Consultation Paper on (1) the Proposed Guideline on Anti-Money Laundering and Counter-Terrorist Financing and (2) the Proposed Prevention of Money Laundering and Terrorist Financing Guideline issued by the Securities and Futures Commission for Associated Entities

Click here to download the consultation paper

The Securities and Futures Commission (the "SFC") invites market participants and interested parties to submit written comments on the Consultation Paper on (1) the Proposed Guideline on Anti-Money Laundering and Counter-Terrorist Financing and (2) the Proposed Prevention of Money Laundering and Terrorist Financing Guideline issued by the Securities and Futures Commission for Associated Entities (available as Acrobat PDF file) on or before 18 November 2011. Any persons wishing to submit comments should, where applicable, provide details of any organizations the views of which they represent. In addition, persons suggesting alternative approaches are encouraged to submit proposed text of possible amendments that would be necessary to incorporate their suggestions.

Please note that the names of the respondents and the contents of their submissions may be published on the SFC web site and in other documents to be published by the SFC. In this connection, please read the Personal Information Collection Statement. If you wish to remain anonymous as a respondent, please so indicate when submitting your input.


The deadline for submitting your input is on or before 18 Nov 2011.  


Page last updated : 1 Aug 2012