Securities & Futures Commission of Hong Kong

Dual Filing Update (publication)

This is a newsletter that helps market participants better understand the Dual Filing arrangements, a regime under which the SFC reviews listing applications in collaboration with The Stock Exchange of Hong Kong Ltd. In addition to discussing the key aspects of the preparation of listing applications, it also highlights various areas of concerns observed during the reviewing process.

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2011 Jan
2010 Jul
2010 Jan
2009 Jun

 

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