Date,Stock Code,Stock Name,Aggregated Reportable Short Positions (Shares),Aggregated Reportable Short Positions (HK$) 18/11/2016,1,CKH HOLDINGS,15297346,1451718135 18/11/2016,2,CLP HOLDINGS,20164139,1486097044 18/11/2016,3,HK & CHINA GAS,292765660,4256812696 18/11/2016,4,WHARF HOLDINGS,74578350,4124182755 18/11/2016,5,HSBC HOLDINGS,44128914,2696276645 18/11/2016,6,POWER ASSETS,9525585,692510030 18/11/2016,11,HANG SENG BANK,13365052,1937932540 18/11/2016,12,HENDERSON LAND,10808279,452866890 18/11/2016,16,SHK PPT,19567847,1962655054 18/11/2016,17,NEW WORLD DEV,106739832,939310522 18/11/2016,19,SWIRE PACIFIC A,11729100,909005250 18/11/2016,23,BANK OF E ASIA,88374515,2788215948 18/11/2016,27,GALAXY ENT,68090493,2447853223 18/11/2016,53,GUOCO GROUP,0,0 18/11/2016,56,ALLIED PPT (HK),0,0 18/11/2016,64,GET NICE,7218000,1912770 18/11/2016,66,MTR CORPORATION,55076089,2156228884 18/11/2016,83,SINO LAND,19713713,221582134 18/11/2016,86,SUN HUNG KAI CO,2684426,12804712 18/11/2016,101,HANG LUNG PPT,53961290,917341930 18/11/2016,109,GOODRESOURCES,22174000,8869600 18/11/2016,133,CHINA MERCHANTS,90000,1002600 18/11/2016,135,KUNLUN ENERGY,180705432,1011950419 18/11/2016,144,CHINA MER PORT,28420381,551923799 18/11/2016,151,WANT WANT CHINA,916309008,4416609419 18/11/2016,165,CHINA EB LTD,13267497,200869905 18/11/2016,168,TSINGTAO BREW,41993247,1282893696 18/11/2016,218,SHENWANHONGYUAN,7080000,31010400 18/11/2016,227,FIRST SHANGHAI,0,0 18/11/2016,267,CITIC,111563924,1303066632 18/11/2016,273,MASON FIN,19140000,3406920 18/11/2016,293,CATHAY PAC AIR,149865492,1576584976 18/11/2016,373,ALLIED GROUP,0,0 18/11/2016,378,FDG KINETIC,4328000,5626400 18/11/2016,386,SINOPEC CORP,98731076,521300081 18/11/2016,388,HKEX,37624249,7637722547 18/11/2016,390,CHINA RAILWAY,130501887,857397398 18/11/2016,416,BANKOFJINZHOU,1087000,8239460 18/11/2016,440,DAH SING,1406934,73512302 18/11/2016,489,DONGFENG GROUP,61749915,484119334 18/11/2016,494,LI & FUNG,673919384,2351978650 18/11/2016,530,GOLDIN FIN HOLD,2634000,9008280 18/11/2016,622,ENERCHINA HOLD,23997000,11518560 18/11/2016,665,HAITONG INT'L,108716056,570759294 18/11/2016,688,CHINA OVERSEAS,60401184,1328826048 18/11/2016,700,TENCENT,130935277,25584753126 18/11/2016,717,EMPEROR CAPITAL,7248000,5943360 18/11/2016,721,C FIN INT INV,15310000,6583300 18/11/2016,728,CHINA TELECOM,68841510,251271512 18/11/2016,753,AIR CHINA,56690163,286285323 18/11/2016,762,CHINA UNICOM,224090053,2032496781 18/11/2016,806,VALUE PARTNERS,49840669,340411769 18/11/2016,823,LINK REIT,28904507,1527603195 18/11/2016,836,CHINA RES POWER,43395507,557198310 18/11/2016,857,PETROCHINA,93535328,484512999 18/11/2016,883,CNOOC,233582448,2282100517 18/11/2016,902,HUANENG POWER,338416690,1570253442 18/11/2016,914,ANHUI CONCH,218424726,4849028917 18/11/2016,916,CHINA LONGYUAN,56175957,321326474 18/11/2016,931,CHINA LNG,585347519,114142766 18/11/2016,939,CCB,285623862,1565218764 18/11/2016,941,CHINA MOBILE,36468726,3085254220 18/11/2016,966,CHINA