Securities & Futures Commission of Hong Kong


For applicable codes relating to intermediaries supervision - both current and earlier versions (if any) - please visit the sub-site of codes and guidelines and follow the steps below:

  1. Select "Codes by topic" on the left navigation
  2. Select the topic "Intermediaries supervision" under Codes

If you refer to codes regarding intermediaries supervision that are no longer applicable, please visit Rule book > Archives.

3.3557 s