Consultation Paper on the Securities and Futures (Registration of Commission Disciplinary Orders) Rules

Click here to download the consultation paper

Appendix documents
the Draft Securities and Futures (Registration of Commission Disciplinary Orders) Rules

The Securities and Futures Commission (the "SFC") invites market participants and interested parties to submit written comments on the Consultation Paper on the Securities and Futures (Registration of Commission Disciplinary Orders) Rules and the Draft Securities and Futures (Registration of Commission Disciplinary Orders) Rules (available as Acrobat PDF file) before close of business on 24 April 2002. Any persons wishing to submit comments should, where applicable, provide details of any organizations the views of which they represent. In addition, persons suggesting alternative approaches are encouraged to submit proposed text to amend the Draft Securities and Futures (Registration of Commission Disciplinary Orders) Rules.

Please note that the names of the commentators and the contents of their submissions may be published on the SFC web site and in other documents to be published by the SFC. In this connection, please read the Personal Information Collection Statement.

You may not wish your name and/or submission to be published by the SFC. If this is the case, please state that you wish your name and/or submission to be withheld from publication when you make your submission.


The deadline for submitting your input is on or before 24 Apr 2002.  


Page last updated : 1 Aug 2012