TAIPING,30835111,498912096 18/11/2016,992,LENOVO GROUP,721355697,3412012447 18/11/2016,998,CITIC BANK,160914902,775609828 18/11/2016,1031,KINGSTON FIN,99711208,360954573 18/11/2016,1038,CKI HOLDINGS,14466970,930226171 18/11/2016,1044,HENGAN INT'L,61691460,3658303578 18/11/2016,1088,CHINA SHENHUA,124899333,1973409461 18/11/2016,1099,SINOPHARM,11843922,421051427 18/11/2016,1109,CHINA RES LAND,28481833,528622820 18/11/2016,1111,CHONG HING BANK,0,0 18/11/2016,1113,CK PROPERTY,10990321,557758791 18/11/2016,1141,SKYWAY SEC,60530000,11076990 18/11/2016,1211,BYD COMPANY,115505102,5290133672 18/11/2016,1288,ABC,560135071,1747621422 18/11/2016,1299,AIA,49572269,2322460803 18/11/2016,1336,NCI,26825960,953662878 18/11/2016,1339,PICC GROUP,88118954,267881620 18/11/2016,1359,CHINA CINDA,202056552,545552690 18/11/2016,1375,CC SECURITIES,9173640,38345815 18/11/2016,1398,ICBC,164945371,738955262 18/11/2016,1456,GUOLIAN SEC,160000,668800 18/11/2016,1476,HENGTOU SEC,0,0 18/11/2016,1508,CHINA RE,39920000,71456800 18/11/2016,1578,BANK OF TIANJIN,0,0 18/11/2016,1658,PSBC,24882803,104756601 18/11/2016,1766,CRRC,368005041,2564995136 18/11/2016,1776,GF SEC,64657474,1131505795 18/11/2016,1788,GUOTAI JUNAN I,123025021,385068316 18/11/2016,1800,CHINA COMM CONS,169491050,1498300882 18/11/2016,1816,CGN POWER,704082830,1577145539 18/11/2016,1880,BELLE INT'L,97624900,428573311 18/11/2016,1928,SANDS CHINA LTD,71446355,2639942817 18/11/2016,1963,BCQ,0,0 18/11/2016,1988,MINSHENG BANK,507401489,4399170910 18/11/2016,2016,CZBANK,0,0 18/11/2016,2018,AAC TECH,40348354,2979725943 18/11/2016,2066,SHENGJINGBANK,0,0 18/11/2016,2202,CHINA VANKE,62293757,1367347966 18/11/2016,2318,PING AN,915740692,37041710991 18/11/2016,2319,MENGNIU DAIRY,97871373,1475900305 18/11/2016,2328,PICC P&C,9783099,117201526 18/11/2016,2333,GREATWALL MOTOR,355313864,2476537632 18/11/2016,2356,DAHSING BANKING,1528914,21985783 18/11/2016,2378,PRU,0,0 18/11/2016,2388,BOC HONG KONG,63137343,1771002471 18/11/2016,2601,CPIC,22282327,628361621 18/11/2016,2628,CHINA LIFE,298546857,5958995266 18/11/2016,2666,UNI MEDICAL,5181495,35804130 18/11/2016,2799,CHINA HUARONG,96763617,302870121 18/11/2016,2883,CHINA OILFIELD,257647699,1875675249 18/11/2016,2888,STANCHART,6668166,411425842 18/11/2016,3328,BANKCOMM,165806196,979914618 18/11/2016,3360,FE HORIZON,40523645,280828860 18/11/2016,3618,CQRC BANK,45843186,210878656 18/11/2016,3866,BQD,0,0 18/11/2016,3898,CRRC TIMES ELEC,33117296,1251833789 18/11/2016,3908,CICC,10660159,120246594 18/11/2016,3968,CM BANK,149812011,2720586120 18/11/2016,3988,BANK OF CHINA,193730717,650935209 18/11/2016,6030,CITIC SEC,113021956,1971102913 18/11/2016,6138,HARBIN BANK,807000,1896450 18/11/2016,6818,CEB BANK,75318044,259847252 18/11/2016,6837,HAITONG SEC,106543408,1515047262 18/11/2016,6878,DIFFER GROUP,1092000,677040 18/11/2016,6881,CGS,149117013,1139253979 18/11/2016,6886,HTSC,28094932,476490047 18/11/2016,8193,GC PRO SER,0,0 18/11/2016,8207,CREDIT CHINA,31148000,26475800