Guide to licence applications
You may also submit all applications through the Online Portal.
› A. Licensed corporation
› B. Responsible officer
› C. Licensed representative
› D. Registered institution
› E. Other applications
› F. Applications fees
- Licensed corporations – companies that engage in the business of regulated activities in Hong Kong such as brokerages.
- Registered institutions – financial institutions that are primarily regulated by the Hong Kong Monetary Authority (HKMA), but are required to register with the SFC if they carry out regulated activities (except Type 3 or Type 8) in Hong Kong.
- Representatives – persons accredited to a licensed corporation and carries out regulated activities for the licensed corporation.
- Responsible officers - representatives but with sufficient the authority within the licensed corporations to take responsibility for the regulated activity.
We do not license
What licence do you wish to apply for?
> Regulated activities