Consultation Paper on (1) the OTC derivatives regime for Hong Kong – Proposed refinements to the scope of regulated activities, requirements in relation to OTC derivative risk mitigation, client clearing, record-keeping and licensing matters; and (2) Proposed conduct requirements to address risks posed by group affiliates

Click here to download the consultation paper

We welcome comments from market participants and interested parties on the subject consultation.

Please note:

If you wish to remain anonymous as a respondent, please so indicate in your submission.


The deadline for submitting your input is on or before 20 Feb 2018.  


Page last updated : 20 Dec 2017