Securities & Futures Commission of Hong Kong

Enforcement Reporter (publication)

This newsletter aims to give the industry and the public a better understanding of our enforcement work and focus by highlighting significant enforcement actions and related issues.

Year Month
2017 May
2016 Dec

A first series of the Enforcement Reporter was published from 2002 to 2011.



May (PDF)

Jan (PDF)


Sep (PDF)

Apr (PDF)


Dec (PDF)

Aug (PDF)

Apr (PDF)

Jan (PDF)

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