Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$) 11/11/2016,1,CKH HOLDINGS,14744667,1383049765 11/11/2016,2,CLP HOLDINGS,18592822,1413054472 11/11/2016,3,HK & CHINA GAS,289625900,4234330658 11/11/2016,4,WHARF HOLDINGS,71443297,3890087522 11/11/2016,5,HSBC HOLDINGS,42107748,2574888790 11/11/2016,6,POWER ASSETS,9888085,715402950 11/11/2016,11,HANG SENG BANK,13537620,1933172136 11/11/2016,12,HENDERSON LAND,10603030,452219230 11/11/2016,16,SHK PPT,21028743,2199606518 11/11/2016,17,NEW WORLD DEV,96711589,854930447 11/11/2016,19,SWIRE PACIFIC A,11040745,866698483 11/11/2016,23,BANK OF E ASIA,90147626,2830635456 11/11/2016,27,GALAXY ENT,62717216,2079075710 11/11/2016,53,GUOCO GROUP,0,0 11/11/2016,56,ALLIED PPT (HK),0,0 11/11/2016,64,GET NICE,7218000,1912770 11/11/2016,66,MTR CORPORATION,48534408,2033591695 11/11/2016,83,SINO LAND,17860209,206464016 11/11/2016,86,SUN HUNG KAI CO,3446426,16025881 11/11/2016,101,HANG LUNG PPT,55535487,922999794 11/11/2016,109,GOODRESOURCES,20934000,8373600 11/11/2016,133,CHINA MERCHANTS,90000,1009800 11/11/2016,135,KUNLUN ENERGY,185208445,1050131883 11/11/2016,144,CHINA MER PORT,31480397,611978918 11/11/2016,151,WANT WANT CHINA,914192752,4333273644 11/11/2016,165,CHINA EB LTD,13463012,208945946 11/11/2016,168,TSINGTAO BREW,43485219,1337170484 11/11/2016,218,SHENWANHONGYUAN,6995000,31057800 11/11/2016,267,CITIC,112000086,1279040982 11/11/2016,273,MASON FIN,17560000,2897400 11/11/2016,293,CATHAY PAC AIR,153462336,1605216035 11/11/2016,373,ALLIED GROUP,0,0 11/11/2016,378,FDG KINETIC,4234000,5546540 11/11/2016,386,SINOPEC CORP,124324541,673839012 11/11/2016,388,HKEX,37107127,7651489587 11/11/2016,390,CHINA RAILWAY,125512884,843446580 11/11/2016,416,BANKOFJINZHOU,1087000,8739480 11/11/2016,440,DAH SING,1273106,66137857 11/11/2016,489,DONGFENG GROUP,57186542,450629951 11/11/2016,494,LI & FUNG,665317688,2368530969 11/11/2016,530,GOLDIN FIN HOLD,2634000,9851160 11/11/2016,605,C FIN SERVICES,0,0 11/11/2016,622,ENERCHINA HOLD,21624000,11893200 11/11/2016,665,HAITONG INT'L,112299803,582835978 11/11/2016,688,CHINA OVERSEAS,65700816,1524258931 11/11/2016,700,TENCENT,122429438,24485887600 11/11/2016,717,EMPEROR CAPITAL,7248000,6160800 11/11/2016,721,C FIN INT INV,15270000,6947850 11/11/2016,728,CHINA TELECOM,72789036,275142556 11/11/2016,753,AIR CHINA,56891181,287300464 11/11/2016,762,CHINA UNICOM,209621615,1802745889 11/11/2016,806,VALUE PARTNERS,49149187,351416687 11/11/2016,823,LINK REIT,28262850,1500757335 11/11/2016,836,CHINA RES POWER,43563070,557607296 11/11/2016,857,PETROCHINA,84592560,439035386 11/11/2016,883,CNOOC,228809437,2198858690 11/11/2016,902,HUANENG POWER,333636943,1574766371 11/11/2016,914,ANHUI CONCH,221823503,5168487620 11/11/2016,916,CHINA LONGYUAN,58044662,331435020 11/11/2016,931,CHINA LNG,582107519,118167826 11/11/2016,939,CCB,283934875,1567320510 11/11/2016,941,CHINA MOBILE,38440344,3238598982 11/11/2016,966,CHINA TAIPING,28026892,428811448 11/11/2016,992,LENOVO GROUP,713322569,3438214783 11/11/2016,998,CITIC BANK,169523606,832360905 