Circular to Licensed Corporations and Associated Entities - Anti-Money Laundering and Counter-Financing of Terrorism
Seminar Materials

3 Dec 2019



Circular to Licensed Corporations and Associated Entities

Anti-Money Laundering and Counter-Financing of Terrorism

Seminar Materials

The PowerPoint slides of the presentations (in both English and Chinese versions) that the Securities and Futures Commission (“SFC”) staff and speakers of the Joint Financial Intelligence Unit made at the recent Anti-Money Laundering and Counter-Financing of Terrorism Seminars Note 1 have been posted on the SFC website Note 2 under the heading “Training materials - Presented by SFC staff” and under the heading “Training materials - Presented by external parties”.  

Licensed corporations and associated entities are encouraged to download the aforesaid presentation materials for reference and internal training as appropriate.

Should you have any queries regarding the contents of this circular, please contact Ms Kiki Wong on 2231 1569.

Intermediaries Supervision Department
Intermediaries Division
Securities and Futures Commission

End

SFO/IS/058/2019

Note 1 The seminars, referred to in our previous circular of 21 October 2019, were held on 22, 25 and 27 November 2019.
Note 2
The presentation materials can be found on SFC’s website (http://www.sfc.hk/web/EN/rule-book/anti-money-laundering-and-counter-terrorist-financing/other-publications-and-information-sources.html).


Click here to download the document


Page last updated : 3 Dec 2019