Consultation Document on the Draft Securities and Futures (Keeping of Records) Rules

Click here to download the consultation paper

Appendix documents
the Draft Securities and Futures (Keeping of Records) Rules

The Securities and Futures Commission (the "SFC") invites market participants and interested parties to submit written comments on the Consultation Document on the Draft Securities and Futures (Keeping of Records) Rules and the Draft Securities and Futures (Keeping of Records) Rules (available as Acrobat PDF file) before close of business on 15 March 2002. Any person wishing to comment on the document should, where applicable, provide details of any organization whose views they represent. In addition, persons suggesting alternative approaches are encouraged to submit proposed text to amend the Draft Securities and Futures (Keeping of Records) Rules.

Please note that the names of the commentators and the contents of their submissions may be published on the SFC web site and in other documents to be published by the SFC. In this connection, please read the Personal Information Collection Statement.

You may not wish your name and/or submission to be published by the SFC. If this is the case, please state that you wish your name and/or submission to be withheld from publication when you make your submission.


The deadline for submitting your input is on or before 15 Mar 2002.  


Page last updated : 1 Aug 2012