Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$) 09/09/2016,1,CKH HOLDINGS,18717138,1914763217 09/09/2016,2,CLP HOLDINGS,11040989,894320109 09/09/2016,3,HK & CHINA GAS,250695996,3710300741 09/09/2016,4,WHARF HOLDINGS,69530072,3984073126 09/09/2016,5,HSBC HOLDINGS,62510172,3738108286 09/09/2016,6,POWER ASSETS,7143175,547881523 09/09/2016,11,HANG SENG BANK,16270660,2284400664 09/09/2016,12,HENDERSON LAND,7394504,350499490 09/09/2016,16,SHK PPT,14063680,1700298912 09/09/2016,17,NEW WORLD DEV,57349426,592993065 09/09/2016,19,SWIRE PACIFIC A,12198491,1064928264 09/09/2016,23,BANK OF E ASIA,96954424,3281907252 09/09/2016,27,GALAXY ENT,103616369,3051502067 09/09/2016,53,GUOCO GROUP,0,0 09/09/2016,56,ALLIED PPT (HK),0,0 09/09/2016,64,GET NICE,7868000,2163700 09/09/2016,66,MTR CORPORATION,47740674,2093428555 09/09/2016,83,SINO LAND,25422827,364563339 09/09/2016,86,SUN HUNG KAI CO,2669426,13080187 09/09/2016,101,HANG LUNG PPT,56190947,1073247088 09/09/2016,109,GOODRESOURCES,17687500,8313125 09/09/2016,133,CHINA MERCHANTS,68000,803760 09/09/2016,135,KUNLUN ENERGY,192605813,1136374297 09/09/2016,144,CHINA MER PORT,48455816,1141134467 09/09/2016,151,WANT WANT CHINA,956023245,4732315063 09/09/2016,165,CHINA EB LTD,8065138,139365585 09/09/2016,168,TSINGTAO BREW,51321951,1552489018 09/09/2016,218,SHENWANHONGYUAN,7123000,30557670 09/09/2016,267,CITIC,133208865,1657118281 09/09/2016,273,MASON FIN,26620000,7719800 09/09/2016,293,CATHAY PAC AIR,117408834,1338460708 09/09/2016,373,ALLIED GROUP,0,0 09/09/2016,378,FDG KINETIC,0,0 09/09/2016,386,SINOPEC CORP,150024133,835634421 09/09/2016,388,HKEX,44368898,9299721021 09/09/2016,390,CHINA RAILWAY,163533683,958307382 09/09/2016,416,BANKOFJINZHOU,0,0 09/09/2016,440,DAH SING,588730,31320436 09/09/2016,489,DONGFENG GROUP,44529014,389628873 09/09/2016,494,LI & FUNG,627686989,2604901004 09/09/2016,530,GOLDIN FIN HOLD,2634000,13459740 09/09/2016,605,C FIN SERVICES,0,0 09/09/2016,622,ENERCHINA HOLD,9018000,3021030 09/09/2016,665,HAITONG INT'L,65521075,358400280 09/09/2016,688,CHINA OVERSEAS,84937194,2331525975 09/09/2016,700,TENCENT,111441205,23826129629 09/09/2016,717,EMPEROR CAPITAL,8754000,7265820 09/09/2016,721,C FIN INT INV,16450000,9212000 09/09/2016,728,CHINA TELECOM,59721864,238887456 09/09/2016,753,AIR CHINA,62557516,366587044 09/09/2016,762,CHINA UNICOM,125026940,1174002967 09/09/2016,806,VALUE PARTNERS,57511574,479646527 09/09/2016,823,LINK REIT,17870978,1025794137 09/09/2016,836,CHINA RES POWER,48813688,717561214 09/09/2016,857,PETROCHINA,147449635,769687095 09/09/2016,883,CNOOC,238704983,2313051285 09/09/2016,902,HUANENG POWER,292101828,1510166451 09/09/2016,914,ANHUI CONCH,209927823,4670894062 09/09/2016,916,CHINA LONGYUAN,60619181,427365226 09/09/2016,931,CHINA LNG,531442064,129140422 09/09/2016,939,CCB,487128607,2971484503 09/09/2016,941,CHINA MOBILE,39621393,3882896514 09/09/2016,966,CHINA TAIPING,23801460,412717316 09/09/2016,992,LENOVO GROUP,639429822,3484892530 09/09/2016,998,CITIC