Joint consultation paper on enhancements to the OTC derivatives regime for Hong Kong to– (1) mandate the use of Legal Entity Identifiers for the reporting obligation, (2) expand the clearing obligation and (3) adopt a trading determination process for introducing a platform trading obligation

Click here to download the consultation paper

The Hong Kong Monetary Authority (the “HKMA”) and Securities and Futures Commission (the “SFC”) welcome comments from market participants and interested parties on the subject consultation.

Please note:

If you wish to remain anonymous as a respondent, please so indicate in your submission.


The deadline for submitting your input is on or before 27 Apr 2018.  


Page last updated : 29 Mar 2018