert List.
Add date: 9 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Guardex Holdings
Type: Unlicensed entities
Address(es): The company gives an address at Bank of America Tower, Central, Hong Kong which belongs to a business centre.
Website: www.guardexholdings.com
Remarks: The company uses a bank account in Hong Kong in the name of GuardexHoldings Limited.
Add date: 6 Jul 2005
Last Update Date: 5 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Guardian Trust Company (Asia) Limited
Type: Unlicensed entities
Address(es): 17/F Wheelock House, 20 Pedder Street, Central, Hong Kong
Website: http://guardiantrustcompany.com
http://www.guardiantrustcompany.com.hk
Add date: 2 Jun 2011
Last Update Date: 6 Aug 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Guidepost Investments Limited
Type: Unlicensed entities
Address(es): 41G, Ko Fung Court, Harbour Heights, 5 Fook Yum Road, North Point, Hong Kong
Website: www.guidepostinvestmetns.com
Remarks: The Hong Kong address provided on its website is a private residential address.
Add date: 9 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: H-Fund Finance Management Consultant Limited
Type: Unlicensed entities
Address(es): Room 1611, 16/F Wealth Commercial Centre
42-56 Kwong Wa Street, Mong Kok
Kowloon, Hong Kong
Website: www.hfund.hk
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 18 Dec 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hallmark Financial Solutions / Hallmark Finance Solutions
Type: Unlicensed entities
Address(es): i) Floor 8, International Commerce Center, 1 Austin Road West, Hong Kong
ii) 4 Triton Square, Regents Place, London NW1 3HG, UK
iii) 42/44 Bishopsgate, City of London EC2N 4AH, UK
iv) Level 41 Emerates Towers, Sheikh Zayed Road, Dubai, UAE
Website: www.hallmarkfsg.com / www.hallmarkfinance.co.uk
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 27 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hamilton Financial Services
Type: Unlicensed entities
Address(es): Admiralty Centre Tower 2, 18 Harcourt Road, Admiralty, Hong Kong
Website: www.hamilton-fs.com
Remarks: The company's Hong Kong address is invalid.
Add date: 27 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hamilton Frasier Group
Type: Unlicensed entities
Add date: 12 Feb 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hamilton, Gardiner & Associates
Type: Unlicensed entities
Address(es): 71, Moody Road
Tsim Sha Tsui, Kowloon
Hong Kong
Remarks: The company gives the above address but there is no such place.
Add date: 17 Jan 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hammond Capital
Type: Unlicensed entities
Address(es): China Online Centre, 333 Lockhart Road, Wanchai, Hong Kong
Website: www.hammondcapital.com
Remarks: The company gives the above Hong Kong address, but it is an incomplete address. It uses two bank accounts in Hong Kong in the names of Lux Dragon (HK) Limited and SB Group International Limited for settlement.
Add date: 12 Nov 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hang International
Type: Unlicensed entities
Address(es): 88/F, Section 5, International Commerce Centre,1 Austin Road West, Kowloon, Hong Kong
Website: www.hanginternational.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with Commodity Options Security Exchange, a fake market operator on the Alert List.
Add date: 6 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hang Seng Financial
Type: Unlicensed entities
Address(es): Room 1401, Floor 14, Chinachem Exchange Square
1 Hoi Wan Street, Quarry Bay, Hong Kong
Remarks: The company gives the above address but it is not located there. Hang Seng Financial is not related to Hang Seng Bank, Limited, which is a licensed bank incorporated in Hong Kong.
Add date: 10 Aug 2010
Last Update Date: 1 Jan 1970
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hans Bernauer
Type: Unlicensed entities
Address(es): Suite 6601, The Centre, 99 Queen’s Road Central, Central, Hong Kong
Website: www.hansbernauer.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 15 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hantec Group Asset Management Limited
Type: Unlicensed entities
Remarks: The company is not associated with the SFC licensed corporation, Hantec Asset Management Limited.
Add date: 22 Dec 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Harper Mills and Paige Inc
Type: Unlicensed entities
Address(es): Room 2703, Tower 1,
Admiralty Centre, 18 Harcourt Road
Hong Kong
Remarks: The company gives the above address but it is not located there.
Add date: 9 Jan 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Harris & James Company Ltd
Type: Unlicensed entities
Address(es): 28/F, Hopewell Centre, 183 Queens Road East, Wanchai, Hong Kong
Website: www.harris-james.com
Remarks: The company gives the above address but it is not located there.
Add date: 14 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Harris James Associates
Type: Unlicensed entities
Address(es): 80 Broad Street, New York, NY10004, USA
Website: www.harrisjamesassociates.com
Add date: 12 Apr 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Harrison Lee Partners
Type: Unlicensed entities
Address(es): 82 Winglok Street
Hong Kong
Website: www.harrisonlee.com
Add date: 8 Feb 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hartford Group International
Type: Unlicensed entities
Address(es): Taipei Hsin Yi Center, 16/F, No 89 Songren Road, Taipei Xinyi District, Taipei City, Taiwan
Website: www.hartfordgroupinternational.org
Remarks: The company appears to target Hong Kong investors.
Add date: 13 May 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hartford Partners
Type: Unlicensed entities
Address(es): 88 Gloucester Road, Wanchai, Hong Kong
Website: www.hartford-partners.com
Remarks: The company gives the above incomplete Hong Kong address. It uses another entity called Chen Parker Transfer Agency and a Hong Kong bank account in the name of Geonet Exim for settlement.
Add date: 27 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hartix Limited
Type: Unlicensed entities
Address(es): Suite 2105, 21/F, Wing On Centre, 111 Connaught Road, Central, Hong Kong
Remarks: The company's Hong Kong address belongs to a secretarial company. It acts as the settlement agent of Levin Mayer and Shanghai Mercantile Exchange, both are unlicensed entities on the Alert List.
Add date: 10 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hartmann and Partners
Type: Unlicensed entities
Address(es): Level 27, One Exchange Square Tower
8 Connaught Place, Central, Hong Kong
Website: www.hartmannpartners.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 14 Feb 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Harvard Moore Pte Ltd
Type: Unlicensed entities
Address(es): It uses a Singapore address.
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Harvest International Consortiums Ltd
Type: Unlicensed entities
Address(es): Suite 503, 5/F, Silvercord Tower 2, Tsim Sha Tsui, Hong Kong
Website: (i) www.hif-india.com
(ii) www.hifindia.net
(iii) www.hicfx.com
(iv) www.hif.co.id
Remarks: The company's Hong Kong address belongs to a business centre. It uses a bank account in Hong Kong for settlement.
Add date: 7 Feb 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hasegawa Financial Holdings
Type: Unlicensed entities
Address(es): Sunshine 60 Building, 3-1-1 Higashi-lkebukuro, Tokyo, Japan
Website: www.hasegawa-financial-holdings.com
Remarks: The company uses a bank account in Hong Kong in the name of Elantra Limited for settlement. It is apparently associated with Manniworth Co Ltd, another unlicensed entity on the Alert List.
Add date: 3 Mar 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: He-Xin Finance and Investment
Type: Unlicensed entities
Address(es): 141 Des Voeux Road Central
Central, Hong Kong
Website: www.hexincopy.com
Remarks: The company gives the above address on its website but it is not located there.
Add date: 23 Jul 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Heathway Limited
Type: Unlicensed entities
Address(es): Room 2207-9
Tower Two, Lippo Centre
89 Queensway, Admiralty
Hong Kong
Website: www.heathwayescrow.com
Remarks: Heathway Limited is not located at the above address as claimed. In addition, it also acted as an escrow agent for IRS & Partners, another unlicensed entity on the Alert List.
Add date: 19 May 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hemmington Capital Markets
Type: Unlicensed entities
Address(es): West Business Centre, 11/B Finance Street, 852-2118 Central Hong Kong
Website: www.hemington-cm.com
Remarks: The company‘s Hong Kong address is invalid. It is apparently associated with another unlicensed entity, which is known as Guangzhou Commodity Exchange, Guangzhou COM, or GZ COM on the Alert List.
Add date: 9 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HenryFX
Type: Unlicensed entities
Address(es): 11/F, AXA Centre, 151 Gloucester Road, Wan Chai, Hong Kong
Website: www.henry-fx.com
Remarks: The Hong Kong address provided on the website belongs to a business centre.
Add date: 6 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hentsch & Muller
Type: Unlicensed entities
Address(es): 60 Mody Road, Tsim Sha Tsui East
Kowloon, Hong Kong
Website: www.hentsch-muller.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 29 Sep 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Herise Invest Limited
Type: Suspicious websites
Address(es): 23rd Floor, New World Tower
18 Queen's Road Central
Hong Kong
Remarks: The company's website appears to be a fake website of Bear Bright Limited, which is an SFC licensed corporation with a legitimate website at www.bearbright.com.
Add date: 22 Apr 2004
Last Update Date: 5 May 2004
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Heritage Provident
Type: Unlicensed entities
Address(es): 28th Floor, The Center, 99 Queen’s Road Central, Central, Hong Kong
Website: N/A
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 7 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hero Elegant Global Services Limited
Type: Unlicensed entities
Address(es): One International Finance Centre
1 Harbour View Street, Central
Hong Kong
Website: www.heroglobal.com.cn
Remarks: The company provides an incomplete Hong Kong address as above.
Add date: 9 Nov 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Herrington Global
Type: Unlicensed entities
Address(es): Taikoo Business Centre, West Tower, 971/B King's Road, Quarry Bay, Hong Kong
Website: www.herrington-global.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 24 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hersh Edelman
Type: Unlicensed entities
Address(es): 19/2 Des Voeux Road Central, Hong Kong
Website: www.hersh-edelman.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 12 May 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hesketh Leihner
Type: Unlicensed entities
Address(es): Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan, Hong Kong
Website: http://hesketh-leihner.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with Beijing Futures Exchange, a fake market operator on the Alert List.
Add date: 19 Jul 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HF JR Finance (Asia) Limited
Type: Suspicious websites
Address(es): 27/F, The Gateway Tower 3, Prudential Tower, 21 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.hf1188.com
Remarks: The Hong Kong address provided on the website belongs to a service apartment.
Add date: 19 Jul 2013
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: HFJR Financal Investment Inc
Type: Suspicious websites
Address(es): Headquarters 1 Queens Road, HSBC Main Building, Central
Website: www.hf8000.com
Remarks: The company is not located at the above Hong Kong address.  It is apparently associated with HF JR Finance (Asia) Ltd, another entity on our Alert List.
Add date: 9 Oct 2014
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: HFJR Financal Investment Inc
Type: Suspicious websites
Address(es): Headquarters 1 Queens Road, HSBC Main Building, Central
Website: www.hf2222.com
Remarks: The company is not located at the above Hong Kong address.  It is apparently associated with HF JR Finance (Asia) Ltd, another entity on our Alert List.
Add date: 9 Oct 2014
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: (New) Hillgrand Limited
Type: Unlicensed entities
Address(es): i) 2/F, Yau Tak Building, 167 Lockhart Road, Wan Chai, Hong Kong
ii) 270 Park Avenue, New York, NY 10017, US
iii) Unit 23 Fusion at Magna, Magna Way, Rotherham, South Yorkshire S60 1FE, UK
iv) Nürnberger Straße 13 10789, Berlin, Deutschland
v) Rue de Rivoli 21007, Paris, France
vi) Otemachi-Nomura Bldg. 19F 2-1-1 Otemachi Chiyoda-ku, Tokyo, 100-0004 Japan
Website: www.hglfox.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 30 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hirsche Private Asset Management Limited
Type: Unlicensed entities
Address(es): 1. 31-33 Ng Fong Street, San Po Kong, Hong Kong
2. 27 Old Gloucester St, London, WC1N 3AX, UK
3. South Church Street, George Town, Grand Cayman, KY1-1104, Cayman Islands
4. 28/F, No.66 Sec.1 Zhongxiao W. Rd., Zhongzheng Dist., Taipei City 10018, Taiwan
Website: www.hirsche.co.uk
Remarks: The company's Hong Kong address is incomplete.
Add date: 5 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HIS Commodities
Type: Unlicensed entities
Address(es): Hong Leong Industrial Complex
4 Wang Kwong Road
Kowloon Bay, Kowloon
Hong Kong
Website: www.hiscommodities.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 25 Mar 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hk Baoma Avenue International Group Company Limited
Type: Unlicensed entities
Address(es): Rm. 19C, Lockhart Centre, 301-307 Lockhart Road, Wan Chai, Hong Kong
Website: www.yy125.com
Remarks: The company gives the above Hong Kong address, which belongs to a secretarial company. It is apparently associated with China Deng Shilei Care Association Company Limited, another unlicensed entity on the Alert List.
Add date: 18 Sep 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HK Eastern Culture Property Exchange Co., Limited
Type: Unlicensed entities
Address(es): Hongkong Wan Chai Lockhart Road No. 315 - 321 Luo based center 23 floor room C
Website: www.ecae.hk
Remarks: The company gives the above Hong Kong address on its website but it is not located there.
Add date: 24 Nov 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HK Jin Yu Heng Tong Investment Co Limited / HK Jin Yu Heng Tong Investment Management Limited
Type: Unlicensed entities
Address(es): i) 5901, The Landmark, 15 Queen's Road Central, Hong Kong
ii) Chase Business Centre (CHD), 39-41 Chase Side, London, England N1 5BP
Website: i) www.jyht.co.uk
ii) www.jyht.hk
iii) www.vgem.com
Remarks: The company's Hong Kong address is invalid. It is not associated with Pictet Asset Management (Hong Kong) Ltd, an SFC-licensed corporation.
Add date: 12 Jul 2013
Last Update Date: 4 Oct 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HK Kova Capital Management Limited
Type: Unlicensed entities
Address(es): 12/F, International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong
Website: -
Remarks: The Hong Kong address given by the company belongs to a business centre. The company is not associated with Goldman Sachs (Asia) L.L.C., an SFC licensed corporation. It is apparently associated with USA High Flourishing Group Fund Management Investment Limited and USA Hight Flourishing Group (Hong Kong) Fund Management Investment Limited, two other unlicensed entities on the Alert List.
Add date: 22 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HK Pacific
Type: Unlicensed entities
Address(es): Room 2001-03, 20/F Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong
Website: www.hk-pacific.com
Remarks: The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong in the name of Kennedy Brown International for settlement. It is apparently associated with Bergmann & Co. International, another unlicensed entity on the Alert List.
Add date: 4 Aug 2011
Last Update Date: 19 Oct 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HK Private Capital Limited
Type: Unlicensed entities
Address(es): Nil
Website: -
Remarks: The company acts as the settlement agent for Swiss Private Capital Limited, another unlicensed entity on the Alert List.
Add date: 16 Feb 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HKForex (H.K.) Co. Ltd.
Type: Unlicensed entities
Address(es): 36 Wang Kwong Road
Kowloon Bay
Hong Kong
Website: www.hkforex.com.cn
Remarks: The company is not associated with the SFC-licensed corporation, Hong Kong Forex Investment Limited. It claims to be regulated by the Financial Services Regulatory Authority which falsely claims to be a regulator in Hong Kong. The company provides the above incomplete Hong Kong address.
Add date: 16 Apr 2008
Last Update Date: 1 Jan 1970
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HKI Consultants
Type: Unlicensed entities
Address(es): Room 1701, Fu Fai Commercial Centre,
27 Hiller Street, Sheung Wan, Hong Kong
Website: www.hkiconsultants.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 7 Nov 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HKIC Group
Type: Unlicensed entities
Address(es): 31/F Chinachem Century Tower, 178 Gloucester Road, Wanchai, Hong Kong
Website: http://www.hkicgroup.com
Remarks: The above Hong Kong address belongs to a secretarial company.
Add date: 23 Mar 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HKIC Systems Limited
Type: Unlicensed entities
Address(es): 31/F Chinachem Century Tower, 178 Gloucester Road, Wanchai, Hong Kong
Remarks: The above Hong Kong address belongs to a secretarial company.
Add date: 23 Mar 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HKOTC
Type: Fake regulators and/or market operators
Website: (i) www.hkotc.net
(ii) www.hkotcex.com
Remarks: This entity falsely claims to provide over-the-counter trading in Hong Kong.
Add date: 13 Mar 2014
Name: HMG Holdings Ltd
Type: Unlicensed entities
Address(es): 30-32/F
30 Queens Road Central
Hong Kong
Website: www.hmgholdingsltd.com
Add date: 10 Feb 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hoden International Clearing
Type: Unlicensed entities
Address(es): E-Trade Plaza, 24 Lee Chung Street, Chai Wan, Hong Kong
Website: www.hodeninternationalclearing.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 6 Nov 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hodyer Asia / Hodyer Asia Assets Management Inc / Hoyder Investment Group
Type: Unlicensed entities
Address(es): 8/F, Two Exchange Square, 8 Connaught Place, Hong Kong
Website: www.hoyderasia.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 8 Oct 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Holdings Universal
Type: Unlicensed entities
Address(es): 18 Salisbury Road
Hong Kong
Website: www.holdingsuniversal.com
Remarks: The company gives the above address but it is not located there. It also uses bank accounts in Hong Kong in the names of Brinks Holdings Limited and China Union Group Limited.
Add date: 8 Dec 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hollerman & Company LLC
Type: Unlicensed entities
Address(es): 110 East 59th Street, New York, NY 10022, USA
Website: www.hollermanllc.com
Remarks: The company uses bank accounts in Hong Kong in the name of FSG & SGR Limited and Fortress Hill Limited for settlement.
Add date: 20 Mar 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Honesty International Holdings Limited
Type: Unlicensed entities
Address(es): Room 703, Kowloon Building
555 Nathan Road, Kowloon

