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24 May 2013
SFC welcomes re-appointment of Non-Executive Director
21 May 2013
SFC statement on HKMEx
21 May 2013
SFAT allows review for ex-Deutsche trader over trading of HSBC shares
24 May 2013
SFC welcomes re-appointment of Non-Executive Director
28 Mar 2013
Appointments to SFC committees
25 Mar 2013
SFC in Action II to premiere on TV in April
21 May 2013
SFC statement on HKMEx
18 May 2013
HKMEx surrenders its ATS authorization
15 May 2013
SFC proposes to enhance professional investor regime, client agreement requirements
21 May 2013
SFAT allows review for ex-Deutsche trader over trading of HSBC shares
21 May 2013
SFC reprimands and fines UBS Securities Hong Kong Limited HK$1.6 million for regulatory breaches
20 May 2013
SFC suspends Lam Ka Wo for three years
Regulatory update
Regulatory Calendar
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Takeovers Panel rules a chain principle offer for Greenheart will be triggered as a result of the restructuring
New regulators' forum seeks to enhance proficient takeover regulation
SFC publishes aggregated short positions
Short selling regulation made more robust via reporting implementation
SFC gazettes amendment notice to expand and update lists of specified futures and stock exchanges
Consultations & conclusions
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SFC proposes to enhance professional investor regime, client agreement requirements
SFC concludes consultation on proposals to enhance regulation of non-corporate listed entities
SFC releases consultation conclusions on regulation of electronic trading
SFC concludes consultation on regulation of IPO sponsors
SFC activity data
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Authorized collective investment schemes
Intermediaries supervision
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Licensees & registrants
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Recent publications
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Takeovers Bulletin (Mar 2013 issue)
Report of the Survey on Hedge Fund Activities of SFC-licensed Managers/Advisers (Mar 2013)
Financial review of securities industry for the year ended 31 Dec 2012
Quarterly Report (Oct - Dec 2012)
A review of the global and local securities markets in 2012
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