Securities & Futures Commission of Hong Kong

Enforcement Reporter (publication)

This newsletter aims to give the industry and the public a better understanding of our enforcement work and focus by highlighting significant enforcement actions and related issues.

Year Month
2017 May
2016 Dec

A first series of the Enforcement Reporter was published from 2002 to 2011.

To subscribe for the Enforcement Reporter, please click here.



May (PDF)

Jan (PDF)


Sep (PDF)

Apr (PDF)


Dec (PDF)

Aug (PDF)

Apr (PDF)

Jan (PDF)

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