Flat 8, 25/F, Cable TV Tower, 9 Hoi Shing Road, Tsuen Wan, New Territories
Website: www.hih168.com
Remarks: The company does not operate from the two above addresses.
Add date: 6 Nov 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kong & New Territories Futures Board
Type: Fake regulators and/or market operators
Address(es): 22nd Floor, Chater House
8 Connaught Road, Central
Hong Kong
Website: www.hktfb.com
Remarks: The company falsely claims to be a regulator in Hong Kong
Add date: 20 Apr 2010
Name: Hong Kong and Shanghai Securities Ltd
Type: Suspicious websites
Address(es): First Avenue
London
United Kingdom
Website: www.hkssl-uk.com
Remarks: The company is not associated with The Hongkong and Shanghai Banking Corporation Ltd or any of its subsidiaries.
Add date: 1 Nov 2005
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Business Information Registry
Type: Suspicious websites
Website: www.hkbizreg.com
Remarks: The website is apparently associated with Windsor Finance Group, an unlicensed entity on the Alert List.
Add date: 8 Oct 2013
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Commodities and Mercantile Exchange
Type: Suspicious websites
Address(es): 88/F International Commerce Centre, 1 Austin Road West, Hong Kong
Website: http://hkcmx.hk
Remarks: The website with the above domain name is not associated with Hong Kong Mercantile Exchange, an SFC authorized provider of automated trading services. The exchange operator gives the above address but it is not located there.
Add date: 30 Dec 2011
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Commodity Trading Board
Type: Fake regulators and/or market operators
Website: www.hkctb.org
Remarks: The company falsely claims to be a regulator in Hong Kong.
Add date: 21 Oct 2009
Name: Hong Kong Eshirong Financial Investment
Type: Unlicensed entities
Address(es): Room E, 88/F, Full Win Commercial Centre, 578 Nathan Road, Mongkok, Kowloon
Website: www.eshirong.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 11 Nov 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Finance
Type: Unlicensed entities
Address(es): 31st Floor, Gloucester Tower
The Landmark, 15 Queen’s Road Central
Hong Kong
Website: www.hkfincn.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with The Asian Financial Services Authority, a fake regulator on the Alert List.
Add date: 10 Mar 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Finance Authority
Type: Unlicensed entities
Address(es): 38/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.financeauthority-hk.com
Remarks: The company gives the above Hong Kong address but it is not located there. It appears to be related to Cystic Travel, a travel agency which claims to be located in Malaysia.
Add date: 7 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Financial Securities Board
Type: Fake regulators and/or market operators
Address(es): 1 Connaught Road
Central, Hong Kong
Website: www.hkfsb.org
Remarks: The company falsely claims to be a statutory regulator in Hong Kong and provides the above incomplete Hong Kong address.
Add date: 31 Mar 2009
Name: Hong Kong Financial Services Authority
Type: Fake regulators and/or market operators
Website: www.hkfsa.org
Remarks: The company falsely claims to be a statutory regulator in Hong Kong.
Add date: 31 Mar 2009
Name: Hong Kong Financial Trading Authority
Type: Fake regulators and/or market operators
Address(es): HK Diamond Exchange Building
8 Duddell Street
Central, Hong Kong
Website: www.hkfta.org
Remarks: The company falsely claims to be a regulator in Hong Kong and provides the above incomplete Hong Kong address.
Add date: 15 Jul 2009
Name: Hong Kong Foreign Financial Fund Company
Type: Unlicensed entities
Address(es): 52th Floor, Two International Finance Centre
8 Finance Street, Central, Hong Kong
Website: www.foreignfinancial-hk.com
Remarks: The company gives the above address but it is not located there.
Add date: 1 Sep 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Foreign Investments Trade Authority
Type: Fake regulators and/or market operators
Address(es): Nine Queen’s Road Central, 23rd Floor, Hong Kong
Website: http://hkfita.org
Remarks: The company falsely claims to be a regulator for the securities and futures markets in Hong Kong. It gives the above Hong Kong address but it is not located there.
Add date: 11 Feb 2016
Name: Hong Kong Franklin International Financial Investment Limited
Type: Unlicensed entities
Address(es): i) Room 1001, 10/F,
No. 71 Des Voeux Road Central,
Hong Kong

ii) Unit 04, 7/F, Bright Way Tower,
No. 33 Mongkok Road,
Kowloon, Hong Kong
Remarks: The company gives the above addresses but it is not located there. It is not associated with Franklin Templeton Investments (Asia) Limited, an SFC licensed corporation.
Add date: 1 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Futures Market Commission
Type: Fake regulators and/or market operators
Website: http://hkfmc.org
Remarks: The above entity falsely claims that it is an independent regulatory body that controls and supervises the financial system.
Add date: 10 Aug 2010
Name: Hong Kong Global Exchange Co. Ltd.
Type: Suspicious websites
Address(es): Room 1203, 12/F, Tower 3, China Hong Kong City, 33 Canton Road, Tsimshatsui, Hong Kong
Website: www.hkglobalexchange.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 12 Mar 2014
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Gold Exchange
Type: Fake regulators and/or market operators
Website: http://www.hkgoldge.com
Remarks: The company falsely claims to operate an Exchange in Hong Kong specializing in precious metal trading.
Add date: 9 Jun 2010
Name: Hong Kong Goldman Sachs Financial Investment Ltd
Type: Unlicensed entities
Address(es): 58/F, Cheung Kong Center, 2 Queen’s Road Central, Hong Kong
Website: http://gsjr222.com
www.151178.com
Remarks: The company gives the above Hong Kong address but it is not located there. The company is not associated with Goldman Sachs (Asia) L.L.C., Goldman Sachs Futures (Asia) Limited and Goldman Sachs (Asia) Securities Limited, which are SFC licensed corporations.
Add date: 21 Dec 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kong International Asset Management Limited
Type: Unlicensed entities
Address(es): 40th Floor, Citibank Plaza, ICBC Tower, 3rd Garden Road, Central, Hong Kong
Website: www.hkiam.com.hk
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 12 Aug 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kong International Million Abundant Cultural Art Limited
Type: Unlicensed entities
Address(es): (i) Room 2809-12, 28/F, Office Tower, Convention Plaza, No.1 Harbour Road, Wan Chai, Hong Kong
(ii) 208, Jin Man Shang Wu Zhong Xin, 38 Hong Bao Lu, Luohu District, Shenzhen, China
Website: new.hkwfatc.com
Remarks: The company previously gave the above Hong Kong address but it is no longer located there. It also used a bank account in Hong Kong for settlement.
Add date: 31 Mar 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kong International Trading Corporation
Type: Unlicensed entities
Address(es): 32684, Sheung Wan, Hong Kong
Website: www.intertradehongkong.com
Remarks: The company provides an invalid address.
Add date: 12 Dec 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Jongsfung Kamyung Group Ltd
Type: Suspicious websites
Website: www.jonesfung.com
Remarks: It is not associated with the SFC-licensed intermediary, Mega Securities (Hong Kong) Company Ltd.
Add date: 20 Nov 2007
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Options and Futures Exchange
Type: Suspicious websites
Address(es): 113 Argyle Street, Mongkok, Kowloon, Hong Kong
Website: www.hkoex.com
Remarks: The company’s Hong Kong address is incomplete. It appears to be related to The Hong Kong Futures & Options Exchange, which is a fake market operator on the Alert List.
Add date: 7 Nov 2011
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Options and Futures Exchange (HKOFX)
Type: Fake regulators and/or market operators
Website: www.hkofx.com
Remarks: The company acts as the settlement agent for Crown Wealth International, and appears to be associated with Global Option Solutions. Both Crown Wealth International and Global Option Solutions are unlicensed entities on the Alert List. Sales representatives of Global Option Solutions tried to solicit investors to invest in products offered by Hong Kong Options and Futures Exchange (HKOFX).
Add date: 19 Apr 2010
Name: Hong Kong Regulatory Board
Type: Fake regulators and/or market operators
Address(es): 79th & 80th Floors, International Commerce Centre, 1 Austin Road West, West Kowloon, Hong Kong
Website: http://gov.hkrb.org
Remarks: The company falsely claims to be a regulator for the securities and futures markets in Hong Kong. It gives the above Hong Kong address but it is not located there.
Add date: 15 Mar 2013
Name: Hong Kong Securities Clearing Limited
Type: Unlicensed entities
Address(es): 26/F, Citic Tower, 1 Tim Mei Avenue, Central, Hong Kong
Remarks: The company gives the above Hong Kong address but it is not located there. The company is not associated with the Hong Kong Securities Clearing Company Limited.
Add date: 18 Apr 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kong Securities Options Futures Exchange (HKSOFX)
Type: Fake regulators and/or market operators
Website: www.hksofx.com
Remarks: The company falsely claims to be a regulator in Hong Kong and is associated with Pembroke Roche & Associates which is an unlicensed entity on the Alert List.
Add date: 20 Jul 2010
Name: Hong Kong Shanghai Board Options Exchange
Type: Fake regulators and/or market operators
Website: www.hsboe.com
Remarks: This entity falsely claims to be the regulatory body for the finance sector in Mainland China and is a member of the International Organization of Securities Commissions.
Add date: 3 Sep 2013
Name: Hong Kong Stock Transfer Registry
Type: Fake regulators and/or market operators
Address(es): 28/F, Nine Queen’s Road Central, 9 Queen’s Road, Hong Kong
Website: www.hkstr.org
Remarks: The entity’s Hong Kong address is invalid. It is apparently associated with Global Strategy Capital Markets Limited, an unlicensed entity on the Alert List.
Add date: 6 Jul 2015
Name: Hong Kong ya-tong Finance and Investment Co. Ltd.
Type: Unlicensed entities
Address(es): 1 International Finance Centre
1 Harbour View Street
Central, Hong Kong
Website: www.hk-yatong.com
Remarks: The company's Hong Kong address is incomplete and is the same as that of Hua-tong Finance and Investment Limited, another unlicensed entity on the Alert List.
Add date: 24 Jun 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Kuang
Type: Unlicensed entities
Address(es): 3/F, 7 Tai Hing Street, Tuen Mun, New Territorries, Hong Kong
Website: www.hongkuang.com
Remarks: The company's Hong Kong address is invalid. It uses a Hong Kong bank account in the name of Hong Kuang Co Ltd for settlement.
Add date: 3 Sep 2013
Last Update Date: 6 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hong Yu International
Type: Unlicensed entities
Address(es): G/F, Hua Tai International Building, 340 Queen’s Road Central, Sheung Wan, Hong Kong
Website: www.hygjzb.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 24 Nov 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hongkong Chuangtou Financial Investment Inc
Type: Unlicensed entities
Address(es): 28/F, Standard Chartered Bank Building, 4-4a Des Voeux Road, Central, Hong Kong
Website: www.ct9999.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 7 Aug 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hongkong Fengye International Financial Investment Co Ltd
Type: Unlicensed entities
Address(es): 23/F B07 Hover Industrial Building, No. 26-38 Kwai Cheong Road, Kwai Chung, New Territories. Hong Kong
Website: www.fy6636.com
fy3588.com
fy6363.com
www.hr855.com
www.886wx.com
Remarks: The company gives the above Hong Kong address, which belongs to a secretarial company. The company is not associated with The Bank of Nova Scotia, an SFC registered institution.
Add date: 16 Feb 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hongkong Guotaijunan Securities Holding Co., Limited
Type: Unlicensed entities
Address(es): Flat/Rm 1701, 17/F Ricky Ctr, 36 Chong Yip St., Kwun Tong, Kowloon, Hong Kong.
Website: www.gtjahk; www.998335.com; www.gtja666.com
Remarks: There is a legitimate group of SFC licensed companies whose name includes “Guotai Junan”. The above company attempts to appear associated with them, but in fact it is not. Please check the SFC’s public register of licensed persons and registered institutions if you are in doubt. The company provides the above Hong Kong address on its websites but it is not located there. The websites are no longer operational.
Add date: 5 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HongKong Gxforex co., ltd
Type: Unlicensed entities
Address(es): 17th Floor
Henan Building
90 Jaffe Road
Wanchai, Hong Kong
Website: www.jxcm138.com
Remarks: The company gives the above address but it is not located there.
Add date: 3 Sep 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HongKong Sega Bullion Limited
Type: Unlicensed entities
Address(es): 8/F, North Sea, CNT Commercial Building, 302 Queen’s Road, Sheung Wan, Hong Kong
Website: www.sucdensega.com
Remarks: The company falsely represents itself as Sucden Finance. The company's Hong Kong address belongs to an accounting firm and it uses a bank account in Hong Kong in the name of the company for settlement.
Add date: 20 Jul 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HongKong Tooptions Limited
Type: Unlicensed entities
Address(es): Unit 17, 9/F, Tower A, New Mandarin Plaza, No 14 Science Museum Road, Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.tooptions.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 29 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HongKong UBC Investment Funds Limited
Type: Suspicious websites
Address(es): The company gives addresses in Hong Kong and China in Chinese only. Please refer to the Chinese version for its Chinese addresses.