BANK,307112097,1636907477 09/09/2016,1004,C SMARTERENERGY,4492000,2605360 09/09/2016,1031,KINGSTON FIN,98088235,315844117 09/09/2016,1038,CKI HOLDINGS,9598037,659865044 09/09/2016,1044,HENGAN INT'L,62099051,4241365183 09/09/2016,1088,CHINA SHENHUA,125754738,1858655028 09/09/2016,1099,SINOPHARM,19052711,746866271 09/09/2016,1109,CHINA RES LAND,33536601,789786954 09/09/2016,1111,CHONG HING BANK,0,0 09/09/2016,1113,CK PROPERTY,10129655,592078335 09/09/2016,1141,SKYWAY SEC,22570000,4717130 09/09/2016,1211,BYD COMPANY,94926980,5311164531 09/09/2016,1288,ABC,569492639,1959054678 09/09/2016,1299,AIA,56810508,2914379060 09/09/2016,1336,NCI,27659072,951472077 09/09/2016,1339,PICC GROUP,91881612,312397481 09/09/2016,1359,CHINA CINDA,227745921,683237763 09/09/2016,1375,CC SECURITIES,13366640,51595230 09/09/2016,1398,ICBC,302656126,1531439998 09/09/2016,1456,GUOLIAN SEC,235500,1059750 09/09/2016,1476,HENGTOU SEC,0,0 09/09/2016,1508,CHINA RE,30568000,59607600 09/09/2016,1578,BANK OF TIANJIN,0,0 09/09/2016,1766,CRRC,327145430,2375075822 09/09/2016,1776,GF SEC,67241422,1198242140 09/09/2016,1788,GUOTAI JUNAN I,144047990,450870209 09/09/2016,1800,CHINA COMM CONS,194226933,1687832048 09/09/2016,1816,CGN POWER,550045534,1347611558 09/09/2016,1880,BELLE INT'L,67428270,349278439 09/09/2016,1928,SANDS CHINA LTD,131115759,4615274717 09/09/2016,1963,BCQ,0,0 09/09/2016,1988,MINSHENG BANK,477247593,4171143963 09/09/2016,2016,CZBANK,0,0 09/09/2016,2018,AAC TECH,32290712,2796375659 09/09/2016,2066,SHENGJINGBANK,355000,3205650 09/09/2016,2202,CHINA VANKE,42966426,867921805 09/09/2016,2318,PING AN,950408315,40915077961 09/09/2016,2319,MENGNIU DAIRY,110750202,1690048083 09/09/2016,2328,PICC P&C,28668268,404795944 09/09/2016,2333,GREATWALL MOTOR,237054860,1969925887 09/09/2016,2356,DAHSING BANKING,1383007,20108922 09/09/2016,2378,PRU,0,0 09/09/2016,2388,BOC HONG KONG,83313465,2445250198 09/09/2016,2601,CPIC,28042429,848283477 09/09/2016,2628,CHINA LIFE,342020664,7319242210 09/09/2016,2666,UNI MEDICAL,8813224,58784204 09/09/2016,2799,CHINA HUARONG,62814526,194725031 09/09/2016,2883,CHINA OILFIELD,186315548,1186830041 09/09/2016,2888,STANCHART,6477274,429443266 09/09/2016,3328,BANKCOMM,182912794,1143204963 09/09/2016,3360,FE HORIZON,34814371,255537483 09/09/2016,3618,CQRC BANK,43131000,216517620 09/09/2016,3698,HUISHANG BANK,8235505,32942020 09/09/2016,3866,BQD,0,0 09/09/2016,3898,CRRC TIMES ELEC,30719157,1314779920 09/09/2016,3903,HANHUA FIN,0,0 09/09/2016,3908,CICC,4661359,54444673 09/09/2016,3968,CM BANK,177735280,3522713250 09/09/2016,3988,BANK OF CHINA,206457159,768020631 09/09/2016,6030,CITIC SEC,122740104,2221595882 09/09/2016,6138,HARBIN BANK,807000,1969080 09/09/2016,6196,BANKOFZHENGZHOU,0,0 09/09/2016,6818,CEB BANK,86007671,322528766 09/09/2016,6837,HAITONG SEC,84369072,1189603915 09/09/2016,6878,DIFFER GROUP,0,0 09/09/2016,6881,CGS,149932280,1184465012 09/09/2016,6886,HTSC,24421838,432266533 09/09/2016,8193,GC PRO SER,0,0 09/09/2016,8207,CREDIT CHINA,3656000,16122960