Securities & Futures Commission of Hong Kong

Codes

For applicable codes relating to enforcement – both current and earlier versions (if any) – please visit the sub-site of codes and guidelines and follow the steps below:

  1. Select “Codes by topic” on the left navigation 
  2. Select the topic “Enforcement” under Codes

If you refer to codes regarding enforcement that are no longer applicable, please visit Rule Book> Archives

3.4083 s