8/F, Bank Centre
636 Nathan Road
Mongkok
Hong Kong
Website: www.hkcapital.org
Add date: 14 Jun 2004
Last Update Date: 16 Jun 2004
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Howell Schine & Co
Type: Unlicensed entities
Address(es): Level 27, One Exchange Square Tower
8 Connaught Place
Central
Hong Kong
Website: www.howellschine.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 27 Feb 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: HSL Acquisitions Inc / HSL Acquisitions
Type: Unlicensed entities
Address(es): Bank of East Asia Harbour View Centre, 56 Gloucester Road, Wan Chai, Hong Kong
Website: www.hslacquisitions.com
Remarks: The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Clavering Services Hong Kong Limited for settlement.
Add date: 18 Dec 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: http://4008095521.com/index.php
Type: Suspicious websites
Website: http://4008095521.com/index.php
Remarks: The website with the above domain name is not associated with Goldenway Investment (HK) Limited, an SFC licensed corporation.
Add date: 28 Jan 2011
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://61.152.237.170/index.html
Type: Suspicious websites
Website: http://61.152.237.170/index.html
Remarks: The website with the above domain name is not associated with KGI Group, the holding company of certain SFC-licensed corporations.
Add date: 7 Dec 2012
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://azentus-capital.com
Type: Suspicious websites
Website: http://azentus-capital.com
Remarks: The website with the above domain name is not associated with Azentus Capital Management Limited, an SFC licensed corporation.
Add date: 12 Jul 2013
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://azentuscapitalmanagement.com
Type: Suspicious websites
Website: http://azentuscapitalmanagement.com
Remarks: The website with the above domain name is not associated with Azentus Capital Management Limited, an SFC-licensed corporation.
Add date: 12 Jul 2013
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://blog.sina.com.cn/s/blog_8cd1c8950100tcbf.html
Type: Suspicious websites
Website: http://blog.sina.com.cn/s/blog_8cd1c8950100tcbf.html
Remarks: The website with the above domain name is not associated with iFast Financial (HK) Limited, an SFC licensed corporation.
Add date: 25 Oct 2011
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://eastmoney.comhjl.com
Type: Suspicious websites
Website: http://eastmoney.com
hjl.com
Add date: 7 Aug 2012
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://harbin-beer.cn/index.html
Type: Suspicious websites
Website: http://harbin-beer.cn/index.html
Remarks: The website with the above domain name is not associated with KGI Group, the holding company of certain SFC-licensed corporations.
Add date: 7 Dec 2012
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://www.asia-im.info/
Type: Suspicious websites
Website: http://www.asia-im.info/
Remarks: The website with the above domain name is not associated with Asia Investment Management Limited, an SFC licensed corporation.
Add date: 1 Mar 2011
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://www.cantorukgold.com
Type: Suspicious websites
Website: http://www.cantorukgold.com
Remarks: The website with the above domain name is not associated with Cantor Fitzgerald(Hong Kong) Capital Markets Limited, an SFC licensed corpoation.
Add date: 7 Mar 2013
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://www.fayzw.com
Type: Suspicious websites
Website: http://www.fayzw.com
Remarks: The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations.
Add date: 14 Mar 2012
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://www.ifastcorp.org/iFAST_Login.aspx
Type: Suspicious websites
Website: http://www.ifastcorp.org/iFAST_Login.aspx
Remarks: The website with the above domain name is not associated with iFast Financial (HK) Limited, an SFC licensed corporation.
Add date: 25 Oct 2011
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://www.ifastcorp.org/Personalpromotion.aspx?regid=ycx888
Type: Suspicious websites
Website: http://www.ifastcorp.org/Personalpromotion.aspx?regid=ycx888
Remarks: The website with the above domain name is not associated with iFast Financial (HK) Limited, an SFC licensed corporation.
Add date: 25 Oct 2011
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://www.kh989.com/htm/kh4.htm
Type: Suspicious websites
Website: http://www.kh989.com/htm/kh4.htm
Remarks: The website with the above domain name is not associated with Convoy Asset Management Limited and Convoy Investment Services Limited, both are SFC licensed corporations.
Add date: 14 Mar 2012
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://www.ukcantor.com
Type: Suspicious websites
Website: http://www.ukcantor.com
Remarks: The website with the above domain name is not associated with Cantor Fitzgerald (Hong Kong) Capital Markets Limited, an SFC licensed corporation.
Add date: 14 Feb 2012
Last Update Date: 1 Jan 1970
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://www.ukcantor.net
Type: Suspicious websites
Website: http://www.ukcantor.net
Remarks: The website with the above domain name is not associated with Cantor Fitzgerald (Hong Kong) Capital Markets Limited, an SFC licensed corporation.
Add date: 14 Feb 2012
Last Update Date: 1 Jan 1970
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://www.ukcantorhk.com
Type: Suspicious websites
Website: http://www.ukcantorhk.com
Remarks: The website with the above domain name is not associated with Cantor Fitzgerald (Hong Kong) Capital Markets Limited, an SFC licensed corporation.
Add date: 14 Feb 2012
Last Update Date: 1 Jan 1970
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: http://www.yfjrw168.com
Type: Suspicious websites
Website: http://www.yfjrw168.com
Remarks: The website with the above domain name is not associated with Wing Fung Securities Limited, Wing Fung Futures Limited and Wing Fung Forex Limited, which are SFC-licensed corporations.
Add date: 28 Oct 2013
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Hua-tong Finance and Investment Company Limited
Type: Unlicensed entities
Address(es): 1 International Finance Centre
1 Harbour View Street, Central
Hong Kong
Website: www.hk-huatong.com
Remarks: The company claimed to be a financial investment company set up in Hong Kong in November 1985 and have HK$9.8 billion in its investment portfolio. It appears to target overseas investors to provide gold and futures trading. The company's Hong Kong address is incomplete.
Add date: 31 Mar 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hudson & Parker
Type: Unlicensed entities
Address(es): Bank of America Tower
12 Harcourt Road, Central
Hong Kong
Website: www.hudsonandparker.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 13 Nov 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hudson International Group Limited
Type: Unlicensed entities
Address(es): The office and mail address at Lippo Centre in Hong Kong are no longer in use but we believe that the company still has offices or mail addresses in China, Indonesia, the Netherlands and Thailand as well.
Remarks: The company appears to target Hong Kong investors.
Add date: 2 Nov 2000
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hudson Strategic Partners
Type: Unlicensed entities
Address(es): The Center, 99 Queen’s Road Central, Hong Kong
Website: www.hudsonstrategicpartners.com
Remarks: The company’s Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of Uni Concord Limited for settlement.
Add date: 10 Dec 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Huge Forex Investments Ltd
Type: Unlicensed entities
Address(es): The company represents it has office in Hong Kong.
Add date: 2 Jun 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Hypa Asset Management Ltd
Type: Unlicensed entities
Address(es): Clifton House, 75 Fort Street, PO Box 1350, Grand Cayman KY1-1106, Cayman Islands
Website: www.hypaasset.com
Remarks: The company purports to have a Hong Kong presence by providing an invalid Hong Kong telephone number on its website. It is apparently associated with Progressive Equity Advisors Ltd, another unlicensed entity on the Alert List.
Add date: 9 Jun 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) IBC Capital Limited
Type: Unlicensed entities
Address(es): 38 Birmingham Drive, Middleton Christchurch, New Zealand
Website: www.ibcfx.com
Remarks: The company uses a bank account in Hong Kong in the same name for settlement.
Add date: 19 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: IC Markets Hong Kong
Type: Unlicensed entities
Website: www.icmarkets.com.hk
Remarks: The company is apparently associated with DS Forex, another unlicensed entity on the Alert List.
Add date: 12 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ICAP Europe Ltd
Type: Unlicensed entities
Website: www.icap-forex.com
Remarks: The above company is not associated with ICAP Europe Limited, a Financial Services Authority authorised firm in the UK. The above company uses a Hong Kong bank account under the same name for settlement.
Add date: 22 Jul 2011
Last Update Date: 26 Aug 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Idelson Group
Type: Unlicensed entities
Address(es): International Business Centre, 1A Harbour View Street, Central, Hong Kong
Website: www.idelson-group.com
Remarks: The company’s Hong Kong address is invalid. It is apparently associated with Taiwan Options and Futures Exchange, a fake market operator on the Alert List.
Add date: 22 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: IGK Broker Limited
Type: Unlicensed entities
Address(es): 12/F, The Center, 100 Queen’s Road Central, Hong Kong
Website: www.igkbroker.com
Remarks: The company’s Hong Kong address is invalid. It is apparently associated with Findex9.com Limited, another unlicensed entity on the Alert List.
Add date: 20 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: IKON Group
Type: Suspicious websites
Address(es): China Hong Kong City, Canton Road, Kowloon, Hong Kong
Website: http://cn.ikonfx.com
Remarks: The website that uses the above name provides an incomplete Hong Kong address.
Add date: 6 Jul 2015
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Imperial Asset Management Limited
Type: Unlicensed entities
Address(es): The company's office and mail address at Bank of China Tower in Hong Kong are no longer in use.
Add date: 31 Jan 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Imperial Trust LLC
Type: Unlicensed entities
Address(es): CEO Rivers 6650 Rivers Avenue Charleston
South Carolina 29406
US
Website: www.imperialtrustllc.com
Remarks: The company may be associated with World Trade Financial Group and Link Mergers & Acquisitions.
Add date: 10 Aug 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Impex Consult Financial & Consulting Group
Type: Suspicious websites
Address(es): Gloucester Tower
The Landmark
11 Pedder St.
4009 Hong Kong
Website: www.consult-im.biz
www.consult-im.org
Add date: 5 Mar 2007
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: IN Commodities
Type: Unlicensed entities
Address(es): Suite 5180, Two International Finance Centre, 8 Finance Street, Hong Kong
Website: http://incommodities.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 11 Aug 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: In-Capital
Type: Unlicensed entities
Address(es): Suite 5140, Two International Finance Centre, 8 Finance Street, Hong Kong
Website: www.in-capital.com
Remarks: The company’s Hong Kong address is invalid. It uses bank accounts in Hong Kong in the name of Special Wealth Corporation Ltd and Welly International Holding Limited for settlement. The company requests investors to contact SSR Law Offices LLP, which claims to locate on 16/F, Hong Kong Club Building, 3A Chater Road, Central, Hong Kong, for payment. However, SSR Law Offices LLP is not located at the given Hong Kong address.
Add date: 7 Nov 2011
Last Update Date: 21 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Index Easy
Type: Suspicious websites
Website: www.index-e.com
Remarks: This website is apparently related to Future Index and 環球指數, another suspicious websites on the Alert List.
Add date: 14 Sep 2009
Last Update Date: 16 Aug 2010
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Innova Equity
Type: Unlicensed entities
Remarks: The company settled its transactions through a bank account in the United Kingdom.
Add date: 21 Feb 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Innovative Consulting Inc
Type: Unlicensed entities
Address(es): 13140 Coit Road Ste 219
Dallas Texas 75240 5790
USA
Add date: 22 Mar 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Institutional Equity Partners
Type: Unlicensed entities
Address(es): i) BOC Tower, 1 Garden Rd, Central, Hong Kong

