Securities & Futures Commission of Hong Kong

Codes

Codes Latest version Previous versions
Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission 

24 Mar 2016 Eleven versions
Code of Conduct for Persons Providing Credit Rating Services 

Jun 2011 -
Code of Conduct for Share Registrars 

2003 -
Code on Immigration-Linked Investment Schemes 

Apr 2003 One version
Code on Pooled Retirement Funds 

1 Apr 2013 Four versions
Code on Real Estate Investment Trusts 

Aug 2014 Two versions
Corporate Finance Adviser Code of Conduct 

1 Oct 2013 Two versions
Fund Manager Code of Conduct 

1 Jan 2014 Two versions
SFC Code on MPF Products 

29 Aug 2014 Six versions
SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structured Investment Products

Section I - Overarching Principles Section
Section II - Code on Unit Trusts and Mutual Funds
Section III - Code on Investment-Linked Assurance Schemes
Section IV - Code on Unlisted Structured Investment Products
 

30 Jan 2015 Two versions
The Codes on Takeovers and Mergers and Share Buy-backs 

3 Mar 2014 Eight versions
12.0462 s