Securities & Futures Commission of Hong Kong


For applicable guidelines relating to enforcement – both current and earlier versions (if any) – please visit the sub-site of codes and guidelines and follow the steps below: 

  1. Select “Guidelines by topic” on the left navigation
  2. Select the topic “Enforcement” under Guidelines 

If you refer to guidelines regarding enforcement that are no longer applicable, please visit Rule Book > Archives.

3.3114 s