ii) 200 West Street, New York, NY 10282, U.S.A.
Website: www.iepnet.com
Remarks: The company’s Hong Kong address is incomplete. It also uses a bank account in Hong Kong in the name of Dreyfus Rubert for settlement.
Add date: 18 Jul 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Inter Global Equity
Type: Unlicensed entities
Address(es): 17/F, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Website: www.interglobalequity.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Preston Capital Partners Limited for settlement.
Add date: 7 Jan 2014
Last Update Date: 10 Apr 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Interactive Trade
Type: Unlicensed entities
Address(es): Level 7 Manulife Plaza, 33 Hysan Avenue, Causeway Bay, Hong Kong
Website: www.interactive-trade.com
www.interactive-trademail.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 2 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Intereast Securities Ltd
Type: Unlicensed entities
Address(es): 36/F Cheung Kong Center, 2 Queen’s Road Central, Hong Kong
Website: www.intereastsecurities.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 22 Jul 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: International Asset Management Co, Ltd
Type: Unlicensed entities
Address(es): The company's office and mail address at Bank of China Tower in Hong Kong are no longer in use. It also purports to have offices or mail addresses in Thailand, Japan and Singapore.
Add date: 19 Apr 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: International Corporate Advisors
Type: Unlicensed entities
Address(es): 64 Hoi Yuen Road, Kwun Tong, Hong Kong
Website: www.intlcorporateadvisors.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 25 Apr 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: International Court of Finance
Type: Unlicensed entities
Address(es): 8 Finance Street, Hong Kong Island, Hong Kong
Website: www.intlcf.org
Remarks: The entity gives the above incomplete Hong Kong address and is apparently associated with International Investor Commission, a fake regulator on the Alert List.
Add date: 23 May 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: International Equities Organization
Type: Fake regulators and/or market operators
Website: www.intl-equities.org
Remarks: The company falsely claims it administers and enforces international securities laws.
Add date: 6 Nov 2009
Name: International Financial Committee Hong Kong
Type: Fake regulators and/or market operators
Remarks: The company falsely claims to be a regulator in Hong Kong.
Add date: 19 Aug 2010
Name: International Financial Court
Type: Fake regulators and/or market operators
Address(es): Millennium City, 388 Kwun Tong Road, Hong Kong.
Remarks: The entity gives the above incomplete Hong Kong address and falsely claims to be a regulator in Hong Kong.
Add date: 10 Oct 2011
Name: International Financial Court (IFC) Hong Kong
Type: Fake regulators and/or market operators
Remarks: The entity is not a regulator in Hong Kong.
Add date: 15 Nov 2012
Name: International Investor Commission
Type: Fake regulators and/or market operators
Address(es): Silver Fortune Plaza, 1 Wellington Street, Hong Kong
Website: www.internationalic.com
Remarks: The entity gives the above incomplete Hong Kong address and falsely claims to oversee and regulate securities industry.
Add date: 23 May 2011
Name: International Investor Protection Coalition
Type: Fake regulators and/or market operators
Website: http://iipcoalitiononline.org
Remarks: The company falsely claims that it has a presence in Hong Kong and is regulated by the Securities and Futures Commission.
Add date: 15 Mar 2013
Name: International Mergers Authority
Type: Fake regulators and/or market operators
Address(es): Silver Fortune Plaza, 1 Wellington Street, Central, Hong Kong
Website: www.imauth.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 28 Feb 2012
Name: International Options Management
Type: Unlicensed entities
Address(es): 8/F, Bank of America Tower
Harcourt Road
Central
Hong Kong
Website: www.interopman.com
Remarks: The company uses bank accounts in Hong Kong in the names of Sinowest International Corporation Ltd and Worldcorp Intertrade Ltd respectively. It could have tried to call itself as Interopman.
Add date: 28 Jul 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: International Options Trading Limited Pty
Type: Unlicensed entities
Address(es): Level 26, Prudential Tower
30 Cecil Street
Singapore 049716
Remarks: The company uses bank account in Hong Kong in the name of Sinowest International Corporation Limited.
Add date: 8 Dec 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: International Public Shareholders Protection Services
Type: Unlicensed entities
Website: www.intfraud.org
Add date: 20 Apr 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: International Securities & Assets Recovery Committee
Type: Unlicensed entities
Address(es): Chater House, 8 Connaught Road Central, Hong Kong
Website: www.intlsarc.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 28 Feb 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: International Securities & Futures Commission
Type: Fake regulators and/or market operators
Address(es): 30th Floor, One Exchange Square, 8 Connaught Place, Central, Hong Kong
Website: www.isfcomm.com
Remarks: The entity falsely claims that it administers the securities industry in Hong Kong. It gives the above Hong Kong address but it is not located there. The company maintains bank accounts in Mexico in the names of International Securities & Futures Commission and Yuan Finance Limited for settlement.
Add date: 22 Oct 2010
Name: International Securities Exchange Commission
Type: Fake regulators and/or market operators
Address(es): 10th Floor, Chater House
8 Connuaght Road Central
Hong Kong
Website: www.intlsecexchange.com
Remarks: The above entity falsely claims that it is an independent regulator, which enforces and implements federal securities laws. It gives the above Hong Kong address but it is not located there. Goldenway Investments, an unlicensed entity on the Alert List, claims that it is regulated by International Securities Exchange Commission. Platinum Group Holdings (formerly known as Beijing International Finance Group) also appears to be related to International Securities Exchange Commission. Platinum Group Holdings is another unlicensed entity on the Alert List.
Add date: 10 Aug 2010
Name: International Securities Registry
Type: Fake regulators and/or market operators
Address(es): Hongkong Electric Centre, 46 Kennedy Road
G.P.O Box 915, Hong Kong
Website: www.internationalsecuritiesregistry.org
Remarks: The entity falsely claims it administers international securities laws. It gives the above Hong Kong address but it is not located there.
Add date: 14 Feb 2011
Name: International Securities Tax Commission
Type: Unlicensed entities
Address(es): 7020 Albert Pick Rd
Greensboro, NC 27409
US
Website: www.istcommission.us
Remarks: The company may be associated with World Trade Financial Group and Link Mergers & Acquisitions.
Add date: 10 Aug 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: International Trade Oversight Committee
Type: Unlicensed entities
Website: www.intl-tradeoc.com
Remarks: The company falsely claims to be a regulator in Hong Kong
Add date: 12 May 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: International Wealth Management
Type: Unlicensed entities
Address(es): Hong Kong
Website: www.iwmhk.com
Remarks: The company gives a Hong Kong address but it is not located there.
Add date: 16 Jul 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Investex
Type: Unlicensed entities
Address(es): Asia Pacific Finance Tower
Citibank Plaza
3 Garden Road, Hong Kong
Website: www.investexfunds.com
Remarks: The company is related to another unlicensed entity, Blanc & Baumar and its Hong Kong address is incomplete.
Add date: 17 Feb 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: InvestTechFX
Type: Unlicensed entities
Website: www.investtechfx.com
Remarks: The company claims to provide leveraged foreign exchange trading services in Hong Kong.
Add date: 5 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: IOC Group Limited
Type: Unlicensed entities
Address(es): (i) 20/F, One International Finance Center, 1 Harbour View Street, Central, Hong Kong
(ii) 19/F, The Sail 6, Marina Boulevard, Marina Financial District, Singapore
(iii) Central Business District, 39A Circular Road, Singapore
(iv) C5-1 South Gate, Sungai Besi, Malaysia
(v) Level 4, National Aquatic Center (Water Cube), Beijing, China
Website: www.ioc-group.com
Remarks: The company's Hong Kong address belongs to a business centre. It uses a bank account in Hong Kong in the same name for settlement.
Add date: 7 Feb 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Iontrack Limited
Type: Unlicensed entities
Address(es): The company gives an address at Shui On Centre, Wanchai, Hong Kong which belongs to a business centre.
Add date: 18 May 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: IPC Capital
Type: Unlicensed entities
Address(es): One Kowloon, 1 Wang Yuen Street, Kowloon Bay, Hong Kong
Website: www.ipccapital.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 26 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: IRS & Partners
Type: Unlicensed entities
Address(es): Shun Tak Center
168-200 Connaught Road
Central - Hong Kong
Website: www.irspartners.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 25 Mar 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Irvine North Credit Union
Type: Suspicious websites
Address(es): 2 Sherton Street
Soho London
W1F 8BH
Website: www.irvinenorthcredit.com
Remarks: The company is connected with Bradley Chen & Associates. The above Irvine North Credit Union is different from the Irvine North Credit Union Limited in Scotland and the real Irvine North Credit Union Limited does not maintain the above website.
Add date: 28 Jul 2004
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Irving Horowitz Mergers and Acquisitions
Type: Unlicensed entities
Address(es): Berlin Kranzler Eck
Kurfurstenddamm 21
10719 Berlin
Germany
Remarks: The company settles its transactions through a bank account in Hong Kong in the name of Brinks Holdings Limited.
Add date: 29 Dec 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ITB Limited
Type: Unlicensed entities
Address(es): Av Xian Xing Hai
Zhu Kuan Building
10/F "A"
Macau
Remarks: The company appears to target Hong Kong investors.
Add date: 24 Mar 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Jackson Fortress Asset Management
Type: Unlicensed entities
Address(es): Room 1707, 17/F, Harcourt House
39 Gloucester Road, Wanchai, Hong Kong
Website: www.forexfactory.com
Remarks: The company gives a Hong Kong address but it is not located there.
Add date: 15 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Jade Asia International Ltd
Type: Unlicensed entities
Website: www.Jade-Asia.com
Remarks: The company is apparently associated with Marketing Services International, another unlicensed company on the Alert List. It uses a bank account in the name of Sun Billion Limited for settlement.
Add date: 30 Jun 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Jade Dragon Fund Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: James Doyle
Type: Unlicensed entities
Address(es): 45, rue des Scillas, Howald, L-2529, Luxembourg
Website: www.james-doyle.com
Remarks: The company uses a bank account in Hong Kong in the name of SOT Investment Holdings Limited for settlement.
Add date: 30 Mar 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Jameson West Associates Ltd
Type: Unlicensed entities
Address(es): 3/F Jonsim Place
228 Queen's Road East
Wanchai, Hong Kong

Conference House
152 Morrison Street
The Exchange
Edinburgh EH3 8EB UK
United Kingdom
Website: www.jamesonwest.com
Remarks: The address in Hong Kong belongs to a secretarial company. The company uses a bank account in Hong Kong in the name of Bridgenorth Holdings Limited. The company appears to target investors in Sweden, Germany, Singapore and Malaysia.
Add date: 26 Oct 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: JD Abrams & Associates
Type: Unlicensed entities
Address(es): Two International Finance Centre
Level 34, Suite 3409
8 Finance Street
Central, Hong Kong
Website: www.jdabramsassociates.com
Remarks: The company's Hong Kong address is invalid.
Add date: 12 Nov 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: JD Trading Inc
Type: Unlicensed entities
Address(es): 1300 Connecticut Avenue NW, Suite 2010-2011, Washington, DC 20036, United States
Add date: 2 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Jeffrey Brothers Capital
Type: Unlicensed entities
Address(es): Prosperity Tower, 39 Queen’s Road Central, Hong Kong
Website: www.jeffrey-brothers-capital.com
Remarks: The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Kingsburg Inc. Limited for settlement. It is apparently associated with Simons Griffin Financial, another unlicensed entity on the Alert List.
Add date: 11 Jun 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Jensen Ryan Lee Ltd.
Type: Unlicensed entities
Address(es): 30 Harbour Road, Wan Chai, Hong Kong
Website: http://jrlltd.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 10 Oct 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Jin Hue Finance
Type: Unlicensed entities
Address(es): 22/B Yardley Commercial Building, 1-2 Connaught Road West, Sheung Wan, Hong Kong
Website: www.jinhuefinance.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 9 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Joint Profit Investment Limited
Type: Unlicensed entities
Address(es): Level 39, One Exchange Square
8 Connaught Place
Central, Hong Kong
Website: www.jpil.hk
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 18 Dec 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Joint Wealthy Consultancy Ltd
Type: Unlicensed entities
Address(es): Room 308-310, New East Ocean Centre, 9 Science Museum Road, Tsim Sha Tsui East, Kowloon, Hong Kong
Website: (i) www.ZXL8103.com
(ii) www.opwmap.com
Remarks: The company provides the above Hong Kong address but it is no longer located here.
Add date: 14 Apr 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Jones Capital
Type: Unlicensed entities
Address(es): i) Wienerbergstrasse 9, Suite #123, Vienna 1100, Austria

ii) Suite 247, 155 Minories, London EC3N 1AD, United Kingdom
Website: www.jones-capital.com
Remarks: The company does not have a Hong Kong address. It also uses two bank accounts in the name of Ecovestment Ltd and Aliment Group in Hong Kong for settlement.
Add date: 20 Mar 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Jones Shaw Capital Partners
Type: Unlicensed entities
Address(es): Enterprise Square Three, 39 Wang Chiu Road, Kowloon Bay, Hong Kong
Website: www.jonesshaw-capitalpartners.com
Remarks: The company's Hong Kong address is incomplete. The company uses two bank accounts in Hong Kong in the names of Tricorp Limited and Deniver Limited for settlement.
Add date: 19 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Jordan Group Financial
Type: Unlicensed entities
Address(es): Shinjuku Maynds Tower, 20201 Yogogi, Shibuya-ku, Tokyo 151-0053, Japan
Website: www.jordangroupfinancial.com
Remarks: The company is apparently associated with Clewis Financial, an unlicensed entity on the Alert List.
Add date: 27 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: JP Premier International Holdings Limited
Type: Unlicensed entities
Address(es): Suite 11C, 11/F China Overseas Building, 139 Hennessy Road, Wanchai, Hong Kong
Remarks: The company was reported to use the above Hong Kong address, but apparently it is not located there.
Add date: 12 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: JPM Investments International
Type: Unlicensed entities
Address(es): 270 Park Ave
New York, NY 10017

One Beacon Street 18th Floor
Boston, MA 02108
Add date: 28 Jul 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: JSM Financial
Type: Unlicensed entities
Address(es): i) One Liberty Plaza, Suite 3625
165 Broadway New York, NY 1006

