A Consultation Paper on i) Securities and Futures (Investor Compensation) Rules, ii) Securities and Futures (Investor Compensation - Compensation Limits) Rules, iii) Securities and Futures (Transfer of Functions - Investor Compensation Company) Order, and iv) Securities and Futures (Investor Compensation - Miscellaneous) Rules

Click here to download the consultation paper

Appendix documents
the Draft Securities and Futures (Investor Compensation) Rules
the Draft Securities and Futures (Investor Compensation - Compensation Limits) Rules
the Draft Securities and Futures (Transfer of Functions - Investor Compensation Company) Order
the Draft Securities and Futures (Investor Compensation - Miscellaneous) Rules

The Securities and Futures Commission (the "SFC") invites market participants and interested parties to submit written comments on the Consultation Paper on the Securities and Futures (Investor Compensations) Rules and
the Draft Securities and Futures (Investor Compensation) Rules (available as Acrobat PDF file)
the Draft Securities and Futures (Investor Compensation - Compensation Limits) Rules (available as Acrobat PDF file)
the Draft Securities and Futures (Transfer of Functions - Investor Compensation Company) Order (available as Acrobat PDF file)
the Draft Securities and Futures (Investor Compensation - Miscellaneous) Rules (available as Acrobat PDF file)
before close of business on 25 April 2002. Any persons wishing to submit comments should, where applicable, provide details of any organizations the views of which they represent. In addition, persons suggesting alternative approaches are encouraged to submit proposed text to amend the Draft Securities and Futures (Investor Compensation) Rules.

Please note that the names of the commentators and the contents of their submissions may be published on the SFC web site and in other documents to be published by the SFC. In this connection, please read the Personal Information Collection Statement.

You may not wish your name and/or submission to be published by the SFC. If this is the case, please state that you wish your name and/or submission to be withheld from publication when you make your submission.


The deadline for submitting your input is on or before 25 Apr 2002.  


Page last updated : 1 Aug 2012