Joint consultation paper on enhancements to the OTC derivatives regulatory regime for Hong Kong to – (1) mandate the use of Unique Transaction Identifiers for the reporting obligation, (2) revise the list of designated jurisdictions for the masking relief of the reporting obligation and (3) update the list of Financial Services Providers under the clearing obligation

Click here to download the consultation paper

The Hong Kong Monetary Authority (the “HKMA”) and the Securities and Futures Commission (the “SFC”) welcome comments from market participants and interested parties on the subject consultation. Comments on our proposals on the updated list of Financial Services Providers must reach the HKMA or the SFC by no later than 25 May 2019 and comments on our other proposals must reach the HKMA or the SFC by no later than 25 June 2019.

Please note:

If you wish to remain anonymous as a respondent, please so indicate in your submission.

 


The deadline for submitting your input is on or before 25 Jun 2019.  


Page last updated : 26 Apr 2019