ii) Central Plaza, Harbour Road
Wan Chai District, Hong Kong, 225300
Website: www.jsmfinancial.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 29 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Junggar Oil Exploration
Type: Suspicious websites
Address(es): ShanghaiMart, 2299 Yan An Road West, Changning District Shanghai, Shanghai, 20036
Website: www.junggaroilexploration.com
Remarks: The website is associated with Abney Associate, an unlicensed entity on the SFC’s Alert List.
Add date: 26 Mar 2015
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: JUP.Inc
Type: Suspicious websites
Website: www.jupaml.com
Remarks: The website with the above domain name is not associated with Jupiter Asset Management (Hong Kong) Limited, an SFC licensed corporation.
Add date: 14 Oct 2014
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Kaiser Brokers Group Limited
Type: Unlicensed entities
Address(es): i) 24th Floor, China Resources Building, 26 Harbour Road, Wan Chai, Hong Kong
ii) Level 10 ,55 Shortland Street, Auckland City, New Zealand
Website: www.kaiserbrokers.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 21 Aug 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Karway Transfer
Type: Unlicensed entities
Address(es): Millennium City 5, 418 Kwun Tong Road, Kwun Tong, Kowloon
Website: www.karwaytransfer.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Leadmen International Limited for settlement.
Add date: 4 Aug 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Katana Securities
Type: Unlicensed entities
Address(es): Nan Fung Centre Suite 343 #23, 264-298 Castle Peak Road, Tsuen Wan, New Territories, Hong Kong
Website: www.katanasecurities.com
Remarks: The company provides the above Hong Kong address but it is not located there. The company uses a bank account in the Philippines for settlement held by YTRL Serv Corp which reported its address at Level 12, China Minmetals Tower, 79 Chatham Road South, Hong Kong, but it is not located there.
Add date: 29 Apr 2015
Last Update Date: 5 Aug 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kato Consultants Inc
Type: Unlicensed entities
Address(es): Kamiyacho Mt Building
12/F, 4-3-20 Toranomon
Minato-Ku, Tokyo 105-0001
Japan
Add date: 2 Oct 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kearns Investments Inc
Type: Unlicensed entities
Address(es): The company represents it has offices or mail addresses in Japan, Kuala Lumpur and Shanghai.
Remarks: The company appears to target Hong Kong investors.
Add date: 19 Nov 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Keensino International Investment Limited
Type: Unlicensed entities
Website: www.ksil-cur.com
Add date: 19 Feb 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Keiyo Asset Management
Type: Unlicensed entities
Address(es): Times Square Natwest Tower, 1 Matheson Street, Wanchai, Hong Kong
Website: www.keiyoassetmanagement.com
Remarks: The company’s Hong Kong address is incomplete. The company uses two bank accounts in Hong Kong in the names of Pacific Invest Limited and Bitrade Limited for settlement.
Add date: 20 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kendall Morgan Partners
Type: Unlicensed entities
Address(es): Akihabara Dai Building, 76 Sotokanda 1, Chiyoda-ku, Tokyo, 101-0021
Website: www.kendallmorganpartners.com
Remarks: The company is apparently associated with Lionhill Partners and Flex Capital Partners, which are unlicensed entities on the Alert List.
Add date: 18 Jun 2013
Last Update Date: 27 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kennedy Anderson Mergers & Acquisitions
Type: Unlicensed entities
Address(es): Level 19, Nexxus Building, 41 Connaught Road Central, Hong Kong
Website: www.kennedyanderson-merger.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 30 Jan 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kennedy Investments, Ltd
Type: Unlicensed entities
Add date: 31 Oct 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kent Holdings International Limited
Type: Unlicensed entities
Address(es): (i) 3109 Tower 2, Lippo Centre, 89 Queens Road, Admiralty, Hong Kong
(ii) 428/103 Kanjanapisek Road, Dokmai, Prawet, Bangkok 10250, Thailand
Website: www.kentholdingsinternational.com
Remarks: The company gives the above Hong Kong address, but it is not located there.
Add date: 9 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kent Hughes & Co.
Type: Unlicensed entities
Address(es): Level 6, No. 20A, Queens Road Central, Central, Hong Kong
Website: www.kenthughes.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 6 Feb 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kerford Investments (HK) Limited
Type: Unlicensed entities
Address(es): (i) Room 907-913, 9/F, Unit A17, Silvercorp International Tower, 707-713 Nathan Road, Mong Kok, Kowloon, Hong Kong
(ii) Flat/Room A31, 9/F Silvercorp International Tower, 707-713 Nathan Road, Mong Kok, Kowloon, Hong Kong
Website: www.kfd9999.com
Remarks: The company’s Hong Kong addresses are invalid.
Add date: 26 Nov 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kerona Trading
Type: Unlicensed entities
Address(es): The company represents it operates from London, United Kingdom.
Remarks: The company appears to target Hong Kong investors.
Add date: 10 Nov 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Keshington Group Limited
Type: Unlicensed entities
Remarks: The company is apparently associated with Milton Hayward which is also an unlicensed entity on the Alert List.
Add date: 6 Jul 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kessler and Partners
Type: Unlicensed entities
Address(es): i) 52b, Two International Finance Tower, 8 Finance Street, Central, Hong Kong
ii) 32 Thread Needle Street, London, EC2R 8AY
iii) An der Welle 4, 60322, Frankfurt, Germany
Website: www.kesslerandpartners.com
Remarks: The company's Hong Kong address is invalid.
Add date: 2 Jan 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Key Profit International Limited
Type: Unlicensed entities
Add date: 29 Oct 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Keystone Union (Hong Kong) Limited / Secure Investment
Type: Unlicensed entities
Address(es): (i) One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
(ii) Calle Punta Colon, Oceania Business Plaza, Torre 2000, Ciudad de Panama, Panama
(iii) Citigroup, 2 Park Street, Sydney, NSW 2000, Australia
(iv) 1 Ropemaker Street, London, EC2Y 9HT, United Kingdom
Website: www.secureinvestment.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 6 Jun 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kingston Financial Group
Type: Unlicensed entities
Address(es): 3011, Tower 2, Lippo Centre, 89 Queensway, Hong Kong
Website: www.kingston-fg.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is not associated with the listed company, Kingston Financial Group Limited (stock code: 1031) and four SFC-licensed corporations, namely Kingston Securities Limited, Kingston Futures Limited, Kingston Asset Management Limited and Kingston Corporate Finance Limited.
Add date: 31 Jul 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Kirkwood Global
Type: Unlicensed entities
Address(es): 9/F Silvercord Tower 2, Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.kirkwoodglobal.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 19 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Klarman Securities
Type: Unlicensed entities
Address(es): Citibank Plaza, 3 Garden Road, Central, Hong Kong
Website: www.klarman-securites.com
Remarks: The company’s Hong Kong addresses is incomplete. It uses bank accounts in Hong Kong in the names of Denvier Limited, Peredic Limited, Tricorp Limited and Warick Limited for settlement.
Add date: 26 Jan 2016
Last Update Date: 20 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Kline Capital Partners
Type: Unlicensed entities
Address(es): Guangdong Finance Building, 88-91 Connaught Road West, Central and Western, Hong Kong
Website: www.klinecapitalpartners.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 30 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ko Sin Corporation Limited
Type: Unlicensed entities
Address(es): Two International Finance Centre, 8 Finance Street, Hong Kong
Website: www.kosin.net
Remarks: The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong under the same name for settlement. It is apparently related to Wainwright Finance, another unlicensed entity on the Alert List.
Add date: 21 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kobe Securities International
Type: Unlicensed entities
Add date: 17 Mar 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Koryo Asia Limited
Type: Unlicensed entities
Website: www.koryoasia.com
www.chosunfund.com
Remarks: The company makes an invitation to the public on the above two websites to participate in an unauthorized fund called "ChosunFund".
Add date: 21 Sep 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kowloon Global Wealth Management
Type: Unlicensed entities
Address(es): Langham Place, 8 Argyle Street, Mongkok
Website: www.kowloongwm.com
Remarks: The company's Hong Kong address is incomplete. It uses two bank accounts in Hong Kong in the names of Prospect Encore Limited and Karada Holdings Limited for settlement.
Add date: 8 Dec 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: KRD Europe Management LLC
Type: Unlicensed entities
Address(es): Nokia Bldg, Koztelek u.6
City Gate 1, 3/F
H-1092 Budapest, Hungary
Remarks: The company appears to target Hong Kong investors.
Add date: 20 Jun 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: KSI/ Karamanof/ Karamanof Securities & Investment Services
Type: Unlicensed entities
Address(es): (1) Hopewell Center, Queens Road, Hong Kong (2) Canada Square, Canary Wharf, London E14 5LQ, UK
Website: www.karamanofinvestments.com
Remarks: The company’s Hong Kong address is incomplete. It is not associated with Karamanof Securities & Investment Services SA, a UK Financial Conduct Authority – European Economic Area authorised firm.
Add date: 29 Jan 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: KTC Capital Management
Type: Unlicensed entities
Address(es): 100 Pall Mall, St James, London, SW1Y 5NQ, United Kingdom
Website: (i) www.ktccapital.com
(ii) www.ktccapitalmanagement.com
Remarks: It uses bank accounts in Hong Kong in the names of Capquest Systems Inc and GHF Group Ltd for settlement.
Add date: 25 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kuangshi Futures
Type: Unlicensed entities
Website: www.kss.hk
Remarks: The company falsely claims to have obtained the SFC's approval to provide futures and stock options trading services, and uses a bank account in Hong Kong in the name of Direct Access International Futures Limited for settlement. It also uses the name KS (Hongkong) International Futures Co., Ltd.
Add date: 24 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kunda (Hong Kong) International Investment Group Ltd.
Type: Unlicensed entities
Address(es): Room 18M, 27/F, Ho King Commercial Center, 2-16 Fayuen Street, MongKok, Kowloon
Website: Yuanbaohui.com/project_index/?id=206
Remarks: The company’s Hong Kong address is invalid.
Add date: 19 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Kyodo Securities
Type: Unlicensed entities
Address(es): 5/F, Wheelock House, 20 Pedder Street, Central, Hong Kong
Website: www.kyodosecurities.net
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 21 Dec 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: LA Private Equity
Type: Unlicensed entities
Address(es): 1301 Bank of America Tower, Suite 482
12 Harcourt Road, Central, Hong Kong
Website: www.laprivateequity.net
Remarks: The company's Hong Kong address is invalid.
Add date: 29 Jul 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lake Shore Asset Management Limited
Type: Others
Add date: 22 Oct 2007
Name: (New) Lambert and Sons Incorporated
Type: Unlicensed entities
Address(es): Kerry Centre, 683 King's Road, Quarry Bay, Hong Kong
Website: www.lambert-incorporated.com
Remarks: The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Peredic Limited for settlement. The company is apparently associated with Cunningham Mutual, another unlicensed entity on the Alert List.
Add date: 15 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lance Global Solutions Limited
Type: Unlicensed entities
Address(es): 22nd Floor, St. Luke's Tower
8-1 Akashi-Cho, Chuo-Ku
Tokyo 104-8518, Japan
Remarks: The company uses a bank account in Hong Kong in the name of NSX International Holdings Limited for settlement. NSX International Holdings Limited is associated with Northcott, Sterling, Xavier & Associates Limited, another unlicensed entity on the Alert List.
Add date: 10 May 2010
Last Update Date: 27 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Landmark Trade Services Ltd
Type: Unlicensed entities
Address(es): Omar Hodge Building, Wickhams Cay I,
P.O. Box 362, Road Town, Tortola
British Virgin Islands
(Registered office address)

8/F, Bank of America Tower
12 Harcourt Road
Central, Hong Kong
(Correspondence address)
Remarks: Benjamin Mauerberger is the responsible person of the company, which appears to be associated with Price Stone Group SI in Spain.
Add date: 21 Jul 2005
Last Update Date: 1 Jan 1970
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lantau International
Type: Unlicensed entities
Address(es): 22/F Wu Chung House, 213 Queen’s Road East, Wan Chai, Hong Kong
Website: www.lantau-international.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 23 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: LaSalle Bank
Type: Phishes
Remarks: The company claims to represent LaSalle Bank sending emails to certain members of the public requesting them to provide information within a certain period by clicking on an attached hyperlink. Otherwise, recipients’ credit cards will be locked. It is not related to LaSalle Bank, USA.
Add date: 29 Jun 2005
Name: Laverty Assets Limited
Type: Unlicensed entities
Address(es): The company represents it operates from Bahamas.
Remarks: The company appears to target Hong Kong investors.
Add date: 26 Mar 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lead Global Ltd
Type: Unlicensed entities
Address(es): Suites 906-7, Hing Yip Commercial Centre, 280 Des Voeux Road Central, Hong Kong
Website: www.leadglobalhk.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 10 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lear Capital Group
Type: Unlicensed entities
Address(es): Tower S Building, 1-15-25 Kiba, Fukagawa Gatharia, Koto-ku, Tokyo 135-0042, Japan
Website: http://learcapitalgroup.com
Remarks: The company is apparently associated with The Kronos Group, Crossbridge Partners and World Financial Institutions, which are unlicensed entities on the Alert List.
Add date: 15 Nov 2012
Last Update Date: 21 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Leberman Steine Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lee Andrews Wright & Associates
Type: Unlicensed entities
Address(es): The company gives a Hong Kong address which belongs to a business centre.
Website: www.leeandrewswright.com
Add date: 6 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lee, Young & Chan
Type: Unlicensed entities
Address(es): i) 26/F, Shui On Centre, 6-8 Harbour Road, Wan Chai, Hong Kong
ii) 1403/1918 Seattle, WA 98101, the United States
Website: www.lyc-limited.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 3 Dec 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lefroy Hudson
Type: Unlicensed entities
Website: www.lefroy-hudson.com
Remarks: It is apparently associated with Seoul Options and Futures Exchange, which is a fake market operator on the Alert List.
Add date: 31 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Legacy Holdings International Ltd.
Type: Unlicensed entities
Remarks: The company holds a bank account in Hong Kong. It is affiliated with Tri Guard Holdings Limited, Concordant Group Ltd., Safecoe Holdings International Ltd. These companies may also contact investors for non-investment related services.
Add date: 23 Mar 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Leonard Ullrich Neuman
Type: Unlicensed entities
Address(es): i) II International Finance Centre, 8 Finance Street, Hong Kong
ii) Goerdelerring 5, 04109, Leipzig, Sachsen, Germany
Website: www.leonardullrichneumann.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 12 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Letter Ann Financial Group
Type: Unlicensed entities
Address(es): 27/F, The Gateway Tower 3, Prudential Tower, 21 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.73311.com
www.xin588.com
Remarks: The Hong Kong address provided on the website belongs to a service apartment.
Add date: 19 Jul 2013
Last Update Date: 19 Feb 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Levin Mayer
Type: Unlicensed entities
Address(es): Eastern Commercial Centre
395 Hennessy Road
Wan Chai, Hong Kong
Website: www.levin-mayer.com
Remarks: The company's Hong Kong address is incomplete. It is apparently associated with Shanghai Mercantile Exchange, another entity on the Alert List. The company uses a bank account in Hong Kong in the name of Hartix Limited, another unlicensed entity on the Alert List, for settlement.
Add date: 22 Apr 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: LGT German Investitions GmbH
Type: Unlicensed entities
Address(es): 703, Office Tower A, Fortune Plaza, Dongshanhuan Zhong Road 10020, Beijing, PRC
Remarks: The company is not associated with LGT Capital Partners (Asia-Pacific) Limited and LGT Investment Management (Asia) Limited, both are SFC licensed corporations and LGT Bank in Liechtenstein AG.
Add date: 7 Aug 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: LGT German Investment GmbH
Type: Unlicensed entities
Address(es): 703, Office Tower A, Fortune Plaza, Dongshanhuan Zhong Road 10020, Beijing, PRC
Remarks: The company is not associated with LGT Capital Partners (Asia-Pacific) Limited and LGT Investment Management (Asia) Limited, both are SFC licensed corporations and LGT Bank in Liechtenstein AG.
Add date: 7 Aug 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: LGT Investment Group
Type: Suspicious websites
Website: www.lgt-ap.com/Index.asp
Remarks: The website with the above domain name is not associated with LGT Investment Management (Asia) Limited and LGT Capital Partners (Asia-Pacific) Limited, which are SFC licensed corporations.
Add date: 15 Sep 2011
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: LGT-Investment Gmbh
Type: Unlicensed entities
Address(es): 703, Office Tower A, Fortune Plaza, Dongshanhuan Zhong Road 10020, Beijing, PRC
Remarks: The company is not associated with LGT Capital Partners (Asia-Pacific) Limited and LGT Investment Management (Asia) Limited, both are SFC licensed corporations and LGT Bank in Liechtenstein AG.
Add date: 7 Aug 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Liberty Capital International Limited
Type: Unlicensed entities
Address(es): Suite 1-3, 16/F
Kinwick Centre, 32 Hollywood Road
Central, Hong Kong

