Consultation Conclusions and Further Consultation on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules

Click here to download the consultation paper

The Hong Kong Monetary Authority (the “HKMA”) and Securities and Futures Commission (the “SFC”) welcome comments from market participants and interested parties on the subject consultation.

Please note:

If you wish to remain anonymous as a respondent, please so indicate in your submission.


The deadline for submitting your input is on or before 23 Dec 2014.  


Page last updated : 28 Nov 2014