Consultation Document on the draft Securities and Futures (Licensed Persons And Registered Institutions) Rules

Click here to download the consultation paper

The Securities and Futures Commission invites market participants and interested parties to submit written comments on the Consultation Document on the Draft Securities and Futures (Licensed Persons And Registered Institutions) Rules (available as Acrobat PDF file) before close of business on 17 December 2001.

Please note that the names of the commentators and the contents of their submissions may be published on the SFC web site and in other documents to be published by the SFC. In this connection, please read the Personal Information Collection Statement.

You may not wish your name and/or submission to be published by the SFC. If this is the case, please state that you wish your name and/or submission to be withheld from publication when you make your submission.


The deadline for submitting your input is on or before 17 Dec 2001.  


Page last updated : 1 Aug 2012