Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$) 03/10/2014,1,CHEUNG KONG,6530005,836493641 03/10/2014,2,CLP HOLDINGS,33488956,2096408646 03/10/2014,3,HK & CHINA GAS,128863939,2175223290 03/10/2014,4,WHARF HOLDINGS,42946165,2377070233 03/10/2014,5,HSBC HOLDINGS,33137748,2606283880 03/10/2014,6,POWER ASSETS,8560689,594111817 03/10/2014,11,HANG SENG BANK,17596471,2215395699 03/10/2014,12,HENDERSON LAND,35052974,1770175187 03/10/2014,13,HUTCHISON,14170149,1353249230 03/10/2014,16,SHK PPT,27203929,2957067082 03/10/2014,17,NEW WORLD DEV,52227831,467439087 03/10/2014,19,SWIRE PACIFIC A,4946948,492468673 03/10/2014,23,BANK OF E ASIA,33371218,1051193367 03/10/2014,27,GALAXY ENT,62108328,2816612675 03/10/2014,53,GUOCO GROUP,0,0 03/10/2014,56,ALLIED PPT (HK),0,0 03/10/2014,66,MTR CORPORATION,10543079,327889757 03/10/2014,83,SINO LAND,34952693,422927585 03/10/2014,86,SUN HUNG KAI CO,10164000,56511840 03/10/2014,101,HANG LUNG PPT,36525003,825465068 03/10/2014,133,CHINA MERCHANTS,0,0 03/10/2014,135,KUNLUN ENERGY,107408025,1190080917 03/10/2014,144,CHINA MER HOLD,30995316,734588989 03/10/2014,151,WANT WANT CHINA,628274727,6044002874 03/10/2014,165,CHINA EB LTD,9962699,143462866 03/10/2014,168,TSINGTAO BREW,28884915,1616110994 03/10/2014,171,SILVER GRANT,0,0 03/10/2014,267,CITIC,256069572,3318661653 03/10/2014,291,CHINA RESOURCES,50133475,942509330 03/10/2014,293,CATHAY PAC AIR,36359059,522843268 03/10/2014,302,WING HANG BANK,110500,13458900 03/10/2014,322,TINGYI,34553540,710075247 03/10/2014,358,JIANGXI COPPER,72353654,915997260 03/10/2014,373,ALLIED GROUP,0,0 03/10/2014,386,SINOPEC CORP,308602543,2064551013 03/10/2014,388,HKEX,15533586,2639156261 03/10/2014,390,CHINA RAILWAY,194983425,799432043 03/10/2014,412,HERITAGE INT'L,0,0 03/10/2014,440,DAH SING,0,0 03/10/2014,489,DONGFENG GROUP,51622222,656634664 03/10/2014,494,LI & FUNG,478018891,4240027563 03/10/2014,530,GOLDIN FIN HOLD,0,0 03/10/2014,626,PUBLIC FIN HOLD,0,0 03/10/2014,662,ASIA FINANCIAL,0,0 03/10/2014,665,HAITONG INT'L,12336102,55142376 03/10/2014,688,CHINA OVERSEAS,149740796,3174504875 03/10/2014,700,TENCENT,178371596,20691105136 03/10/2014,721,C FIN INT INV,0,0 03/10/2014,728,CHINA TELECOM,297864840,1423793935 03/10/2014,753,AIR CHINA,55463815,275655161 03/10/2014,762,CHINA UNICOM,133885608,1547717628 03/10/2014,806,VALUE PARTNERS,0,0 03/10/2014,836,CHINA RES POWER,18637063,396969442 03/10/2014,857,PETROCHINA,253116304,2531163040 03/10/2014,883,CNOOC,83209805,1093376838 03/10/2014,902,HUANENG POWER,363494223,3107875607 03/10/2014,914,ANHUI CONCH,297915464,7462782373 03/10/2014,916,CHINA LONGYUAN,79946181,600395819 03/10/2014,931,CHINA LNG,0,0 03/10/2014,939,CCB,442096482,2413846792 03/10/2014,941,CHINA MOBILE,58033937,5388451050 03/10/2014,966,CHINA TAIPING,3084946,52382383 03/10/2014,992,LENOVO GROUP,594131230,6951335391 03/10/2014,998,CITIC BANK,321091213,1515550525 03/10/2014,1031,KINGSTON FIN,0,0 03/10/2014,1044,HENGAN INT'L,20532114,1583025989 03/10/2014,1066,WEIGAO GROUP,64732474,480962282 03/10/2014,1088,CHINA SHENHUA,215307121,4704460594 03/10/2014,1099,SINOPHARM,62844484,1813063363 03/10/2014,1109,CHINA RES LAND,61649899,1035718303 03/10/2014,1111,CHONG HING BANK,0,0 03/10/2014,1171,YANZHOU COAL,307400806,1976587183 03/10/2014,1199,COSCO PACIFIC,23184788,243903970 03/10/2014,1211,BYD COMPANY,70479225,3566248785 03/10/2014,1288,ABC,489354770,1688273957 03/10/2014,1299,AIA,60828691,2506142069 03/10/2014,1336,NCI,6128119,165765619 03/10/2014,1339,PICC GROUP,60624766,194605499 03/10/2014,1359,CHINA CINDA,234036132,814445739 03/10/2014,1398,ICBC,893225272,4350007075 03/10/2014,1788,GUOTAI JUNAN I,6599231,34909932 03/10/2014,1800,CHINA COMM CONS,141679526,793405346 03/10/2014,1880,BELLE INT'L,241517471,2106032347 03/10/2014,1898,CHINA COAL,717178875,3342053558 03/10/2014,1928,SANDS CHINA LTD,62240052,2495826085 03/10/2014,1963,BCQ,546100,2839720 03/10/2014,1988,MINSHENG BANK,865495043,6205599458 03/10/2014,2238,GAC GROUP,72396910,550216516 03/10/2014,2318,PING AN,431828638,25456298210 03/10/2014,2319,MENGNIU DAIRY,58228726,1860407796 03/10/2014,2328,PICC P&C,100289435,1438150498 03/10/2014,2333,GREATWALL MOTOR,110099773,3264458269 03/10/2014,2338,WEICHAI POWER,78759789,2201336103 03/10/2014,2356,DAHSING BANKING,972956,13679761 03/10/2014,2378,PRU,0,0 03/10/2014,2388,BOC HONG KONG,105612396,2608626181 03/10/2014,2601,CPIC,154074540,4237049850 03/10/2014,2628,CHINA LIFE,182057850,3941552453 03/10/2014,2883,CHINA OILFIELD,79029173,1588486377 03/10/2014,2888,STANCHART,5246341,739734081 03/10/2014,3323,CNBM,390240563,2770707997 03/10/2014,3328,BANKCOMM,106613426,582109306 03/10/2014,3360,FE HORIZON,28963508,199848205 03/10/2014,3618,CQRC BANK,103885962,366717446 03/10/2014,3698,HUISHANG BANK,10485596,35651026 03/10/2014,3968,CM BANK,199492738,2685172253 03/10/2014,3988,BANK OF CHINA,709706644,2476876188 03/10/2014,6030,CITIC SEC,99139656,1802358946 03/10/2014,6138,HARBIN BANK,0,0 03/10/2014,6818,CEB BANK,61222464,221625320 03/10/2014,6837,HAITONG SEC,32039759,387681084 03/10/2014,6881,CGS,16218500,87417715 03/10/2014,8207,CREDIT CHINA,0,0