11/11/2016,1004,C SMARTERENERGY,1806000,1462860 11/11/2016,1031,KINGSTON FIN,99689208,342930876 11/11/2016,1038,CKI HOLDINGS,13024970,852484287 11/11/2016,1044,HENGAN INT'L,58104842,3486290520 11/11/2016,1088,CHINA SHENHUA,122312987,2101337117 11/11/2016,1099,SINOPHARM,12179138,425051916 11/11/2016,1109,CHINA RES LAND,28986926,543794732 11/11/2016,1111,CHONG HING BANK,0,0 11/11/2016,1113,CK PROPERTY,12798647,670009170 11/11/2016,1141,SKYWAY SEC,67210000,11022440 11/11/2016,1211,BYD COMPANY,112848609,5315169484 11/11/2016,1288,ABC,553570557,1749282960 11/11/2016,1299,AIA,53126174,2568650513 11/11/2016,1336,NCI,26273213,910366830 11/11/2016,1339,PICC GROUP,90942990,272828970 11/11/2016,1359,CHINA CINDA,224626730,613230973 11/11/2016,1375,CC SECURITIES,9675640,40637688 11/11/2016,1398,ICBC,193262588,889007905 11/11/2016,1456,GUOLIAN SEC,160000,664000 11/11/2016,1476,HENGTOU SEC,0,0 11/11/2016,1508,CHINA RE,41939000,75909590 11/11/2016,1578,BANK OF TIANJIN,0,0 11/11/2016,1658,PSBC,18661803,78006337 11/11/2016,1766,CRRC,361504943,2555839947 11/11/2016,1776,GF SEC,64559136,1118164236 11/11/2016,1788,GUOTAI JUNAN I,125576021,394308706 11/11/2016,1800,CHINA COMM CONS,173192736,1608960517 11/11/2016,1816,CGN POWER,699419175,1566698952 11/11/2016,1880,BELLE INT'L,107517929,482755501 11/11/2016,1928,SANDS CHINA LTD,75708970,2657384847 11/11/2016,1963,BCQ,0,0 11/11/2016,1988,MINSHENG BANK,502867554,4395062422 11/11/2016,2016,CZBANK,0,0 11/11/2016,2018,AAC TECH,39337826,2708409320 11/11/2016,2066,SHENGJINGBANK,0,0 11/11/2016,2202,CHINA VANKE,63684675,1337378175 11/11/2016,2318,PING AN,933271821,37937499524 11/11/2016,2319,MENGNIU DAIRY,108444493,1659200743 11/11/2016,2328,PICC P&C,10342000,123069800 11/11/2016,2333,GREATWALL MOTOR,330526957,2376488821 11/11/2016,2356,DAHSING BANKING,1579314,22110396 11/11/2016,2378,PRU,0,0 11/11/2016,2388,BOC HONG KONG,65578464,1852591608 11/11/2016,2601,CPIC,21795105,598275632 11/11/2016,2628,CHINA LIFE,316255463,6078429999 11/11/2016,2666,UNI MEDICAL,5089995,35579065 11/11/2016,2799,CHINA HUARONG,101155617,308524632 11/11/2016,2883,CHINA OILFIELD,235602839,1663356043 11/11/2016,2888,STANCHART,7622848,493960550 11/11/2016,3328,BANKCOMM,148361408,875332307 11/11/2016,3360,FE HORIZON,41228506,287774972 11/11/2016,3618,CQRC BANK,46785787,212875331 11/11/2016,3698,HUISHANG BANK,8225505,30927899 11/11/2016,3866,BQD,0,0 11/11/2016,3898,CRRC TIMES ELEC,33271286,1314215797 11/11/2016,3903,HANHUA FIN,0,0 11/11/2016,3908,CICC,11615359,133344321 11/11/2016,3968,CM BANK,156272381,2862910020 11/11/2016,3988,BANK OF CHINA,185489124,634372804 11/11/2016,6030,CITIC SEC,112475246,1968316805 11/11/2016,6138,HARBIN BANK,807000,1896450 11/11/2016,6196,BANKOFZHENGZHOU,0,0 11/11/2016,6818,CEB BANK,79362121,277767424 11/11/2016,6837,HAITONG SEC,103697356,1466280614 11/11/2016,6878,DIFFER GROUP,1092000,655200 11/11/2016,6881,CGS,149512263,1143768812 11/11/2016,6886,HTSC,28004277,468231511 11/11/2016,8193,GC PRO SER,0,0 11/11/2016,8207,CREDIT CHINA,31148000,28344680