證監會

投資產品

在香港公開發售的投資產品

證監會的認可程序包括審閱要約文件,有時亦會檢視產品的結構特點,以確定產品是否符合若干持平的準則,及有否披露所需資料。 
獲證監會認可的產品不代表適合你或其他投資者。根據證監會推出的《操守準則》及各項指引,銷售產品的中介機構有責任按照你的個別情況向你解釋產品的性質、風險範圍及適合你的原因。

認可產品列表:

  1. 封閉式基金
  2. 交易所買賣基金
  3. 槓桿及反向產品
  4. 與投資有關的人壽保險計劃(簡稱投資相連壽險計劃)
  5. 強制性公積金
  6. 紙黃金計劃
  7. 集資退休基金
  8. 房地產投資信託基金
  9. 結構性投資產品
  10. 單位信託及互惠基金
  11. 非上市股份及債權證

本欄載有以下資料:

投資產品列表 方便瀏覽者搜尋獲證監會認可的投資產品及查閱其銷售文件。
認可司法管轄區計劃及監察制度 列出獲認可的司法管轄區;本會認為這些地區的某些投資計劃及投資管理公司符合《單位信託及互惠基金守則》的規定。
產品資料概要範本示例 供產品發行商參考的指引及文件範本。
投資相連壽險計劃的式樣 供投資相連壽險計劃發行商參考的指引及文件範本。
表格及查核表 與投資產品有關的申請表、合規表格及查檢表。

非上市股份及債權證

一般而言,除非豁免情況適用,否則向公眾發售的非上市股份及債權證(包括普通債券)必須向證監會申請認可。

招股章程及豁免 向公眾發售的非上市股份或債權證的招股章程及推廣文件

免责声明 Disclaimer statement

香港证券及期货事务监察委员会(简称证监会)于本网站免费提供一套繁简字体转换软件(该软件)。证监会允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监会不会就该软件欠妥之处承担任何法律责任,亦不会就其品质及性能作出任何担保;尤其是在无损前述的一般性的原则下,证监会无需就该软件对某用途的恰当性、其品质或可商售性承担任何该等明示或隐含的、法定或非法定的法律责任。

证监会明确陈述,本会并无核准或认可本网站内容的简体中文版,以及对于本网站内容的简体中文版不承担任何责任或法律责任(不论是何种及如何引致的责任或法律责任)。证监会同时明确陈述,本网站的简体中文版纯粹是利用该软件将繁体中文版内的中文字体转换成简体中文字而得来的,当中并不涉及香港特区与内地的用词及语句的对应转换。对于该简体中文版的内容的恰当性,证监会不承担任何责任或法律责任。在任何情况下,使用者都不应视本网站内容的简体中文版为其繁体中文版的对应版本。使用者应该参照该简体中文版的已发布繁体中文版来核实该简体中文版的网站内容,并且应该在依赖本网站内容的简体中文版或根据其内容行事之前,就该版本的内容的法律效力、有效性和效果自费征询独立的法律意见。

如果你将证监会网站的简体中文版的内容或网址传送予第三者,你承诺会将本免责声明同时传送予该第三者,并保证该第三者在浏览本网站的简体中文版的内容之前同意接纳本免责声明。

The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.

The SFC expressly states that it has not approved or endorsed the simplified Chinese character version of the web content and the SFC accepts no responsibility or liability (whatsoever and howsoever caused) for such simplified Chinese character version of the web content. The SFC also expressly states that this simplified Chinese character version of the website is solely established by converting the characters in the traditional Chinese character version via this Software, which involves no corresponding conversion between the terms and expressions used in the Hong Kong SAR and Mainland China. The SFC accepts no responsibility or liability for the fitness of the content of the simplified Chinese character version. Under no circumstances should users treat the simplified Chinese character version of the web content as an equivalent of the traditional Chinese character version thereof. Users should verify the simplified Chinese character version of the web content by making reference to the published traditional Chinese character version thereof, and should at their own costs seek independent legal advice on the legal status, validity and effect of the simplified Chinese character version of the web content before relying or acting upon it.

If you transmit the content of this simplified Chinese character version website or its URL to any third party, you agree to forward this Disclaimer Statement at the same time to the third party and guarantee that the third party agrees to accept this Disclaimer Statement before browsing the content of the simplified Chinese character version of this website.

3.6758 s