The company represents it has offices in Antigua, Germany, Singapore, Argentina and France as well.
Remarks: The company gives the above address but it is not located there. It appears to target Hong Kong investors.
Add date: 14 Dec 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Liberty Securities
Type: Unlicensed entities
Address(es): 350, 5th Avenue, Suite No. 328, New York City, New York, US 10118.
Website: www.libertysecurities.org
www.libertysecurities.net
Remarks: The company uses a bank account in Hong Kong in the name of LMG International Limited for settlement.
Add date: 20 Aug 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Liberty Stone Financial
Type: Unlicensed entities
Address(es): Man Yee Building, 68 Des Voeux Road Central, Central, Hong Kong
Website: www.libertystonefinancial.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 24 Oct 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Link Mergers & Acquisitions
Type: Unlicensed entities
Address(es): 1375 E. 9th Street 14th Floor
Cleveland
OH 44114-1724
US

21 Ichiban-cho,
Chiyoda-ku
Tokyo 102-0082
Japan
Remarks: The company may be associated with World Trade Financial Group and International Securities Tax Commission.
Add date: 10 Aug 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lionhill Partners
Type: Unlicensed entities
Address(es): Two International Finance Centre, 8 Finance Street, Central, Hong Kong Island, Hong Kong
Website: www.lionhillpartners.com
Remarks: The company’s Hong Kong address is incomplete. The company is apparently associated with Kendall Morgan Partners, another unlicensed entity on the Alert List, and uses a bank account in Hong Kong in the name of Acrux Holdings Limited for settlement.
Add date: 23 Apr 2013
Last Update Date: 18 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lloyd & Mitchell Partners
Type: Unlicensed entities
Address(es): 29/F, Times Square, Tower 2, 1 Matheson Street, Causeway Bay, Hong Kong
Website: www.lloyd-mitchell.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 26 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lloyds and Barclays Inc.
Type: Unlicensed entities
Address(es): Suite 3304, Empire State Building
350 Fifth Ave New York
NY, 10118
Add date: 1 Dec 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Logical Clearing Limited
Type: Unlicensed entities
Remarks: The company is apparently associated with The Bridgeway Group International and Montgomery, Blake & Associates which are also unlicensed entities on the Alert List.
Add date: 21 Sep 2009
Last Update Date: 26 Apr 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Longwood Trading
Type: Unlicensed entities
Address(es): Sun Hung Kai Centre, 30 Harbour Road, Wan Chai, Hong Kong
Website: www.longwood-trading.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 30 Jan 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Lots Financial Group Limited
Type: Unlicensed entities
Address(es): Level 6 Kalok Center
720 Nathan Road
Hong Kong
Website: www.lotsfx.com
Remarks: The company appears to target Mainland investors and maintains a bank account in Hong Kong for settlement.
Add date: 18 Mar 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Loyal Relations (Hong Kong)
Type: Unlicensed entities
Address(es): 1805, Wheelock House
20 Pedder Street, Central
Hong Kong
Remarks: The company's Hong Kong address belongs to a business centre. It is associated with AgroMicron Limited, another unlicensed entity.
Add date: 24 Sep 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: LSE Acquisitions
Type: Unlicensed entities
Address(es): (i) Swiss Re Building, 30 St Mary Axe, London, EC3A8BF, UK
(ii) Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.lseacquisitions.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 20 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: LSE Wealth Management Inc / LE Management
Type: Unlicensed entities
Address(es): (i) Two International Finance Centre, 8 Finance Street, Central, Hong Kong
(ii) Canada Square, Canary Wharf, London, E145DY, United Kingdom
Website: www.lsewealth.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 25 Apr 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Luma Group Ltd
Type: Unlicensed entities
Address(es): 15/F, 100 Queen’s Road Central, Central, Hong Kong
Website: www.lumagroup.com
Remarks: The company's Hong Kong address belongs to a business centre. The company uses a bank account in Hong Kong in the name of Pro-Nice Limited for settlement.
Add date: 19 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Macao Management
Type: Unlicensed entities
Address(es): Gloucester Tower, The Landmark
11 Pedder Street, Central, Hong Kong
Website: www.macaomgmt.hk
Remarks: The company's Hong Kong address is incomplete.
Add date: 27 Dec 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Macmillan Frasier
Type: Unlicensed entities
Remarks: The company apparently operates from Taiwan and targets UK investors. It also uses a bank account in Hong Kong in the name of Sternfield Limited for settlement.
Add date: 6 Jul 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Magna Capital Research
Type: Unlicensed entities
Address(es): 702 Wheelock House
20 Pedder Street
Central, Hong Kong
Website: www.magnacapitalresearch.com
Remarks: The company gives the above address but it is not located there. It may be associated with Magnusson Edward.
Add date: 20 Feb 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Magnusson Edward
Type: Unlicensed entities
Address(es): 17/F Cheung Kong Center
2 Queen's Road Central
Hong Kong
Website: www.magnussonedward.com
Add date: 29 Dec 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: MAN Group Foundation Limited
Type: Suspicious websites
Website: www.mansfund.com/cn
Remarks: The website with the above domain name is not associated with Man Investments (Hong Kong) Limited, an SFC licensed corporation.
Add date: 29 Nov 2011
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Man International (Hong Kong) Group Limited
Type: Suspicious websites
Address(es): 6/F, Jin Zhong Huan Business Mansion
Jintian Road, Futlan District
Shenzhen
Guangdong Province
Website: www.manasia.com.cn
Remarks: The company falsely purports to have a relationship with Man Investments (Hong Kong) Limited and Man Group plc, and provides an address similar to that of UK Man International Investment Financial Group Co., Ltd (another company on this Alert List). The company also provides a fake licence certificate purportedly issued by the Securities and Futures Commission.
Add date: 22 Apr 2008
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Mangsang Investment Group Ltd
Type: Unlicensed entities
Address(es): 22/F, AIG Tower
1 Connaught Road Central
Hong Kong
Website: www.mangsang.com
Remarks: The company provides the above Hong Kong address but it is not located there. It also claims to be licensed by the Financial Industry Authority, and there is no such financial regulator in Hong Kong.
Add date: 16 Jun 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Manhattan Capital Corp
Type: Unlicensed entities
Address(es): Tesbury Centre,
24-32 Queen's Road East,
Wanchai, Hong Kong
Website: www.manhattancapitalcorp.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 19 Sep 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Manniworth Co Ltd
Type: Unlicensed entities
Address(es): Star House No. 3, 2nd & 3rd Floors, Salisbury Road, Kowloon, Hong Kong
Website: www.manniworth.com
Remarks: The company provides an invalid Hong Kong address in English on its website. It uses Hong Kong bank accounts in the names of Deniver Limited and Elantra Limited for settlement. The company is not associated with Manniworth Company Limited, a company incorporated in Hong Kong.
Add date: 11 Feb 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Marcus Goodman & Phillips Consultants
Type: Unlicensed entities
Address(es): 415 Main Street
Little Rock, Arkansas
USA 72201
Add date: 26 Jan 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Market Big Bear Group Ltd.
Type: Unlicensed entities
Address(es): 55 Southern Foreshore, Belize City, Belize
Website: i) www.mbb24.com
ii) www.mbb24.co
Remarks: The company provides a Hong Kong telephone number and fax number on its website. It uses a bank account in Hong Kong for settlement.
Add date: 7 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Marketing Services International
Type: Unlicensed entities
Website: www.marketingservicesinternational.com
Remarks: The company is apparently associated with Jade Asia International Ltd, another unlicensed company on the Alert List. It uses a bank account in the name of Sun Billion Limited for settlement.
Add date: 30 Jun 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Markets Central
Type: Unlicensed entities
Address(es): i) 9/F, Henan Building, 17-19 Luard Road, Wan Chai, Hong Kong

ii) Shim Sha Tsui, 11 Kowloon Street, Hong Kong
Website: www.marketcentral.net
Remarks: The company is related to two other unlicensed entities on the Alert List, namely, Famex Financial and MY FX STAR. The company’s first Hong Kong address belongs to a business centre and its second Hong Kong address is invalid.
Add date: 19 Mar 2010
Last Update Date: 8 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Martinez & Mannheim, S.A.
Type: Unlicensed entities
Address(es): Torres Mercedes Siglo XXI, Nivel 9
Paseo Colon, San Jose
Costa Rica

Centro Corporativo Internacional C.C.I. Nivel 3
Calles 26-28, Ave. 6 y 8, Barrio Don Bosco
Paseo Colon, San Jose
Costa Rica

The company represents it has an office in Bank of China Tower in Hong Kong.
Remarks: The company appears to target Hong Kong investors.
Add date: 20 May 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: MartinMoss and Garcia
Type: Unlicensed entities
Address(es): The company represents it operates from Idaho, USA.
Remarks: The company appears to target Hong Kong investors.
Add date: 10 Nov 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Masaru Associates
Type: Unlicensed entities
Website: www.masaruassociates.com
Add date: 31 Jul 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mason McHale Portfolio Management (Limited)
Type: Unlicensed entities
Address(es): 19/F, Hing Wai Bldg
36 Queen's Rd Central
Hong Kong
Website: www.masonmchale.com
Add date: 9 Mar 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Master Vision Group of Banks
Type: Unlicensed entities
Address(es): 12/F Ruttonjee House, 11 Duddell Street, Central, Hong Kong
Website: www.mvgbs.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 18 Jul 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Masterfield Investment Group
Type: Unlicensed entities
Website: www.masterfieldinvestmentgroup.com
Add date: 4 Dec 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Masters & Bettman
Type: Unlicensed entities
Address(es): Level 25, Bank of China Tower,
1 Garden Road, Hong Kong
Website: www.mastersbettman.com
Remarks: The company uses a bank account in the name of Strategic Control Financial Ltd in Hong Kong for settlement.
Add date: 1 Aug 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Max Global Bullion Ltd.
Type: Unlicensed entities
Address(es): Level 9, 1-3 Pedder Street, Central, Hong Kong
Website: www.maxglobalbullion.com
Remarks: The company gives the above Hong Kong address, which belongs to a business centre. It is apparently associated with Fortune Bullion Co., Ltd., Everchamp (Group) Investment Co., Ltd., Goldex Asia Company Limited, Sunny Bullion Limited, The Palm Gold Group Co., Ltd. and Win Star (Asia) Holdings Co., Ltd., other unlicensed entities on the Alert List.
Add date: 6 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Maxi-Trade Company
Type: Unlicensed entities
Address(es): The company claims to have a large regional office in Hong Kong.
Website: www.maxi-trade.com
Add date: 10 Nov 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Maxim Trader/Maxim Capital Limited
Type: Unlicensed entities
Address(es): -
Website: www.maximtrader.com
Remarks: The company has been enlisted in the consumer alert list of Bank Negara Malaysia.
Add date: 8 May 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Maxson & Associates Securities Limited
Type: Unlicensed entities
Address(es): Unit 726-729 Centre Point
181 Gloucester Road
Hong Kong
Website: www.maxson-associates.com
Remarks: The company is not associated with the SFC licensed corporation, Maxson Securities Limited. The Hong Kong address given by the company does not exist.
Add date: 27 Feb 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Maxson Financial (H.K.) Co. Ltd
Type: Unlicensed entities
Address(es):
1201-2 Central Plaza,
18 Harbour Road, Wanchai,
Hong Kong
Website: www.maxsonfinancial.com
Remarks: The company's website makes reference to Shanghai Options and Futures Exchange (SOFEX), which claims to operate Shanghai's largest and most liquid exchange group and subject to regulation by the Financial Services Regulatory Authority. The company gives the above Hong Kong address but it is not located there.
Add date: 17 Jan 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Maxuel Golding Associated Incorporated
Type: Unlicensed entities
Address(es): 275 Madison Avenue, Floor #6
New York 10016
United States
Remarks: The company appears to target Hong Kong investors.
Add date: 18 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Maynard & Breen Investment Services
Type: Unlicensed entities
Address(es): 21st Floor, ICBC Tower
3 Garden Road
Hong Kong
Website: www.maybrn.com
Remarks: The company gives the above address but it is not located there. It used to call itself as Mayer Brown Investment Services.
Add date: 19 May 2008
Last Update Date: 1 Dec 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mays Group Limited
Type: Unlicensed entities
Remarks: The company is apparently associated with Milton Hayward which is also an unlicensed entity on the Alert List.
Add date: 6 Jul 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mc Kenzie King
Type: Unlicensed entities
Add date: 30 Jun 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: McBain Baxter Holdings Limited
Type: Unlicensed entities
Address(es): 30/F, Entertainment Building
30 Queen's Road Central
Hong Kong
Website: www.mcbainbaxter.net
Remarks: The company appears to target investors in Sweden, Germany, Singapore and Malaysia. Also known as McBain Baxter Limited.
Add date: 1 Sep 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: McBain Baxter Holdings Pte Ltd
Type: Unlicensed entities
Address(es): It uses a Singapore address.
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mckenzie Goldstein & Associates
Type: Unlicensed entities
Address(es): 1040 Avenue of the Americas
New York
New York 10018
USA
Website: www.mckenzie-goldstein.com
www.globalwealth-escrow.com
Remarks: The company uses bank accounts in Hong Kong in the name of Global Wealth Corporation Ltd. It appears to target Hong Kong and the UK investors.
Add date: 19 Oct 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mclintock Greer & Co
Type: Unlicensed entities
Address(es): 117 West 57th Street, New York City, USA, NY10019
Website: www.mclintockgreer.com
Remarks: It is apparently associated with First Inc Limited, another unlicensed entity on the Alert List. It uses bank accounts in Hong Kong in the name of SGS Global Ltd and Antek Global Ltd for settlement.
Add date: 28 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mercantile Capital Management Ltd
Type: Unlicensed entities
Address(es): 105 Cecil Street
06-01 The Octagon
Singapore 069534
Add date: 27 Jun 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Merchant Lerner & Associates
Type: Unlicensed entities
Address(es): East Point Centre
555 Hennessy Road
Hong Kong
Website: www.merchantlerner.com
Remarks: The above address given by the company is incomplete. The company uses a bank account in Hong Kong in the name of Gateway Corporate Services Limited.
Add date: 14 Nov 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mercury Global Ltd.
Type: Unlicensed entities
Address(es): 1 Bay Street
Commerce Centre
Suite 400-28
PO Box N-643
Nassau, The Bahamas
Website: www.mercglobal.net
Remarks: The company appears to target Hong Kong investors.
Add date: 14 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Merit Capital Group
Type: Unlicensed entities
Address(es): Suite 1201 & 1202, 12/F
Chinachem Johnston Plaza
178 Johnston Road
Wanchai, Hong Kong

