Circular to Licensed Corporations and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Anti-Money Laundering and Counter-Financing of Terrorism Seminars

21 Oct 2019



Circular to Licensed Corporations and Associated Entities

Anti-Money Laundering / Counter-Financing of Terrorism

Anti-Money Laundering and Counter-Financing of Terrorism Seminars

The Securities and Futures Commission (SFC) will host three half-day anti-money laundering and counter-financing of terrorism (AML/CFT) seminars on 22, 25 and 27 November 2019 respectively. The seminars will be held at the Lecture Theatre, G/F, Hong Kong Central Library, Causeway Bay.

Objectives and rundown

The objectives of the seminars are –

Please refer to Appendix for rundown and speakers of the seminars.

Who should attend

You are invited to nominate relevant management / supervisory personnel and compliance officers to attend. The seminar is free of charge and three CPT hours will be offered to those who attend the whole session.

Enrolment

Each firm should only submit one enrolment form via the following link on or before 8 November 2019:

https://www.sfc.hk/web/EN/anti-money-laundering-and-counter-financing-of-terrorism-seminar-2019/

Enrolments are subject to a maximum of two places per firm. As seats are limited, we will attempt to allocate seats to all nominees listed as the first priority in enrolment forms submitted by the deadline. Any remaining seats will be allocated to the second nominee on a first-come, first-served basis.

The SFC will send a confirmation slip by email directly to successful applicants at least two days before the seminar. Please present the confirmation slip for admission at the venue.

If you have any queries, please contact Ms Kiki Wong at 2231 1569 or send email to aml_seminar@sfc.hk.

Intermediaries Supervision Department
Intermediaries Division
Securities and Futures Commission

Enclosure

SFO/IS/052/2019


Click here to download the document

Supplementary document:
Appendix


Page last updated : 21 Oct 2019