Consultation Paper on the Securities and Futures (Financial Resources) Rules

Click here to download the consultation paper

The Securities and Futures Commission (the "SFC") invites market participants and interested parties to submit written comments on the Consultation Paper on the Securities and Futures (Financial Resources) Rules and the Draft Securities and Futures (Financial Resources) Rules (available as Acrobat PDF file) before close of business on 12 July 2002. Any persons wishing to submit comments should, where applicable, provide details of any organizations the views of which they represent. In addition, persons suggesting alternative approaches are encouraged to submit proposed text to amend the Draft Securities and Futures (Financial Resources) Rules.

Please note that the names of the commentators and the contents of their submissions may be published on the SFC web site and in other documents to be published by the SFC. In this connection, please read the Personal Information Collection Statement.

You may not wish your name to be published by the SFC. If this is the case, please state that you wish your name to be withheld from publication when you make your submission.


The deadline for submitting your input is on or before 12 Jul 2002.  


Page last updated : 1 Aug 2012