28/F, Soundwill Plaza
38 Russell Street
Causeway Bay, Hong Kong
Add date: 7 Mar 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Merit Prime Capital
Type: Unlicensed entities
Add date: 6 Oct 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Metro Wide Investments
Type: Unlicensed entities
Address(es): 2 International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: http://metrowideinvestments.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 20 Jan 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: MG Wealth Advisors
Type: Unlicensed entities
Address(es): 9 Queen's Road Central, Central, Hong Kong
Website: www.mgwealthadvisors.com
Remarks: The company’s Hong Kong address is incomplete. The company is apparently associated with The Sterling Group International, another unlicensed entity on the Alert List.
Add date: 19 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Midas International
Type: Unlicensed entities
Address(es): 33rd Floor, One International Finance Centre
1 Harbour View Street
Central, Hong Kong
Website: www.midasworldwide.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 18 Aug 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Midland-Pacific
Type: Unlicensed entities
Address(es): 60-24B Conduit Road, Mid-levels, West, Hong Kong
Website: www.midland-pacific.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 27 Aug 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Midway Financial Investment Group
Type: Unlicensed entities
Address(es): 36th Floor, Lippo Centre Tower 2, 89 Queensway, Hong Kong
Website: www.midwaygroup-hk.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 9 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Millennium Financial Ltd
Type: Unlicensed entities
Address(es): The company represents it has offices in Brazil, Switzerland, Singapore, Mexico, Uruguay and United States as well.
Add date: 29 Jan 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Miller Reid
Type: Unlicensed entities
Address(es): 189-190 F/2 Austin Road, Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.millerreid.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 29 Jun 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Milton Financials
Type: Unlicensed entities
Address(es): 1006-1011 Alexandra House, 8 Chater Road, Central, Hong Kong
Website: www.miltonfinancials.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 30 Aug 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Milton Hayward
Type: Unlicensed entities
Remarks: The company apparently operates from Japan and targets UK investors. It also uses bank accounts in Hong Kong in the names of Mays Group Limited and Keshington Group Limited for settlement.
Add date: 6 Jul 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Miracle Asset Ltd
Type: Unlicensed entities
Address(es): 12-B, Golden Mansion
83-85 Chattam Road, Tsim Sha Tsui
Kowloon, Hong Kong
Remarks: The company gives an invalid address in Hong Kong.
Add date: 3 Jul 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mission Finance Limited
Type: Unlicensed entities
Address(es): Suite 1607, Office Tower
Convention Plaza
1 Harbour Road, Wanchai
Hong Kong
Remarks: The company may use very similar variants of its name.
Add date: 22 Dec 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mitsui Financial
Type: Unlicensed entities
Website: www.mitsuifinancial.com
Remarks: The company claims to be a member of the Tokyo Commodity Futures Exchange and supervised by the Commodities Futures Trade Board, but their authenticity cannot be verified. It asks investors to transfer money into bank accounts in Hong Kong in the name of Lockway Ltd and Empire Source Ltd, allegedly the clearing agents of the Tokyo Commodity Futures Exchange.
Add date: 13 Dec 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mitsui Holdings
Type: Unlicensed entities
Address(es): Level 10, 3/F, Tokyo Bankers Club Building,
Marunouchi, Chiyoda-ku
Japan
Remarks: The company uses a bank account in Hong Kong in the name of Trade One for settlement.
Add date: 30 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mizuho International Financial Investment Company Limited
Type: Unlicensed entities
Address(es): i) Two IFC, 8 Finance Street, Central Hong Kong; and
ii) Hover Industrial Building, 26-28 Kwai Cheong Road, Kwai Chung, N.T.
Website: www.ruisuijinrong.com
www.jr126.com
www.ff281.com
Remarks: The company’s Hong Kong addresses are incomplete.
Add date: 5 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: MLI Limited
Type: Unlicensed entities
Address(es): Room 16C, Cheuk Nang Plaza, 250 Hennessy Road, Wan Chai, Hong Kong
Website: www.mli-hk.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 28 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mohoon International Investment Ltd
Type: Unlicensed entities
Address(es): 12/F Chinachem Johnston Plaza
178-187 Johnston Road, Wan Chai
Hong Kong

28 St Andrews Road
E17 6BQ, London
United Kingdom
Website: www.mohoon.com
Remarks: The company did not appear to locate at the above Hong Kong address.
Add date: 2 Sep 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Momentum FX / Momentum Markets / Momentum Management Limited
Type: Unlicensed entities
Address(es): Unit 1104, Crawford House, 70 Queens Road Central, Hong Kong
Website: www.momentummarkets.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 2 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Monetary Authority of China
Type: Fake regulators and/or market operators
Remarks: China Mercantile Exchange, another entity on the Alert List, claims that it is regulated by the Monetary Authority of China. The above agency is not an official regulator in China.
Add date: 12 Mar 2010
Name: Montesiore & Lutz Limited
Type: Unlicensed entities
Website: www.montesoirelutz.com
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Montgomery, Blake & Associates
Type: Unlicensed entities
Address(es): 18/F Gloucester Tower
The Landmark, Central
Hong Kong
Website: www.montgomeryblake.com
Remarks: The company gives the above address but it is not located there. It settles transactions through a bank account in Hong Kong in the name of Logical Clearing Limited, which is also an unlicensed entity on the Alert List.
Add date: 23 Oct 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Morgan Capital Partners
Type: Unlicensed entities
Address(es): 48F Cheung Kong Center
2 Queen’s Road Central
Hong Kong
Website: www.morgancp.com
Remarks: The company's Hong Kong address belongs to another financial institution.
Add date: 19 Nov 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Morgan Financial Advisors / MFA International Holdings Limited
Type: Unlicensed entities
Address(es): 50 Rockefeller Plaza,
New York, NY 10019,
United States (Head Office)

Nishishinjuku - 1, Suite 104, Shinjuku,
Skyscraper District, Shinjuku-ku,
Tokyo, Japan (Asia Office)
Website: www.morgan-advisors.com
Remarks: The company maintains a bank account in the name of MFA International Holdings Limited in Hong Kong for settlement.
Add date: 10 Jan 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Morgan Lansky Inc.
Type: Unlicensed entities
Address(es): 11590 Westwood Boulevard, Suite 919
Los Angeles, California, 90022
USA
Add date: 3 Aug 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Morgan Pacific
Type: Unlicensed entities
Address(es): The company represents it has offices in Thailand.
Add date: 19 Nov 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Morgan&Bonds
Type: Unlicensed entities
Address(es): Morgan&Bonds Management
Manulife Plaza, Room 1202-05, 12th Floor
The Lee Gardens
33 Hysan Avenue
Causeway Bay
Hong Kong

