Consultation Document on The Proposed Amendments to the Current Financial Resources Rules

Click here to download the consultation paper

Appendix documents
the draft amendments proposed to be made to the current Financial Resources Rules under section 28 of the Securities and Futures Commission Ordinance (Cap. 24) (SFCO)

The Securities and Futures Commission (the "SFC") invites market participants and interested parties to submit written comments on the Consultation Document on the Proposed Amendments to the Current Financial Resources Rules and the draft amendments proposed to be made to the current Financial Resources Rules under section 28 of the Securities and Futures Commission Ordinance (Cap. 24) (SFCO) (available as Acrobat PDF file) before close of business on 26 March 2002. Any person wishing to comment on the document should, where applicable, provide details of any organization whose views they represent. In addition, persons suggesting alternative approaches are encouraged to submit proposed text to amend the draft amendments proposed to be made to the Current Financial Resources Rules.

Please note that the names of the commentators and the contents of their submissions may be published on the SFC web site and in other documents to be published by the SFC. In this connection, please read the Personal Information Collection Statement.

You may wish not to have your name and/or submission to be published by the SFC. If this is the case, please state that you wish your name and/or submission to be withheld from publication when you make your submission.


The deadline for submitting your input is on or before 26 Mar 2002.  


Page last updated : 1 Aug 2012