Securities & Futures Commission of Hong Kong

Publicly offered investment product

Topics 

Application Procedures for Authorization of Unit Trusts and Mutual Funds (under the existing fund authorization process)
Application Procedures for Authorization of Unit Trusts and Mutual Funds under the Revamped Process (For new fund applications received on or after 9 November 2015)
Presentation Materials on the Revamped Fund Authorization Process (For new fund applications received on or after 9 November 2015)
"Offers of Investments" under the Securities and Futures Ordinance
Code on Unit Trusts and Mutual Funds 
Guide on Practices and Procedures for Application for Authorization of Unit Trusts and Mutual Funds
Post Authorization Compliance Issues of SFC-authorized Unit Trusts and Mutual Funds 
SFC Authorization of UCITS III Funds 
Exchange Traded Funds and Listed Funds
Leveraged and Inverse Products 
Advertising Materials of Collective Investment Schemes Authorized under the Product Codes 
Sharing of some recent topical issues relating to SFC-authorized funds
Presentation materials on the new regulatory approach streamlining the pre-vetting of notices and advertisements of SFC-authorized collective investment schemes 
Real Estate Investment Trusts 
Capital Investment Entrant Scheme 
Investment-Linked Assurance Schemes
MPF products
Pooled retirement funds
Procedures of Application for Authorization relating to Structured Investment Products under the Code on Unlisted Structured Investment Products
Paper Gold Schemes
Switzerland-Hong Kong Mutual Recognition of Funds

To find out more questions about product authorization, please select topics from the left navigation.

3.4172 s