MB&Stocks House
244 Diagoras Street
CY 1510 Nicosia
Cyprus
Website: www.morganbonds.com
www.morganbonds.net
Remarks: The company shares the above addresses with Cooper&Price but none of them is located at the Hong Kong address.
Add date: 11 Jul 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Moritzclear Research S.A.
Type: Suspicious websites
Address(es): 20/F, Central Tower, 28 Queen’s Road Central, Central, Hong Kong
Website: www.moritzclearresearch.com
Remarks: The company's Hong Kong address belongs to a business centre. It is apparently associated with Pacific Tycoon Limited, an unlicensed entity on the SFC’s Alert List.
Add date: 21 Sep 2015
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Morley Thompson
Type: Unlicensed entities
Remarks: The company appears to target investors in Sweden, Germany, Singapore and Malaysia.
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Morris and Kent Mergers and Acquisitions
Type: Unlicensed entities
Address(es): 51 Yun Ping Road, Hong Kong, HK 0188 8848
Website: www.morriskent.com
Remarks: The company provides an incomplete address.
Add date: 16 Sep 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Morris Capital Partners
Type: Unlicensed entities
Address(es): Aon China Building, 29 Queen’s Road Central, Hong Kong
Website: www.morris-capital-partners.com
Remarks: The company does not operate at the above Hong Kong address. It uses various bank accounts in Hong Kong in the names of Neutra Limited, Oxred Limited, Shelland Limited, Fulford Limited and Grandwic Limited (collectively "the Beneficiaries") to receive funds from investors purportedly for securities investment. In fact, the Beneficiaries transferred the investors' funds to other entities unrelated to investment. In addition, the company is apparently associated with Southeast Asia Traders, another unlicensed entity on the Alert List.
Add date: 10 Jan 2014
Last Update Date: 23 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Morris Capital Partners
Type: Suspicious websites
Address(es): Aon China Building, 29 Queen’s Road Central, Hong Kong
Website: www.morris-capital-partners.com
Remarks: The company does not operate at the above Hong Kong address. It uses various bank accounts in Hong Kong in the names of Neutra Limited, Oxred Limited, Shelland Limited, Fulford Limited and Grandwic Limited (collectively "the Beneficiaries") to receive funds from investors purportedly for securities investment. In fact, the Beneficiaries transferred the investors' funds to other entities unrelated to investment. In addition, the company is apparently associated with Southeast Asia Traders, another unlicensed entity on the Alert List.
Add date: 2 Mar 2015
Last Update Date: 23 Sep 2015
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Morris Commodities
Type: Unlicensed entities
Address(es): 189-191 Prince's Building
10 Chater Road, Central
Hong Kong
Website: www.morriscommodities.com
Remarks: The company appears to be a member of Hong Kong Commodity Trading Board, which falsely purports to be a government agency responsible for regulating securities trading in Hong Kong. The company also gives the above Hong Kong address but it is not located there. It settles transactions through a bank account in Hong Kong in the name of Stemark Limited, which is also an unlicensed entity on the Alert List.
Add date: 21 Oct 2009
Last Update Date: 29 Oct 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Morrison Cross Financial Investments Ltd
Type: Unlicensed entities
Remarks: The company appears to target Hong Kong investors.
Add date: 7 Jan 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Moss Securities Private Asset Management
Type: Unlicensed entities
Address(es): 1206B-7A F/12, International Commerce Centre,
1 Austin Road West, Kowloon, Hong Kong
Website: www.mosssecurities.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 13 Nov 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: MPT Marketing Service / Mountain Peak Trading Limited
Type: Unlicensed entities
Address(es): Room 2912, Shell Tower
Times Square
1 Matheson Street
Causeway Bay
Hong Kong
Website: www.mpt-asia.com
www.mandarin-fund.com
www.chinacarbonfund.com
www.carbonfund.org
Remarks: The Hong Kong address given by the company belongs to a business centre. They appear to target at Chinese investors
Add date: 27 Aug 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: MTC Global Group / MTC Global Financial Services Group Ltd
Type: Unlicensed entities
Address(es): 29th Floor, Bank of Shanghai Tower, 168 Yin Cheng Zhong Road, Pudong Shanghai, 200120
Website: www.mtcglobal.com
Remarks: The company uses bank accounts in Hong Kong in the name of Trend Star Investment Limited and Trend Star Asia Investment Limited for settlement.
Add date: 21 Jan 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: MultiWeb Media Corporation
Type: Unlicensed entities
Address(es): The company represents it operates from the Philippines.
Add date: 29 Jan 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Mundial Securities
Type: Unlicensed entities
Address(es): 17/F, Metro Plaza Tower 2, 223 Hing Fong Road, Kwai Tsing, Hong Kong
Website: www.mundialsecurities.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Morgan Young Financial Co., Ltd for settlement.
Add date: 4 Oct 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Murray Merger Group
Type: Unlicensed entities
Address(es): Azabudai Amerex Building 12F, 3-5-7 Azabudai, Minato-ku, Tokyo 106-0041, Japan
Website: www.murraymerger.com
Remarks: The company uses a Hong Kong bank account in the name of Eversord Grace Ltd for settlement.
Add date: 26 Jun 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: MY FX STAR
Type: Unlicensed entities
Address(es): 9/F, Henan Building, 17-19 Luard Road
Wan Chai, Hong Kong
Website: www.myfxstar.net
Remarks: The company is related to two other unlicensed entities on the Alert List, namely, Famex Financial and Markets Central. The above Hong Kong address belongs to a business centre.
Add date: 19 Mar 2010
Last Update Date: 26 Apr 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Nakamura Capital Group
Type: Unlicensed entities
Address(es): Wakamatsu Building
3-3-6 Nihonbashi Hon-cho
Chuo-ku, Tokyo, 103-0023
Japan
Website: www.nakamuracapital.net
Remarks: It uses a bank account in Hong Kong in the name of General Traders.
Add date: 17 Jan 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: NCA International Holdings Limited / Noble Capital (Asia) Limited
Type: Unlicensed entities
Address(es): 16th Floor, Asia Orient Tower, 33 Lockhart Road, Wanchai, Hong Kong
Website: www.ncaholdings.com
Add date: 18 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: NCL Group (UK) Ltd
Type: Unlicensed entities
Address(es): i) Chase Business Centre-CHD 39-41 Chase Side, London
ii) Flat C, 15th Floor, Unionway Commercial Centre, 283 Queen's Road Central, Hong Kong
iii) 14 Jelicich Court, Henderson, Auckland, 0612, New Zealand
Website: www.nclfx.net
www.nclfx.com
Remarks: The company uses a bank account in Hong Kong in the same name for settlement. The company claims to operate under the name of NCL Asset Management Limited at the above Hong Kong address, which belongs to a secretarial company.
Add date: 21 Aug 2013
Last Update Date: 28 Feb 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Neilson Capital
Type: Unlicensed entities
Address(es): (i) Shell Tower Times Square, 1 Matheson Street, Wanchai, Hong Kong
(ii) 352 Keelung Road, Section 1, Xinyi District, Taipei, 110 Taiwan
(iii) Shanghai Commercial Center, Ouyang Road, Hongkou, Shanghai, China
(iv) Toyosu Center Building, 3-3-3 Toyosu, Tokyo, 135-6001, Japan
Website: www.neilsoncapital.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 22 Jul 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Nelson Burke Holdings Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Neutra Limited
Type: Unlicensed entities
Address(es): Nil
Website: -
Remarks: The company operates various bank accounts in Hong Kong to receive funds from investors recruited by Morris Capital Partners, another unlicensed entity on the Alert List, purportedly for securities investment. However, the above company in fact transferred the investors’ funds to other entities unrelated to investment.
Add date: 2 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: New Times Capital (HK) Ltd
Type: Unlicensed entities
Website: www.newtimes-capital.com
Remarks: The company provides an address in Hong Kong but apparently it is not located there.
Add date: 19 Apr 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: New Zealand Xinlong gold group co., Ltd.
Type: Suspicious websites
Website: www.yf-gold.com
www.xmtkr.com
Remarks: The website with the above domain name is not associated with Wing Fung Securities Limited, Wing Fung Futures Limited and Wing Fung Forex Limited, which are SFC licensed corporations.
Add date: 1 Dec 2011
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Newman Bell Mergers & Acquisitions
Type: Unlicensed entities
Address(es): Cheung Kong Center
2 Queen's Road Central
Hong Kong
Website: www.newmanbell.com
Remarks: The company refers potential investors to check a purported US government organization "International Fraud Assessment Agency" [website: www.fraudassessment.org] for its legitimacy. It may refer potential investors to remit money to the "Centre for Securities Department" in Atlanta, Georgia of the USA. The company's address in Hong Kong is incomplete.
Add date: 15 Nov 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Newton International Limited
Type: Unlicensed entities
Address(es): Room 909A, 9/F, Two Grand Tower
625 Nathan Road, Kowloon, Hong Kong
Website: www.newtonfx.com
Remarks: The company created false links to legitimate companies and misled the public by presenting their trademarks on its website. The above Hong Kong address belongs to a secretarial company.
Add date: 19 Apr 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Newton Moore Limited
Type: Unlicensed entities
Address(es): Rm 803, 8/F, Futura Plaza
111 How Ming Street
Kwun Tong, Kowloon
Remarks: The company gives the above address but it is not located there. A secretarial company which is located at the above address, provides service to this company. The company acts as the settlement agent for Anderson Munro, another unlicensed entity on the Alert List.
Add date: 19 Jul 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Next Financial Network
Type: Unlicensed entities
Address(es): 89 Worship Street, London, EC2A 2BF
Website: www.nextfinancialnetwork.com
Remarks: The company claims to have a Hong Kong telephone number on its website.
Add date: 12 Dec 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Next Futures Co. Ltd
Type: Unlicensed entities
Address(es): 170-0002 2-4-7 Sugamo Toshima-ku
Tokyo Japan
Website: www.nextfutures.com
Remarks: The company claims to be licensed with the Japan Futures Trading Board (JFTB), which claims to be a regulatory body of commodities and futures trading in Japan. The company apparently uses bank accounts in other companies' names in Hong Kong for settlement.
Add date: 24 Feb 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: NFT Investment Limited / Now For Tomorrow Investment Limited
Type: Unlicensed entities
Address(es): i) Room 401, Jardine House, 1 Connaught Place, Central, Hong Kong
ii) Room 2103, Futura Plaza, 111 How Ming Street, Kun Tong, Hong Kong
Website: www.nft-invest.com
Remarks: The company gives the above Hong Kong addresses but it is not located there. The company uses a bank account in Hong Kong in the name of NFT Investment Limited for settlement.
Add date: 6 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Noah Henning Investment Group / Noah Henning International Group
Type: Unlicensed entities
Address(es): Room 2301, Fortis Tower, 77-79 Gloucester Road, Wanchai, Hong Kong
Website: www.nhig-hk.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 28 May 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Nomura Asset Management / Nomura Asset Management Inc
Type: Unlicensed entities
Address(es): World Wide House, 19 Des Voeux Road Central, Hong Kong
Website: www.namcohk.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Aris Global Group Limited for settlement. It is not associated with Nomura Asset Management Hong Kong Limited, an SFC-licensed corporation.
Add date: 23 Sep 2013
Last Update Date: 17 Oct 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Nomura Financial
Type: Unlicensed entities
Address(es): Bank of China Building, 3 Queen’s Road Central, Hong Kong
Website: www.nomurafinancial.com
Remarks: The company’s Hong Kong address is invalid. It is not associated with Nomura Asset Management Hong Kong Limited and Nomura International (Hong Kong) Limited, which are SFC-licensed corporations.
Add date: 21 Nov 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Norikura-Global
Type: Unlicensed entities
Address(es): 27 Hillier Street, Sheung Wan, Hong Kong
Website: www.norikura-global.com
Remarks: The company’s Hong Kong address is incomplete. It uses two bank accounts in Hong Kong in the name of Dalerich Limited for settlement. It is apparently associated with Seattle Mercantile Exchange, a fake market operator on the Alert List.
Add date: 17 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Norris Jardine Newell Equities
Type: Unlicensed entities
Address(es): Level 3, Sanno Park Tower, 101101 Nagata-Cho,
Chiyoda-Ku, Tokyo, 100-6162, Japan
Website: www.njne.com
Remarks: The company uses a Hong Kong bank account in the name of Wiltshire Holdings Limited for settlement. The company appears to be associated with Sentinel Equity Inc, another unlicensed entity on the Alert List.
Add date: 3 Sep 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: North Corp International
Type: Unlicensed entities
Address(es): LG/B 23 Wong Ma Kok Road, Stanley, Hong Kong
Website: www.northcorpinternational.com
Remarks: The company's Hong Kong address is invalid.
Add date: 26 Sep 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: North Point Capital
Type: Unlicensed entities
Address(es): Island Place Tower
510 King's Road
North Point, Hong Kong
Website: www.northpointcapitalhk.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 8 Apr 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: North Point Commodities
Type: Unlicensed entities
Address(es): Offices 5-9, Fl 27 Citicorp Centre, 18 Whitfield Road, North Point
Website: www.nopocom.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 27 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Northcott, Sterling, Xavier & Associates Limited
Type: Unlicensed entities
Remarks: The company uses a bank account in Hong Kong in the name of NSX International Holdings Limited for settlement. The company is apparently associated with Lance Global Solutions Limited, another unlicensed entity on the Alert List.
Add date: 10 May 2010
Last Update Date: 27 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Norton Global Asset Management
Type: Unlicensed entities
Address(es): Room 4709, 29/F, North Tower, Concordia Plaza 1 Science Museum Road, Tsim Sha Tsui, Hong Kong
Website: www.nortongam.com
Remarks: The company's Hong Kong address is invalid.
Add date: 18 Feb 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Norvell Associates
Type: Unlicensed entities
Address(es): (i) Wharf New T&T Centre, Harbour City, 7 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
(ii) Level 19 Royal Group Building, 3 Phillip Street, Singapore 048693
Website: www.norvellassociates.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 13 Nov 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Norwich Group
Type: Unlicensed entities
Address(es): Suites 1-3, 16th Floor, Kinwick Centre
32 Hollywood Road, Central, Hong Kong
Website: www.norwichinvest.com
Remarks: The company is apparently associated with Asia Ventures Limited, another unlicensed entity on the Alert List. The company’s Hong Kong address belongs to a business centre.
Add date: 16 Dec 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Nova Corporate Services
Type: Unlicensed entities
Add date: 21 Feb 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Nuventis Corporate Services Group
Type: Unlicensed entities
Address(es): 18F, Bund Centre
222 Yanan Road East
Shanghai
China 200002
Website: www.nuventiscorp.com
Add date: 25 Jun 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Oak Capital
Type: Unlicensed entities
Address(es): 22F, Po Cheung Building, 148-154 Nam Cheong Street, Kowloon, Hong Kong.
Website: --
Remarks: The company's Hong Kong address is invalid.
Add date: 5 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Oasis Capital Inc
Type: Unlicensed entities
Address(es): 542 Mt. Pleasant Rd
Suite 105
Toronto, Ontario
Canada, M4S 2M7
Remarks: The company appears to target Hong Kong investors.
Add date: 10 Nov 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Oasis Resorts International
Type: Unlicensed entities
Add date: 2 Nov 2000
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ocean International Ltd
Type: Unlicensed entities
Address(es): Tesbury Centre, 24-32 Queen’s Road East, Wanchai, Hong Kong
Website: www.oceaninternationalltd.com
Remarks: The company‘s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Enterprise Ltd for settlement.
Add date: 19 Sep 2012
Last Update Date: 17 Oct 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Octagon Consulting
Type: Unlicensed entities
Address(es): 15th Floor Avenue Building
New York City, NY 10016
US
Website: www.octagonconsult.com
Remarks: The website has identical layout and content as the website of "Eaton Capital Americas", another entity on the Alert List.
Add date: 31 Oct 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Offshore East Private Wealth Managers
Type: Unlicensed entities
Address(es): • LG Twin Towers, 2 Jianguomen Outer St, Chaoyang, Beijing, China
• Otemachi Financial City Grand Cube, 1 Otemachi, Chiyoda-ku, Tokyo, Japan
• Edobori Center Building, 2-1-1 Edobori, Nishi-ku, Osada 550-0002, Japan
Website: www.offshoreeast.com
Remarks: -
Add date: 15 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Offshore Transfers Limited
Type: Unlicensed entities
Address(es): 13/F Dorset House, Taikoo Place, 979 King's Road, Hong Kong
Website: www.offshoretransfers.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with Endeavour Fund, Fraser Mackenzie Transfer Company and Wells Goldman, three other unlicensed entities on the Alert List.
Add date: 8 Sep 2014
Last Update Date: 7 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: OFS Capital Group
Type: Unlicensed entities
Address(es): i) L69 Central Plaza, 18 Harbour Rd, Wanchai, Hong Kong

ii) 1327 Ocean Ave, Penthouse, Santa Monica, CA 90401, USA

iii) 29 Rue de La Coulouvreniere, CH-1204, Switzerland, Geneva

iv) B-97, 2nd Floor, Defence Colony, New Delhi - 110024, India
Website: www.ofscapitalgroup.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 1 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Olympia Corporate Services
Type: Unlicensed entities
Address(es): Empire Centre, 68 Mody Road
Tsim Sha Tsui, Kowloon
Hong Kong
Website: www.olympiacorpserv.com
Remarks: The above address given by the company is incomplete.
Add date: 29 Dec 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Olympia King Wealth Group
Type: Unlicensed entities
Address(es): 211 W, Wacker Drive
Suite 1750, Chicago
IL 60606
Website: www.olympiaking.com
Add date: 2 Apr 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Omega Capital Management
Type: Unlicensed entities
Address(es): 21/F, Hong Kong Club Building
3A Chater Road, Hong Kong
Website: www.omegacm.com
Remarks: The company operates in Tokyo and Kuala Lumper. The company's Hong Kong address belongs to another institution.
Add date: 28 Nov 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Omega Trading
Type: Unlicensed entities
Address(es): ICBC Tower Level 22, 22-126 Queen's Road Central, Hong Kong
Website: www.omega-trading.com
Remarks: The company's Hong Kong address is invalid.
Add date: 18 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Omega Trading Group
Type: Unlicensed entities
Address(es): ICBC Tower Level 221, 22-126 Queen's Road Central, Hong Kong
Website: http://omegatradinggroup.com
Remarks: The company's Hong Kong address is invalid. It is apparently associated with Omega Trading, another unlicensed entity on the Alert List.
Add date: 30 Aug 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Oppenheimer Lloyd Consultants
Type: Unlicensed entities
Address(es): 1-11-3 Marunouchi, Chiyoda-Ku, Tokyo, Japan 100 6208
Website: www.oppenheimerlloyd.com
Remarks: The company uses a bank account in Hong Kong for settlement.
Add date: 12 Apr 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Option Financial Markets
Type: Unlicensed entities
Address(es): Unit 1305, 8 Jordan Rd, Yaumatei, Hong Kong
20th Floor, Central Tower, 28 Queen’s Road Central, Hong Kong
Website: www.option.fm
Remarks: The company gives the above Hong Kong addresses but it is not located there.
Add date: 29 Apr 2015
Last Update Date: 17 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Option World
Type: Unlicensed entities
Website: www.option-world.com
Remarks: The company uses a bank account in Hong Kong in the name of Krisworld Development Limited for settlement.
Add date: 14 Sep 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: OptionRally
Type: Unlicensed entities
Address(es): Level 5, 7 and 8, Two Exchange Square, 8 Connaught Place, Central, Hong Kong
Website: www.optionrally.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is listed on the Investors Warning List of the Ontario Securities Commission, the Investment Caution List of the British Columbia Securities Commission and the Warning List of the Swiss Financial Market Supervisory Authority.
Add date: 7 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Options and Futures Eastern Trading Limited
Type: Unlicensed entities
Address(es): Hing Wai Building
36 Queen’s Road
Central, Hong Kong
Website: www.ofeastern.com
Remarks: The company's Hong Kong address is incomplete. It claims to provide futures trading service and uses a bank account in the name of Goldenberg Limited, another entity on this Alert List, for settlement.
Add date: 15 Jul 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Options Extreme
Type: Unlicensed entities
Address(es): (1) 110/A Golden Tower Building,316-320 Des Voeux Road Central, Hong Kong

(2) 10/F, 131 West 33rd Street, Manhattan, New York, NY10120, USA
Website: http://options-extreme.com
Remarks: The Hong Kong address provided by the company is invalid.
Add date: 12 Apr 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Options International Ltd.
Type: Unlicensed entities
Address(es): 7/F, Kin On Commercial Building
49-51 Jervois Street, Sheung Wan
Hong Kong
Remarks: The company gives the above address but it is not located there.
Add date: 18 May 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Opus Financial Group
Type: Unlicensed entities
Address(es): Tropicana Plaza
P.O. Box 656, Providenciales
Turks & Caicos Islands
British West Indies
Website: www.opusfinancialgroup.tc/index.html
Remarks: The company appears to target Hong Kong investors.
Add date: 6 Jul 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Opus-Alliance
Type: Unlicensed entities
Address(es): i) ICBC Tower, Garden Road, Central, Hong Kong

ii) 35 Pepper Street, Glengall Bridge Estate, London, E14 9PR

iii) Liberty Tower, William Street, Manhattan, New York, 10005
Website: www.opus-alliance.com
Remarks: The company gives the above Hong Kong address but it is not located there. It also uses a bank account in Hong Kong in the name of G.F.G. Limited for settlement.
Add date: 23 Nov 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Oriental Futures Trading
Type: Unlicensed entities
Address(es): 15/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.of-trading.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 18 Jun 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Origin Merchant Bank
Type: Unlicensed entities
Add date: 18 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Orion Ventures Limited
Type: Unlicensed entities
Address(es): 3705 Bank of America Tower, Suite 582
12 Harcourt Road, Hong Kong
(This address belongs to a business centre)

Unit 2422 Herrera Tower, #98 Salcedo Street
Makati City, the Philippines
Website: www.smithkleinonline.com
Remarks: The company's email addresses are orionventures@yahoo.com and o_ventures@yahoo.com. It is related to Smith Klein Venture. It is not associated with a Hong Kong incorporated company Orion Ventures Limited whose website has the domain name www.orionventures.com.au.
Add date: 27 Apr 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Our World Exchange Limited
Type: Unlicensed entities
Remarks: The company appears to target Hong Kong investors.
Add date: 24 Mar 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Overseas Corporate Advisors Inc
Type: Unlicensed entities
Address(es): 41/F, The Lee Gardens, 33 Hysan Avenue, Causeway Bay, Hong Kong
Website: www.overseascorporateadvisors.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 4 Jan 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Oxford Trading (1978) Limited
Type: Unlicensed entities
Address(es): 338 Royal Empress Road
Tsimshatsui
Kowloon
Hong Kong
Remarks: The company gives the above address but there is no such place.
Add date: 30 Jun 2004
Note